Compliance jobs

As the Gambling Industry becomes even more regulated we are continuing to strengthen our Compliance team to ensure we maintain our market leading position...

PURPOSE OF ROLE Identify and agree all planned compliance visits in accordance with current legislation and identify any shortfalls. Review and approve...

We have a new Compliance Manager opportunity with a growing, predominantly equity focused, investment management and alternatives firm with over $15 billion under management. The firm has grown significantly in recent years and has grown through both performance and acquisition. The opportunity has arisen...

Compliance Analyst, Newcastle upon Tyne £20-22kpa depending on skills & experience. My client is an award winning investment manager platform and compliance service provider and they are looking for a Compliance Analyst to join their team. Based in Newcastle, the Compliance Associate will assist the...

My client is an award winning investment manager platform and compliance service provider and they are looking for a Compliance Associate to join their team. Based in Newcastle, the Compliance Associate will assist the Compliance Team in delivering a range of compliance solutions to its clients. The individual...

Compliance Officer Monday-Friday £23000-£28000 (Depending on experience) We are recruiting a Compliance Officer / Compliance Manager for a well established company within the Building Supply sector for one of their branches in the Colchester area. This is an important role for the branch and we are looking...

The Compliance Officer is responsible for assisting in the implementation and maintenance at office level of the Henley & Partners’ compliance policies and procedures. The Compliance Officer reports to the Managing Partner but shall also have a reporting line into, and be in regular contact with,...

About the Role: This role sits within the newly formed Compliance team which falls under Advisory and Compliance Function. There is an increased Board and Executive management determination to improve the compliance culture within Britvic which has resulted in the desire to create a new Compliance function...

Are you an experienced Compliance Manager looking for a new challenge? Maybe you are an ambitious and knowledgeable Compliance Team Leader wanting to step up? If you are either one of these people, then this Compliance Manager role is the ideal next career move for you A fast-growing, successful multi-brand...

Our client, a highly successful and established specialist mortgage lender and savings provider based in Surrey, is currently recruiting for a Compliance Manager to join their established team. The main purpose of the role is to assist with the provision of compliance services within the Group ensuring...

Do you have experience in Compliance in the Lloyd's Market? Are you looking for a new challenge with a Leading Lloyd's Syndicate? Then we have the role for you A fantastic opportunity has arisen with a leading Lloyd's Syndicate, as a Compliance Analyst. Acting as a conduit between the Compliance team...

Job Title: Compliance Analyst Reports to: Compliance Manager Job Purpose: To assist with the day to day functions performed by the Compliance Department. Roles & Responsibilities Main duties • Provide support and assistance to enable effective monitoring of the Firm`s systems and controls in line...

Compliance Assistant to c£40,000 Small established Lloyds Broker based in the City. Key Duties: ·Underwriter TOBA management. ·Compliance File Reviews of Broking, MGA Underwriting, and Broking Claims and MGA Claims. ·Anti-Financial Crime Monitoring - e.g. AC Records, higher risk transactions. ·Approval...

A Compliance Officeris required for a bank based in London to be an integral part of their Central Compliance function. This role sits within a small team focusing on Compliance Ethics and Breaches that occur across the bank. The Central Compliance team (where this team sits) is part of a much wider compliance...

Compliance Officer - Cardiff - Professional Services - permanent - salary up to £25k Are you an experienced Compliance Officer looking for a new, exciting opportunity to join a corporate business in Cardiff? Are you process-driven, have a keen eye for detail and looking to join a business that supports...

My Client are a well known SIPP and SSAS provider in the heart of Bristol and have a unique opportunity for a Compliance Officer to join their team. They are looking to recruit a candidate for the role of Compliance Officer. Reporting to the Compliance and Monitoring Manager, the Compliance Officer will...

My Client are a well known SIPP and SSAS provider in the heart of Bristol and have a unique opportunity for a Compliance Officer to join their team. They are looking to recruit a candidate for the role of Compliance Officer. Reporting to the Compliance and Monitoring Manager, the Compliance Officer will...

Compliance Officer Job in Bristol - Insurance - Up to £40,000 + 10% Bonus and Company Benefits Your new company Hays are proud to be working with a leading international insurance provider in sourcing this excellent opportunity as a Compliance Officer. Your new role Will provide full compliance support...

Compliance Manager - Guernsey - Fund Management / Private Equity - Up to £55k - Relocation / Housing Licence Your new company This is a fantastic opportunity to join a leading Fund Management company with offices across the UK and Channel Islands. This role as a 'Hand On' Compliance Manager will be based...

My client a well established Bank, this particular role focusses on their Wealth Management & Investment Services business. The Compliance Manager will assist in the development and review of regulatory compliance policies and procedures, maintain compliance/risk frameworks, partake in regulatory...

Compliance Assistant Pertemps are currently recruiting for a Compliance Assistant for a security manufacturing company in Basingstoke. This is a full time permanent position. Responsibilities as a Compliance Assistant: - Supporting the management of the company’s ISO security management systems. - Product...

Reed Recruitment are delighted to be working with a renowned organisation in Guildford with their search for a new Compliance Officer to join their fantastic team. Our client is a well-respected pioneer of new technologies on satellite products and services. As a Compliance Officer you will report to...

Reed Recruitment are delighted to be working with a renowned organisation in Guildford with their search for a new Compliance Officer to join their fantastic team. Our client is a well-respected pioneer of new technologies on satellite products and services. As a Compliance Officer you will report to...

Reed Recruitment are delighted to be working with a renowned organisation in Guildford with their search for a new Compliance Officer to join their fantastic team. Our client is a well-respected pioneer of new technologies on satellite products and services. As a Compliance Officer you will report to...

The role will involve assisting the Compliance Team in ensuring the business continues to meet its regulatory responsibilities. The role will involve: Undertake 'know your customer’ and 'anti-money laundering’ checks in line with the company’s financial crime policies Maintain key compliance spreadsheets...

My client is looking for an experienced Senior Compliance Manager to ensure the company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The role will involve: Keep...

My client is looking for an experienced Senior Compliance Manager to ensure the company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The role will involve: Keep...