Compliance jobs

About the Role The Compliance Associate is responsible for completing regulatory processes, conducting regulatory research and for providing and providing...

Position: Compliance Associate Location: Bath Salary: £30,000 - £40,000 The client: Our client is highly reputable IFA firm with a presence that covers...

Compliance Officer Hampshire - Portsmouth £30,000 to £35,000 dependent on Experience My client is one of the largest firms of IFAs in the South. From a modest beginning in the group has become one of the region's most successful Wealth Managers. In this role you will assist the Head of Compliance in promoting...

Compliance Administrator This is a highly reputable established PLC in York that is currently seeking a professional and well-presented Part Time Compliance Administrator to work within their small, yet busy Financial Services Compliance Team. The purpose of the Compliance Team is to provide a business...

Panoramic Associates are delighted to be partnered with a leading Lloyd’s broker in their search for a Compliance Assistant. You will be supporting the Compliance Manager and Head of Operations in managing the day to day compliance and operational functions. Responsibilities: ·Maintain regulatory logs...

We are currently recruiting a compliance executive reporting directly to the Head of Compliance with a leading company in Malta. The ideal candidate will be required to: Support in the company’s compliance policies, procedures, manuals and checklists including assistance with updating such documents in...

Compliance Manager Main Purpose of the Job: The Compliance function is committed to providing independent assurance and add value to the Group by objectively reviewing and reporting on the adequacy and effectiveness of compliance controls (primarily relating to FCA Conduct Risk and PRA regulations) operated...

Compliance Analyst, Newcastle upon Tyne £20-22kpa depending on skills & experience. My client is an award winning investment manager platform and compliance service provider and they are looking for a Compliance Analyst to join their team. Based in Newcastle, the Compliance Associate will assist the...

Compliance Administrator Location: Leeds City Centre Salary: Up to £16,000 DoE Hours per week: 35 Shift Pattern: Monday to Friday 9am to 5pm About the company: Our client is the UK’s largest provider of genuinely free independent debt advice and managed solutions, helping 620,000 people a year resolve...

My client is an award winning investment manager platform and compliance service provider and they are looking for a Compliance Analyst to join their team. Based in Newcastle, the Compliance Associate will assist the Compliance Team in delivering a range of compliance solutions to its clients.The individual...

We are seeking and experienced Compliance Officer to join an outstanding organisation within Life Sciences based in Cambridge on a 12 month basis. The holder will play a key-role in shaping and maintaining a culture of compliance across the company as the dedicated Compliance Officer for the business...

Compliance Manager Our Client is an award-winning investment manager platform and compliance service provider. The firm has recently been voted "B2B Business of the Year" for a highly prestigious award. Our clients are of an institutional nature and range from specialised hedge fund managers to large...

Ref: ARC/192 Role: Compliance Coordinator Status: Permanent Salary £25k - £30k Location: Milton Keynes A Global organisation with a well-known brand is seeking a Compliance Coordinator to support the organisation based in Milton Keynes. The role of Compliance Coordinator reports to the Tax and Compliance...

Compliance Engineer This role ensures product compliance with all relevant worldwide safety standards, regulations and legislations. You will be the in-house expert on product safety and maintain all compliance systems. Main Duties: Provide in house guidance on safety, regulatory and legislative product...

Based in the Newcastle office, the Compliance Associate will assist the Compliance Team in delivering a range of compliance solutions to its clients. The individual will need to demonstrate independence of thought, a willingness to challenge where appropriate, be able to work within a team and be pro-active...

An overseas banking group in the City of London are looking for a Compliance Associate to join their team. The key responsibilities of this role are to assist the HoC and the Senior Compliance Manager to co-ordinate compliance issues in order to ensure the bank operates in accordance with regulatory requirements...

Are you a Compliance Manager with healthcare recruitment sector experience? Are you looking for a new challenge? Look no further, as this brand-new Compliance Manager role is what you have searching for A really cool, modern and rapidly growing healthcare recruitment business is looking for a confident...

Hours per week: 15 Salary per annum: £26-28,000 WTE Closing Date: midnight Sunday 1st July 2018 Interview Date: Tuesday 10th July 2018 Local Hospice Lottery have an excellent new opportunity for the role of a dedicated Compliance Officer. This will be a new and evolving position within an ambitious and...

Compliance Associate Our Client is an award-winning investment manager platform and compliance service provider. The firm has recently been voted "B2B Business of the Year" for a highly prestigious award. Our clients are of an institutional nature and range from specialised hedge fund managers to large...

Compliance Administrator required to cover maternity leave (approx. 12 - 18 months) at a busy office based just north of Ipswich. The Compliance Administrator will be responsible for ISO14001, CMS, EMS, Health & Safety and FORS. Compliance Administrator duties will involve creating, controlling and...

A leading provider of general insurance business offering a wide portfolio of commercial and personal products. We are seeking to recruit a Compliance Executive to strengthen our compliance function. The Compliance Executive will report to the Compliance Officer. Responsibilities include: Annual compliance...

Compliance coordinator required for social housing sector based in Liverpool Your new role Your new role will involve working within compliance division of a social housing organisation. Your duties will involve: - Dealing with incoming compliance related enquiries - Running reports and flagging properties...

Compliance Associate THE COMPANY... Our client is a busy business management office in York. They are a financial services organisation with a diverse client database, looking to take on a Compliance Associate to assist the Compliance manager with regulatory processes and procedures YOUR NEW JOB... The...

An opportunity has arisen for an experienced Compliance Inspector to join an established finance team in Warwickshire. The main thrust of the role is to undertake financial regulatory reviews across the UK, so travel and some overnight stays are necessary. Typical tasks include: Carrying out recorded...

Company Overview: Lawson Conner UK is an award winning investment manager platform and compliance service provider. The firm has recently been voted " B2B Business of the Year " by an expert panel of senior business judges during the Amazon Growing Business Awards 2017 competition. Lawson Conner’s clients...

An excellent opportunity to work for an international bank based in the city has risen. Our client is looking for a compliance generalist to join the team and be involved in a variety of compliance duties (see below). Role duties Delivery of the annual compliance monitoring programme. Carry out compliance...

The Client: A leading Global Insurance company is recruiting for an experienced Compliance officer to join their highly successful business. This is a fantastic opportunity for an experienced compliance professional with an extensive knowledge of FCA regulations and compliance monitoring. The Opportunity...