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Job Opportunity: Head of Compliance - Asset Finance Lender Are you an experienced Compliance professional looking for a leadership role in the finance industry? Look no further Our client, a leading Asset Finance lender based in the UK, is seeking a ...
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We are working exclusively with a successful Investment Management firm who are looking for a Head of Compliance (SMF16/17) to report directly into the board. The role holder will be responsible for the independent oversight and management of the Com...
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Our client is a leading national IFA firm who are looking for a remote based Head of Compliance (SMF16 & SMF17) to join the business. The successful candidate will be expected to: Have strong compliance knowledge and understanding, enabling them to u...
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My client I am supporting is a wonderful business and the role being sourced is A HEAD OF COMPLIANCE. TO BE THE SUCCESSFUL CANDIDATE you will be responsible for the full compliance and risk monitoring across the business AND MUST BE A HEAD OF COMPLIA...
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My client, a growing Wealth Management Group, is looking to hire a Head of Compliance (SMF 16) to play a critical role in ensuring adherence to regulatory standards and fostering a culture of compliance throughout the organization. Reporting directly...
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An international bank specializing in prime brokerage and institutional equities is looking for a Head of Compliance and Financial Crime to join their team. The role holder will be expected to take on both the SMF16 and SMF17 titles. There is a resou...
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Location: London (Hybrid Working Arrangements) Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meani...
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Head of Compliance & Financial Crime A commercial bank based in the UK is looking for a Head of Compliance & Financial Crime to join their business for a 12 month fixed term contract. The role will be salaried and offer the usual benefits of a perman...
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SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...
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Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for pu...
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Regulatory compliance Retail Investment Stockbroking Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Compliance Monitoring Manager to join the...
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Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...
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AML Compliance Investment management 6 months ftc Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior AML/MAR Compliance officer to join th...
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We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...
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Chartered financial planning firm Retail Financial Services Compliance and T&C experience required Office 1 day a week Fram Search are working on an exciting opportunity for a Compliance Manager to join a Chartered financial planning firm in Dorset. ...
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Our Kent based client are seeking an Senior Operational Risk Associate to join their growing risk and compliance function. This is a second line role, and its focus is to oversee the embedding and ongoing development of the risk management framework ...
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This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...
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Are you an accomplished Compliance leader with a wealth of experience spanning multiple jurisdictions? We are exclusively tasked with recruiting for a Global Head of Compliance role on behalf of our client. This presents a remarkable opportunity to j...
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InterQuest are currently supporting a growing financial services firm in the West Midlands who are looking for a talented Compliance Manager with strong regulatory advisory experience to lead on compliance policy and advice across the business. This ...
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We are partnering with a Kent based consumer lender, supporting them with the search for a Senior Compliance Associate to join their expanding risk and compliance function. Reporting to the Head of Compliance and Operational Risk, the focus of this r...
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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...
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Location: City of London (Hybrid Working Arrangements; onsite x4 days per week) Duration: 6 months initially Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust background ...
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This is an exciting time to join HR within WTW. We are creating a new ER function with a unique opportunity to be at the start of our journey, helping to shape, drive and guide how we operate. We offer the ability to work with likeminded individuals ...
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This is an exciting time to join HR within WTW. We are creating a new ER function with a unique opportunity to be at the start of our journey, helping to shape, drive and guide how we operate. We offer the ability to work with likeminded individuals ...
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Our client is a successful financial planning business who are looking for a remote based Compliance Officer to join the team. This role will play an important role in ensuring compliance with relevant legislation and procedures. The successful candi...
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