61 Compliance Jobs in Broom Hall

Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis. The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting t...

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Compliance Policy & Advice Manager Birmingham Salary 55-60k This role sits within Risk (Conduct/Prudential) with the aim of providing expert advice on regulatory matters. There will be line management responsibility for two members of the Policy and ...

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Pensions Support Officer Do you have experience or knowledge of pensions? Does finding solutions to data queries excite you? If so, we have the ideal opportunity for you to work within our large, well-established Client Solutions team in Birmingham T...

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Pensions Analyst Do you have some knowledge and experience of pensions? Do you enjoy working as part of a wider team who pride themselves on being a centre of excellence for pensions? Would you enjoy working in role where you get to work with data an...

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Reed Financial Services are partnering with a Wealth Management Firm seeking a Client Services Executive to join their team. This role is integral to providing high-quality administration and client service support within the financial services secto...

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Senior Paraplanner Our client, a rapidly expanding and acquisitive Wealth Management firm are looking for a Senior Paraplanner to join and help shape their paraplanning function. As Senior Paraplanner you will be responsible for the assessment of fil...

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Senior Pension Administrator Permanent, Full-time Birmingham Meraki Talent is working closely with a large, established Financial Services firm to appoint a Senior Pensions Administrator on a full-time, permanent basis. This opportunity is based in B...

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Reed Financial Services are partnering with a Wealth Management Firm seeking a Client Services Executive to join their team. This role is integral to providing high-quality administration and client service support within the financial services secto...

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Reed Financial Services are partnering with a Wealth Management Firm seeking a Client Services Executive to join their team. This role is integral to providing high-quality administration and client service support within the financial services secto...

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Our Client offers a boutique Wealth Management proposition service and provide bespoke Financial Advice to High Net Worth individuals and businesses. A rare and exciting opportunity is now available for an Advice Support to join a growing Firm of Ind...

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Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Our client, a Financial Institution with offices across the Midlands, is seeking a dedicated Financial Support Officer to join their team. This role is essential in providing high-quality support to Office Managers and Financial Planners, ensuring ef...

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Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Are you a financial services administration professional, looking for a new role in a dynamic and supportive environment? Due to continued success in providing fee based advice to HNW clients, this successful wealth management practice requires a pro...

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Commercial Mortgage Broker Salary: 35k- 50k uncapped commissions benefits career development Location: Remote,Hybrid or Office Based (Chester) Our client, a thriving commercial finance brokerage, seeks an accomplished Mortgage Broker to join their es...

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Trainee Paraplanner Solihull 25,000 - 30,000 DOE On site parking Full time in the office Bonus scheme Our client is a well-established Wealth Management practice who provides corporate and private client wealth management advice to Private Clients, B...

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Job Opportunity: Fraud Investigator - Temp to Perm Role Location: Birmingham Salary: 13 per hour Goldman is seeking a detail-oriented and proactive Fraud Investigator to join our dynamic team on a temp-to-perm basis. This exciting opportunity involve...

Bond Recruitment is currently recruiting for an experienced freelance/ self-employed Paraplanner on behalf of our client, our privately owned outsourced Paraplanning firm based in Birmingham. We are looking for a Paraplanner with a minimum of 2 years...

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Job Title: Practice Manager Industry: Wealth Management Location: Birmingham Salary: 30,000 - 42,000 (Negotiable on experience) Job reference: 8847 Job Description: Recruit UK are proud to be working with an Independent Financial Planning firm in Bir...

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Our client is a successful and established Equity Release and Mortgage Brokerage and they are looking to expand their self employed Network offering This is a role geared towards self sufficient brokers looking for a new home. They offer all initial ...

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Investment Administrator (12 month contract) 25,000 - 30,000 BCR/JH/11077 Birmingham Bell Cornwall Recruitment is proud to represent a leading investment firm in their search for an Investment Administrator in Birmingham. This role offers a unique op...

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Our client, a well established and rapidly expanding employee benefits consultancy, is currently looking to recruit an Employee Benefits Operations Support to join their growing operational team. You will be responsible for supporting the Head of Ope...

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Our client, a National Financial Services Company, is actively seeking an experienced Employee Benefits Administrator. This is a brilliant opportunity to join a growing business that has strong values and a clear vision for its future. Hybrid working...

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Our client is seeking a bridging / second charge expert to lead their newly formed function / profit centre and meet strategic firm objectives. Having recently secured 100mln credit line (with another 100m earmarked for 2025), the brand are in expone...

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