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We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...
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Job Title: Compliance Manager Industry: Financial Planning Locatio: Gloucester Salary: 45,000 - 50,000 (negotiable for right candidate) Job Reference: 9015 Job Description: Recruit UK are working on an exciting opportunity for a Compliance Manager to...
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Job Title: Compliance Manager Industry: Financial Planning Location: Worcester Salary: 45,000 - 50,000 (negotiable for right candidate) Job Reference: 9015 Job Description: Recruit UK are working on an exciting opportunity for a Compliance Manager to...
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Do you have retail banking compliance experience and excellent communication skills? Our client, a leading ethical bank, are looking for a Compliance Manager to join their Bristol head office. Your responsibilities: Play a key role in supporting the ...
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Compliance Manager Droitwich/Gloucester Up to 50,000 per annum DOE Do you have compliance experience within an IFA, Financial Planning or Wealth Management firm? My client, a growing financial planning and wealth management firm is recruiting for an ...
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Chartered financial planning firm Retail Financial Services Compliance and T&C experience required Office 1 day a week Fram Search are working on an exciting opportunity for a Compliance Manager to join a Chartered financial planning firm in Dorset. ...
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Job Title: Compliance Manager Industry: Financial Services Location: Northampton Salary: 45,000 - 65,000 Job reference: 8705 Job Description: Looking for a compliance role with continued progression opportunities? Do you want a role where you are an ...
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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
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My client is a point-of-sale retail finance provider. With an aim to help small and medium size businesses to increase sales of their goods and services by offering lending products that enable retail consumers to spread the cost of their purchases. ...
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Our client, a growing and well established business based just outside of Bicester, is seeking a Compliance Manager to join their busy team. Job Purpose To manage the businesses relationship with the FCA, ensuring that compliance is maintained at all...
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Our client is a long standing financial services business based in Leeds City Centre. Due to continued growth they are looking to appoint a client manager with pensions sector experience or an interest in moving into and learning the pensions sector..
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Are you a seasoned professional in financial services compliance, particularly within insurance and lending? A leading regulatory consultancy in London, is on the lookout for a Manager to join their Credit & Mortgages Team. This collaborative role of...
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Are you a compliance professional with a strong financial services background? Are you looking for a new challenge in a second line role? If so we have a brilliant opportunity working for a fantastic business who need to bolster their risk and compli...
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Alexander Lloyd are pleased to be partnering with a recognised General Insurance provider on the recruitment of an experienced Compliance Officer for their London office on a hybrid working arrangement. Consumer Duty experience is a Must have. The su...
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Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical ...
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Regional Compliance Manager Our client is the largest privately-owned mortgage network in the UK. Their goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general insurance professionals,...
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Regional Compliance Manager Our client is the largest privately-owned mortgage network in the UK. Their goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general insurance professionals,...
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We are working with a highly reputable mortgage network that are looking to appoint two field based Compliance Managers tasked with proactively monitoring network firms and advisers to identify risks. You will be tasked with: Conducting field visits,...
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Are you a Regulatory Compliance SME or Technical Compliance Specialist with Financial Services experience? Do you have a 'roll your sleeves up’ kind of nature, and are looking for an exciting challenge with genuine career development? Our client, a l...
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Background working in an insurance environment, preferably for an MGA or Broker dealing with delegated underwriting authorities Demonstratable experience working in a compliance or conduct role Good knowledge of FCA Rules and Regulations A proactive ...
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My client is an independent advisory firm based in St Paul's, with an office requirement of 2-3 days per week. Responsibilities: You will ensure all obligations and requirements under ICAEW regulations are met Ensure they have the necessary licenses ...
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Do you want to be part of an integral, growing team? We are recruiting a Financial Crime Compliance Manager for our client. The role is based in West Malling and you would be required on site 2-3 days per week. Responsibilities of the Financial Crime...
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About the Role The Compliance Advisory Manager is responsible for ensuring that the business Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure compliance ...
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Our client is looking for a Compliance Advisory Manager to join our welcoming team in Bath. This full-time compliance hybrid role comes with a salary of up to 65,000 p/a and excellent benefits (bonus, 34 days holiday, private medical, income protecti...
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InterQuest are currently supporting a growing financial services firm in the West Midlands who are looking for a talented Compliance Manager with strong regulatory advisory experience to lead on compliance policy and advice across the business. This ...
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