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Jobs from Broadgate Search Ltd

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Compliance Assurance Analyst and Advisor - Insurance

Posted 6 days ago by Broadgate Search Ltd Easy Apply

Overall Objective of Role: To undertake Assurance activity and to provide regulatory guidance and support to the Group Main Responsibilities: Deliver high quality risk based assurance reviews which identify and address the root causes and mitigates emerging Conduct Risk. Prepare audit reports to the highest...

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Director of Risk and Compliance

Posted 6 days ago by Broadgate Search Ltd

My client, a Lending business, requires a Director of Risk & Compliance on a permanent basis to form part of the company’s Senior Management Team. As Risk & Compliance Director you will lead, motivate and drive forward the Risk and Compliance functions within the business. Owning the Enterprise...

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Senior Data Protection Specialist

Posted 7 December by Broadgate Search Ltd Easy Apply

I’m currently recruiting a Senior Data Privacy Specialist for a forward-thinking Energy company based in Wiltshire. This is an integral role within the business as you will be responsible for the coordination of compliance in relation to the Data Protection Act 2018 and GDPR. Reporting into the Head of...

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Risk & Controls Analyst - Asset Management

Posted 6 December by Broadgate Search Ltd Easy Apply

Risk & Controls Analyst - Asset Management - £28,000-£33000 My client, a leading asset management firm based in Surrey, are looking for a risk & controls analyst to add their team. This role will report directly to the head of risk & controls, and will be en excellent opportunituy to further...

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Treasury Operations Manager - Mortgage Lending

Posted 30 November by Broadgate Search Ltd Easy Apply

Overview: Oversight and control of portfolio analysis, waterfall management and provision of all reporting as required by 3rd party funders for Warehouse lines. Oversight of the daily completion process and weekly senior lender facility drawdown. Trade support functions for Hedging instruments (Futures...

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Credit Risk Manager - Mortgages

Posted 30 November by Broadgate Search Ltd Easy Apply

Credit Risk Manager - Mortgages - £50,000-£60,000 My client, a leading provider of mortgages, are looking for for someone to join their growing risk team. They are looking for someone to work directly under the head of risk, to support their mortgage application process. Tasks will include: Provide business...

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Accounts Receivable Client Services Manager - Brokerage

Posted 30 November by Broadgate Search Ltd Easy Apply

Overview Single point of contact for specific key customers and its associated trading entities, for all trading products, across all disciplines, captured via various billing systems and manually maintained databases The products covered include, but are not limited to: Fixed Income, Bonds, Repos, Credit...

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Internal Systems Manager - Financial Services - Contract

Posted 23 November by Broadgate Search Ltd Easy Apply

Contract Length: 3 Months Immediate Start Overview: The role will be responsible for the development, maintenance and support of the Group’s Financial Accounting and Payments Management Platforms. These are a complex blend of internally developed applications and ETL processes which integrate with Commercial-of-the-Shelf...

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IT Finance Systems Analyst - Financial Services - Contract

Posted 23 November by Broadgate Search Ltd Easy Apply

Contract Length: 3 Months Immediate Start Overview: · The role will be key contributor the execution and delivery of the Finance and Payments Transformation Programme. · The purpose of the programme is to replace and migrate in-house developed systems to SaaS/Cloud-hosted Solutions and leverage the full...

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Financial Crime Investigator - Mortgages

Posted 23 November by Broadgate Search Ltd Easy Apply

Purpose of Job Providing operational support to the Financial Crime Team in the prevention, deterrence, identification and investigation of fraud and money laundering. Help manage regulatory risk through compliance with all relevant laws, regulations and industry codes, as well as internal policies and...

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Financial Crime Analyst

Posted 23 November by Broadgate Search Ltd Easy Apply

Job Purpose The role holder will provide support to the Financial Crime Manager and other members of the Financial Crime Team.The role holder is reponsible to support the team reviewing, assessing and responding to sanctions queries from the firms different business divisions. Accountabilities  Respond...

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Compliance Manager - Insurance

Posted 23 November by Broadgate Search Ltd Easy Apply

Overall Objective of Role: To provide expert regulatory compliance advice and support to the business. To support the Group Risk & Compliance Director in the ongoing development of the compliance framework and associated reporting to the risk and audit committees. Main Responsibilities: Ongoing regulatory...

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Accounts Payable Manager - Ecommerce

Posted 22 November by Broadgate Search Ltd Easy Apply

Overview: The role is to lead a team to ensure invoices are processed and reconciled on a timely basis with robust financial controls around payment of supplier invoices. Building relationships with suppliers/buying team and providing necessary support to the management accounts team on month end reporting...

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Compliance Manager

Posted 20 November by Broadgate Search Ltd Easy Apply

My client a well established Bank, this particular role focusses on their Wealth Management & Investment Services business. The Compliance Manager will assist in the development and review of regulatory compliance policies and procedures, maintain compliance/risk frameworks, partake in regulatory...

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Compliance and T&C Officer

Posted 19 November by Broadgate Search Ltd

My Financial Services Client are currently recruiting for a Compliance and T&C Officer Role Purpose To undertake file reviews on business submitted by Appointed Representative firms, providing feedback and development. To record and monitor new business submitted by Appointed Representative firms...

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Senior Finance Analyst - Utilities (Retail) - Contract

Posted 19 November by Broadgate Search Ltd Easy Apply

Contract Length: 6 Months Immediate Start Overview: You will be responsible for providing effective financial support to the IT & Projects Finance manager, and Retail IT and Transformation management teams through; Designing, building, coordinating and consolidating forecasts, cost and benefit tracking...

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Reinsurance Technical Manager

Posted 18 November by Broadgate Search Ltd Easy Apply

Purpose of the role: Managing and reporting reinsurance asset and ensuring complete and accurate reinsurance recoveries and reserves across all classes of business, evidenced by adherence to the Financial Control Framework. Accountabilities: Assisting with the delivery of strategy to provide an efficient...

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Finance Business Partner - Insurance

Posted 16 November by Broadgate Search Ltd Easy Apply

Overview: You will be an integral member on a variety of initiatives /projects providing financial insight and support, robustly challenging decision making and driving continuous improvement in performance. A key area of responsibility will be robust expense management; but the role is much wider than...

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IT Risk - Operational Risk - Wealth Management

Posted 15 November by Broadgate Search Ltd Easy Apply

My client, a leading wealth management firm based in the City of London, are looking for an Operational risk officer, with a technical background to join their team. This is a newly created role to help enhance the skill set within their operational risk team, currently at 5 people. I am looking to speak...

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IT Risk Manager - Insurance

Posted 15 November by Broadgate Search Ltd Easy Apply

My client, a leading insurance firm based in the City of London are looking or an IT risk assurance manager to join their growing team. This is a new role, and will play an integral part in developing the businesses risk framework across information security, data protection, and business resiliance,...

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Financial Control Analyst - Investment Management

Posted 15 November by Broadgate Search Ltd Easy Apply

Overview: You will be responsible for the preparation of internal reconciliations and automated processes, the update and preparation of management reporting schedules, and maintaining a rigorous financial control framework to ensure the assets and liabilities for the business are free from error or misstatement...

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