Compliance jobs

Compliance Manager - Sale, Manchester - Competitive salary and benefits Pension Advice Specialists are a leading provider of technical pension advice in...

A leading international financial advisory company are looking for a Compliance Manager / Compliance Officer to come on-board and mitigate risk, submitting clear reports on a regular basis. Key Responsibilities; Maintain Compliance Registers, ensure that they are always complete and comprehensive Responding...

Compliance Manager (QA/Audit) Location: Near Liphook (Surrey/Hampshire) Package: £40,000 - £45,000 basic salary + Corporate benefits package If you are passionate about Quality Assurance with the ability to drive compliance then we would like to hear from you. This is a key appointment for the business...

Based in the Newcastle office, the Compliance Associate will assist the Compliance Team in delivering a range of compliance solutions to its clients. The individual will need to demonstrate independence of thought, a willingness to challenge where appropriate, be able to work within a team and be pro-active...

Purpose of the Job: To take responsibility for the enforcement and further risk-based development of the corporate strategy, in response to the compliance landscape that the company faces over future years. The individual appointed shall function as an independent and objective company officer who will...

My client is an award winning investment manager platform and compliance service provider and they are looking for a Compliance Associate to join their team. Based in Newcastle, the Compliance Associate will assist the Compliance Team in delivering a range of compliance solutions to its clients. The individual...

We are looking to recruit a candidate for the role of Compliance Officer. Reporting to the Compliance and Monitoring Manager, the Compliance Officer will help to develop and maintain appropriate internal compliance practices and controls within the Company to ensure companywide compliance with all regulatory...

Leading privately owned company looking to recruit a compliance policy specialist to the established team in Birmingham city centre. The role is to implementation the firm's compliance policies and undertaking specified checks and controls to ensure that all departments are in compliance and undertaking...

FourthLine are representing our insurance provider recruit for a Compliance Manager to join a growing team. Working as an integral part of the compliance team, the Compliance Manager will be responsible for providing day to day compliance advice and guidance to various stakeholders in the group. Key responsibilities...

Compliance Officer - Asset Management - Buy Side Experience Required One of the most reputable Asset Management companies in London are looking to recruit a Compliance Officer. This is a Permanent Role Role: Compliance Officer Salary: £50,000 to £60,000 Location: London This role will be reporting directly...

Compliance Assistant York 2 days/week £8000 - £10000 per annum Our client, a leading Financial Services organisation based in York are looking to recruit a Compliance Assistant to join the team. You will assist with most aspects of ongoing compliance monitoring. The role will primarily be to support the...

Our client, a highly successful and established specialist mortgage lender and savings provider based in Surrey, is currently recruiting for a Compliance Manager to join their established team. The main purpose of the role is to assist with the provision of compliance services within the Group ensuring...

Compliance Officer, c. £30,000 plus exceptional benefits (including 23 days holiday + 12 refresher days + bank holidays + generous employers pension + private medical insurance + income protection benefit + life insurance + free parking + support with professional qualifications etc). The successful candidate...

A very successful lender based in Bracknell has an opportunity for a Compliance Manager to join their team. The successful candidate will provide key support in the delivery of an up to date and value added Compliance advisory service to the business and work with business areas to encourage a risk based...

A highly successful National IFA Network under National PLC ownership that provides specialist Independent financial advice to high net worth clients is keen to recruit an experienced Compliance Manager to join their Compliance team in their Plympton office. They are an award winning directly authorised...

Compliance Officer Based outskirts of York - Must drive with own car Salary - £25,000 Monday - Friday - 8.30am - 5pm Responsibilities You will assist the Compliance Manager in compliance and risk governance to enable the business to meet its regulatory responsibilities and ensure that all activities of...

Compliance Associate THE COMPANY... Our client is a busy business management office in York. They are a financial services organisation with a diverse client database, looking to take on a Compliance Associate to assist the Compliance manager with regulatory processes and procedures YOUR NEW JOB... The...

Role: Compliance Administrator Based: Kings Hill, Kent Salary: £18-22k per annum Status: Permanent My client a large and successful Insurance organisation, are looking for an Compliance Administrator to join their team on a permanent basis. Responsibilities: On boarding and terminations Terms of Business...

Compliance Administrator Barker Munro Recruitment, the Kent based Insurance and Financial Services specialists are working with this well-established insurance business who are looking to add a Compliance Administrator to their team. As the Compliance Administrator, this is a fantastic opportunity to...

We are currently recruiting for an excellent opportunity for a Compliance Specialist to ensure compliance. -Management of compliance-related planned and cyclical works programmes -Ensuring statutory compliance including; asbestos management, fire safety, water hygiene, and lifts -Lead on compliance related...

Compliance Manager Main Purpose of the Job: The Compliance function is committed to providing independent assurance and add value to the Group by objectively reviewing and reporting on the adequacy and effectiveness of compliance controls (primarily relating to FCA Conduct Risk and PRA regulations) operated...

My client is one of the UK largest insurance brokers. To facilitate ongoing expansion, they are currently looking for an individual to support the Head of Compliance in the delivery of the compliance and risk strategy plan to: Ensure the company complies with all relevant regulation/legislation Work with...

Our client, an established name in financial services, are seeking a Compliance Manager to join their team. Reporting directly to the Chief Legal and Compliance Officer, you will assist with the provision of compliance services within the business to ensure compliance with all legislation and to embed...

Reed Insurance are looking to attract a Compliance Assistant to join a leading national IFA who are looking to add more compliance support to their office in Aberdeen. The business can proudly boast of providing high standards of financial advice to both private and business clients and has robust systems...

Compliance Manager - Energy Bristol £Competitive This is an exciting opportunity to work in the growing Regulation and Compliance team, and to lead the development of a fit for purpose compliance framework. At OVO, we want to make energy simple, but it’s a complicated business. We need someone who can...

Trainee Compliance Assistant Location: London, E6 7FF Salary: £16,000 Job Type: Full Time - Contract, 6-9 months About the company: Established in 1967, our client is a London-based bullion merchant dealing in Gold, Silver, Platinum, Palladium and Rhodium. In addition to producing its own minted bars...