Compliance jobs

Assist with investigations into complaints and rule breaches. Assist with the review and implementation of policies and training. To consider the impact...

Compliance Manager Dublin The Compliance Manager will lead the Irish Compliance team, whose function is to provide the Board and Senior Management with...

A Financial institution that helps corporation raise capital through innovative technology is looking for a compliance adviser to join their compliance team. The role will be to assist the head of compliance with on going compliance advisory, monitoring and reports. The compliance adviser role is on a...

FourthLine are representing our insurance provider recruit for a Compliance Manager to join a growing team. Working as an integral part of the compliance team, the Compliance Manager will be responsible for providing day to day compliance advice and guidance to various stakeholders in the group. Key responsibilities...

Compliance Administrator. Winners Recruitment are recruiting a Compliance Administrator for a new role within a prestigious manufacturing company in the Redruth, Cornwall area. With superb standards across the business and ISO9001 quality management standards, the Compliance Administrator plays an important...

Compliance Administrator. Winners Recruitment are recruiting a Compliance Administrator for a new role within a prestigious manufacturing company in the Redruth, Cornwall area. With superb standards across the business and ISO9001 quality management standards, the Compliance Administrator plays an important...

Compliance Analyst, Newcastle upon Tyne £20-22kpa depending on skills & experience. My client is an award winning investment manager platform and compliance service provider and they are looking for a Compliance Analyst to join their team. Based in Newcastle, the Compliance Associate will assist the...

Compliance Advisor / Compliance Officer Hampshire A Compliance Advisor is required to work for an Insurance Services organisation based in Hampshire Our client is currently looking for an experienced Compliance Advisor to join their team on a permanent basis, offering a FANTASTIC career path and employee...

Our client is recruiting a Compliance Manager who will report directly to the Chief Compliance and Risk Officer. You will be responsible for the management of Regulatory Compliance and act as the main point of contact in promoting compliance awareness across the business. The role will involve: Support...

We are delighted to be working with a well-respected firm in Bristol who are looking for a Compliance Officer to join their team. This is a growing department and has the responsibility of developing and maintaining appropriate compliance practice and controls. This is a great opportunity to join a firm...

A great opportunity has arisen with our client, an award-winning pensions provider. They are recruiting for a Junior Compliance Officer to join their team in Bristol. The core purpose of the role will be to develop and maintain appropriate internal compliance practices and controls within the company...

The role will involve assisting the Compliance Team in ensuring the business continues to meet its regulatory responsibilities. The role will involve: Undertake 'know your customer’ and 'anti-money laundering’ checks in line with the company’s financial crime policies Maintain key compliance spreadsheets...

Role Purpose: To assist the Group Compliance officer in ensuring the Eldon Group and employees follow all elements of applicable laws, regulations, standards, and ethical practices. The role can be based in Bristol or Southampton but may involve working across multiple locations within the Eldon Group...

Role Purpose: To assist the Group Compliance officer in ensuring the Eldon Group and employees follow all elements of applicable laws, regulations, standards, and ethical practices. The role can be based in Bristol or Southampton but may involve working across multiple locations within the Eldon Group...

Job title: Compliance Officer Location: Cardiff Salary: £25,000 - £30,000 plus bonus plus benefits Sector: Banking/FS Job type: Permanent Job reference: MC/20973 Job Description: Our blue chip banking client, who provide excellent lending and savings products are now looking to appoint a Compliance Officer...

Job title: Compliance Officer Location: Cardiff Salary: £25,000 - £30,000 plus bonus plus benefits Sector: Banking/FS Job type: Permanent Job reference: MC/20973 Job Description: Our blue chip banking client, who provide excellent lending and savings products are now looking to appoint a Compliance Officer...

Compliance Office Location: Uxbridge £40,000 - £50,000 PARKING AVAILABLE - GREAT COMPANY BENEFITS An exciting opportunity has become available for an Compliance Officer for a professional company in Uxbridge carrying out the elements of compliance across the business. My client is looking for a bright...

Insurance Compliance Technician/Delegated Authority - London Salary £45k-£55k (Negotiable and subject to experience) Our client is a very reputable and progressive insurance company with an established market presence. They have an exciting opportunity for an experienced Compliance Technician based in...

Main responsibilities: To work with the Head of Compliance to ensure compliance with the financial services legislation. To be the main point of contact between the firm and the GFSC in relation to compliance matters. Main duties: Manage and update internal policies and procedures to ensure compliance...

Compliance Officer Location: London, E6 7FF Salary: £25,000 - £30,000 Per Annum – Depending on experience About the company: Established in 1967, our client is a London-based bullion merchant dealing in Gold, Silver, Platinum, Palladium and Rhodium. In addition to producing its own minted bars in various...

A well established local IFA based near Fareham, who has been running for circa 20 years and offers impartial financial advice to corporate and private clients across the UK. The office is set in a beautiful area and the offices are privately owned and expanding the IFA team and support teams. We are...

Purpose of the Job: To take responsibility for the enforcement and further risk-based development of the corporate strategy, in response to the compliance landscape that the company faces over future years. The individual appointed shall function as an independent and objective company officer who will...

Compliance Associate THE COMPANY... Our client is a busy business management office in York. They are a financial services organisation with a diverse client database, looking to take on a Compliance Associate to assist the Compliance manager with regulatory processes and procedures YOUR NEW JOB... The...

A global leader in retail foreign exchange located in London, wishes to recruit a compliance assistant who will report directly to head of compliance and will be responsible for assisting with monitoring and regular sample checking of all compliance functions and regulatory obligations of the company...

We are looking to recruit a candidate for the role of Compliance Officer. Reporting to the Compliance and Monitoring Manager, the Compliance Officer will help to develop and maintain appropriate internal compliance practices and controls within the Company to ensure companywide compliance with all regulatory...

Compliance Officer A brand new role for a Compliance Officer to join a highly successful and growing innovative technology company who provide services to the utilities and energy industry. You will focus on compliance in ISO 9001, ISO27001 and GDPR. This is the perfect role for someone with a background...

We are currently recruiting for our market leading client based in Uxbridge, they are looking for a Compliance Manager to join their team in Uxbridge. The successful candidate will take responsibility for the enforcement and further risk-based development of the businesses corporate strategy, in response...