Compliance jobs

J Edward Sellars, based in Clevedon near Bristol, has been providing Investment and Financial Advice to private clients in the South West since 1975. Summary...

e.surv Chartered Surveyors is one of the country's largest providers of residential property risk expertise and surveying services. To put it into numbers...

The Compliance Associate will work alongside a team of compliance experts in an exciting and varying work environment. This role is diverse and will transcend a number of areas in compliance. The role will involve: Perform day to day Compliance Monitoring tasks following a Monitoring Plan Assist in reviewing...

Compliance Officer Hampshire - Portsmouth £30,000 to £35,000 dependent on Experience My client is one of the largest firms of IFAs in the South. From a modest beginning in the group has become one of the region's most successful Wealth Managers. In this role you will assist the Head of Compliance in promoting...

Are you a Compliance Manager with healthcare recruitment sector experience? Are you looking for a new challenge? Look no further, as this brand-new role as a Compliance Manager / Head of Compliance (dependent on experience) is what you have searching for A really cool, modern and rapidly growing healthcare...

Compliance Administrator Salary: £18,000-£20,000 (depending on experience) Hours: 40 hours per week -Monday to Friday Our client a large insurance company are looking for a Compliance Administrator you will support the Compliance Officer in the delivery of the compliance plan. The role focuses on meeting...

Are you an experienced Compliance Manager looking for a new challenge? Maybe you are an ambitious and knowledgeable Compliance Team Leader wanting to step up? If you are either one of these people, then this Compliance Manager role is the ideal next career move for you A fast-growing, successful multi-brand...

Health-on-line has a new opportunity for a Compliance Manager. You will join us on a full time permanent basis working 35 hours per week. In return, you will receive a highly competitive salary of £50,000 - £65,000 per annum depending on experience, plus bonus and company benefits, such as PMI, pension...

Compliance Manager Our Client is an award-winning investment manager platform and compliance service provider. The firm has recently been voted "B2B Business of the Year" for a highly prestigious award. Our clients are of an institutional nature and range from specialised hedge fund managers to large...

The Client There is a fantastic opportunity here to for a successful Compliance Manager to join a well-established Financial Services Practice in the West Sussex Region. Our Client are a growing practice with a great industry name, focus on providing a highly personalised financial planning and investment...

An exciting new opportunity has become available for a Compliance Assistant to join a successful client within the Legal sector based in West Malling. The role: Auditing underwriting files to ensure compliance with FCA regulations and company policies Keeping abreast of any regulatory changes that could...

Do you want to work for an industry leader with 35 years of proven success? Have you got a keen eye for detail and excellent attention to detail? If yes, you could be our next AML Compliance Executive £25,000p/a + Bonus + Private Healthcare + 22 days holiday The foreign exchange industry thrives on relationships...

Kennedys is looking for a Compliance Executive to assist the Risk & Compliance team in our London office. The Compliance Executive will work closely with the Head of Risk & Compliance and Compliance Partner on internal file audits, drafting anti-money laundering and other regulatory procedures...

As a rapidly growing PLC, this Fin-Tech group has developed some innovative and exciting solutions for a broad portfolio of clients across 50 countries. With a commitment to ongoing systems and services development, alongside investment in leading edge technology, the business continues to revolutionise...

The Company Award winning Investment Management and Compliance Service company based in Newcastle. Fast growing business offering a great opportunity to work with a highly motivated and client focused team. Offering competitive salary of £30 - £35k pa plus benefits. The Role The compliance associate will...

COMPLIANCE MANAGER GLOUCESTER £30,000 FELXIBLE WORKING HOURS + PRIVATE MEDICAL INSURANCE + PENSION + PROGRESSION My client is a small but rapidly growing organisation who provide working capital solutions to SME businesses. Due to excellent growth, they are now hiring a Compliance Manager to support the...

A great new opportunity for someone to join a compliance outsourcing company based in London. My client is well known in the investment management, hedge fund, asset management, FX and Fintech space, looking for a Compliance Manager to join their team due to organic growth. Role Summary: Management and...

Compliance Manager - Social Housing - About the Company: Castlefield Recruitment are currently working with a national housing association who are looking to recruit a Compliance Manager on an interim basis, initially until the end of November Compliance Manager - Social Housing - About the Role: Lead...

Purpose of the role: To develop and/or work with management to develop and review as appropriate the necessary policies, procedures and manuals, ensure the monitoring of ITC Compliance Network members and liaise with management and agree oversight of Network members. The Compliance function consists of...

Compliance analyst job opportunity for a leading national business based in Glasgow city centre. Your new company Our client a leading national business based in Glasgow city centre, has a unique job opportunity for a Compliance Analyst to join their head office team. Your new role Due to an internal...

The Company My client is a well-known Insurance company who are recognised for being forward thinking and progressive within their field. Operating from their offices based in Kent, with 20 years of service behind them they are a specialist insurer who provide the full lifecycle. The role The role is...

Role: Compliance Manager Salary : £35,000-£40,000 pa Job Status: Full time / Permanent Location: London Vacancy Reference: VR/03666 please quote reference upon application of role) Role Description: Our client is a world known academy who use innovations to improve the built environment. Covering a large...

My client is looking for a compliance Officer who will support the Quality and Compliance Manager in the provisioning and delivery of the company compliance requirements. You will provide leadership and create the conditions necessary to ensure regulatory and business requirements are effectively and...

A highly successful National IFA Network under National PLC ownership that provides specialist Independent financial advice to high net worth clients is keen to recruit an experienced Compliance Manager to join their Compliance team in their Plympton office. They are an award winning directly authorised...

When an established and highly regarded Chartered IFA business looks to recruit a senior Compliance Manager to take overall responsibility for the firm’s compliance department including CF10 and CF11 functions, we are often asked to identify someone who can make a sideways step from a similar practice...

We are recruiting for a Financial Services client in West Sussex that is looking for a Compliance Supervisor to work with the Compliance Manager to deliver robust and repeatable best practices and to identify and mitigate Risk. For this role you will be supporting the Compliance manager by conducting...

Job: Compliance Monitor- £45,000- £55,000- Compliance - London An Established Investment Management firm is looking for a new Compliance Monitor to join their compliance team. You will be ensuring that the firm' activates comply with the rules and guidelines of the FCA and other regulatory bodies. You...