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MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...
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We are working exclusively with a successful Investment Management firm who are looking for a Head of Compliance (SMF16/17) to report directly into the board. The role holder will be responsible for the independent oversight and management of the Com...
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Idex Consulting are currently partnered with an Insurance Broker in Manchester who are looking for a Head of Compliance to join their growing team. To be considered for this role you must have Insurance experience, preferably from a broker or Retail ...
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Job Title: Head of Compliance Location: Nottingham (Hybrid) Salary: 75,000 - 90,000 depending on experience We are partnering with a leading company based in Nottingham to recruit an experienced and dynamic Head of Compliance. This is a fantastic opp...
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Ivy Rock Partners are pleased to be working with an outstanding housing association to recruit a Head of Rent Setting and Compliance to join their team. This role is reporting directly to the Finance Director of Operations and the responsibilities wi...
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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...
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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...
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The role of the Compliance Monitoring Officer is to provide a file review service to the clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing f...
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Chartered financial planning firm Retail Financial Services Compliance and T&C experience required Hybrid working Fram Search are working on an exciting opportunity for a Compliance Manager to join a Chartered financial planning firm in West Sussex. ...
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This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...
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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...
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Our client, a notable industry pension provider, collaborate with regulated financial advisers offering a range of personal pensions for UK and non-UK residents. They offer advanced pension products, which have won various industry awards to date, wi...
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The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...
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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...
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Senior Regulatory Compliance Financial technology firm West of England Meraki Talent are currently working with a with a well known wealth management company based in the West of England. There is an Excellent opportunity for an experienced senior co...
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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
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My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and ri...
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35 Hour week Annual Bonus Training Academy Collaborative work environment The Burford Recruitment Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a ...
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Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...
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Position : Compliance Consultant (part time position/3 days per week) Location : Redhill, Surrey Minimum Requirements : A strong background within Training & Competence and Compliance; Possesses a strong understanding of FCA rules & regulations; Part...
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Compliance Consultant Location: Liverpool/office-based position with flexible hours Salary/Package : Up to 40,000 (depending on experience), annual bonus, 25 days’ annual leave, pension (6% employer/3% employee), PMI, study support, income protection...
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Compliance Specialist - SIPP Location | Sale SALARY | 26,000 - 32,000 NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Awa...
Compliance Specialist - SIPP Location | Sale SALARY | 26,000 - 32,000 NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Awa...
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My client is a well established, successful, Directly Authorised International Independent Mortgage Brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The firms clients are both UK and inter...
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