Compliance jobs

Compliance Officer - £22k-£25k - Bristol City Centre - Full Time - Financial Services A fantastic opportunity has arisen to work for a leading Financial Services Company based in Central Bristol. Our client is seeking for an experienced individual to join their company on a permanent basis and act as...

My client, an award winning Compliance Service Provider are looking to add to their team. The application and role summary Based in the London office, the Compliance Manager will contribute to the team's interaction with compliance clients and oversee the work of 2-3 Compliance Associates. The Compliance...

Compliance Officer Location: Cwmbran Salary: Competitive Main Purpose of the Compliance Officer role: As Compliance Officer you will support the Head of Compliance to oversee day to day compliance and risk management. You will assist in the design and implementation of the compliance framework and drive...

Leading privately owned company looking to recruit a compliance policy specialist to the established team in Birmingham city centre. The role is to implementation the firm's compliance policies and undertaking specified checks and controls to ensure that all departments are in compliance and undertaking...

Our client is a leading name within UK Wealth and Investment Management. Due to continued success and expansion, they are looking to take on a Compliance Officer to join one of their highest-performing teams on a permanent basis. The Compliance Officer will provide effective monitoring support to the...

The business has offices across the South East with a team of over 100 people and headquarters in the heart of the City of London, servicing small business, major corporates and brokers. The Group Head of Compliance is now seeking a diligent and focused compliance officer to support in all areas of compliance...

Compliance Officer Cwmbran, NP44 3AB £26k – £28k We Plan Group is seeking a Compliance Officer to support the Head of Compliance, overseeing day to day compliance and risk management. You will assist in the design and implementation of the compliance framework and drive standards of ‘Treating Customers...

Insurance Compliance Technician/Delegated Authority - London Salary £45k-£55k (Negotiable and subject to experience) Our client is a very reputable and progressive insurance company with an established market presence. They have an exciting opportunity for an experienced Compliance Technician based in...

Are you an experienced Compliance professional looking for a change in 2019? Do you have recruitment sector experience and enjoy working internationally? If so, apply for this excellent new Compliance Manager position. Your new company is an established, successful and award-winning recruitment business...

As the Gambling Industry becomes even more regulated we are continuing to strengthen our Compliance team to ensure we maintain our market leading position. As a result we are now looking for a Compliance Officer to champion and protect the delivery of our regulatory requirements. What you'll do As a Compliance...

Compliance Manager Gloucestershire £50,000pa +superb benefits package Our client, a renowned national wealth management firm are looking for a Compliance Manager to complement their team. The ideal candidate will be qualified in either Financial Advice or Compliance to Level 6, have experience in Compliance...

This is an exciting opportunity for a Compliance Officer which offers exposure to a wide variety of risk and compliance work. You will have a key role in ensuring the group and its employees adhere to the relevant legal and regulatory requirements and that everyone provides the highest standard of service...

Compliance Manager required for a financial services firm based in London that offers FCA Umbrella services to VC firms, Fund Managers, Managed Accounts (trading Futures & Options) and to other industry sectors. The company are a market leader in their field offering FCA Umbrella services to Appointed...

An exciting role of Compliance Manager working with the Business & Group Risk & Compliance functions to define and oversee the compliance framework for the regulated entities. They will work closely with the Group Compliance Director to ensure that there is effective second line oversight. They...

Compliance Analyst Location: Leeds City Centre Salary: Competitive Hours of Work: 35 Hours per Week, Mon-Fri ,9am-5pm About the Company: Our client’s company is the UK’s largest provider of genuinely free independent debt advice and managed solutions, helping 620,000 people a year resolve problems, repay...

This is an exciting opportunity for a Compliance Officer which offers exposure to a wide variety of risk and compliance work. You will have a key role in ensuring the group and its employees adhere to the relevant legal and regulatory requirements and that everyone provides the highest standard of service...

A major financial services compliance consultancy are looking for a compliance associate to complement their growing team. The application and role summary Based in the London office, the Compliance Associate will work alongside a Compliance Manager in an exciting and varying work environment. This role...

Compliance manager MET Recruitment are looking on behalf of a Salisbury based Self Invested Personal Pension (SIPP) firm, for a compliance manager to join their team. Our client is looking for a compliance manager who will be working with one of the markets leading retirement and wealth planning firms...

This is an exciting opportunity for a Compliance Officer which offers exposure to a wide variety of risk and compliance work. You will have a key role in ensuring the group and its employees adhere to the relevant legal and regulatory requirements and that everyone provides the highest standard of service...

Established Medical Recruitment Company based in South West London seeks a competent compliance officer to join their compliance team. What does the role entail? You will be responsible for building and maintaining exceptional processes and ensuring compliance with regulatory framework. You will manage...

Established Medical Recruitment Company based in South West London seeks a competent compliance officer to join their compliance team. What does the role entail? You will be responsible for building and maintaining exceptional processes and ensuring compliance with regulatory framework. You will manage...

About the Role: This role sits within the newly formed Compliance team which falls under Advisory and Compliance Function. There is an increased Board and Executive management determination to improve the compliance culture within Britvic which has resulted in the desire to create a new Compliance function...

The Compliance Officer is responsible for assisting in the implementation and maintenance at office level of the Henley & Partners’ compliance policies and procedures. The Compliance Officer reports to the Managing Partner but shall also have a reporting line into, and be in regular contact with,...

Compliance Analyst, Newcastle upon Tyne £20-22kpa depending on skills & experience. My client is an award winning investment manager platform and compliance service provider and they are looking for a Compliance Analyst to join their team. Based in Newcastle, the Compliance Associate will assist the...

Compliance Officer Leeds £30-£35,000 per annum An award winning, forward thinking and friendly Financial Services firm, offering genuine career progression within an ever changing environment. DUTIES: Liaising with the business on all new and on-going projects providing compliance guidance and sign off...