327 Compliance Jobs in West London

This role is an exciting opportunity for an entry-level Compliance Analyst to work in an fast paced and rapidly growing Fintech Payments firm. The successful candidate will be responsible for supporting the Risk & Compliance department in ensuring co...

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Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

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The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...

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This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...

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This London-based firm is an established player in the Financial Services industry. With a large team of specialists, the company is recognised for its exceptional services and commitment to maintaining the highest standards of integrity and transpar...

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EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER – DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED Ref: 4004G 80K good benefits & bonus REMOTE (Southern England) We are exclusively recruiting for a Family Office Discretionary Fund Manager &...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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Our client is an award-winning digital mortgage and savings platform, specialising in maximising affordability and helping people to buy sooner, who are looking to recruit a Client Asset Lead on a permanent and remote basis. The role comes with a com...

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CX PRACTITIONER This is a remote position with the requirement to travel to London once a month. This is a key role in Markerstudy’s Customer Experience team whose main objective is supporting the business to improve the end-to-end experience our cus...

DC Pensions Consultant Do you want to work for a global market leader where you will manage your own exciting and varied portfolio of clients? Aon is hiring We are seeking a DC Pensions Consultant to join our team. This is a hybrid role with the oppo...

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Key Points Basic Salary of 45 - 80K Working with a leading FX Brokering company based in Central London. Aiming to increase headcount by over 30% this year alone. Dealing with public, private at corporate entities About The Company The company was fo...

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Solasta Wealth Management is a well-established and highly successful Wealth Management practice providing bespoke face-to-face financial advice to individuals and businesses throughout the UK. As an appointed representative of St. James's Place Weal...

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Financial Crime Manager 60k - 75k London / Hybrid Initial 12-Month FTC (with possibility for extension) Our client is currently looking to hire a Financial Crime Manager on a 12-month fixed term contract with a possibility to transition to permanent ...

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We are currently looking to recruit 3 Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting of STORs. Pl...

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We are a Wealth Management practice providing bespoke face to face financial advice to individuals and businesses throughout the UK. We are an appointed representative of St. James’s Place Wealth Management. Location: Beckenham (South East London) - ...

Go to similar: Paraplanner jobs in west london

Would you like to work in a dynamic, collaborative environment? Would you like to support senior leaders to influence strategy and have a direct impact on win probability? This is an exciting opportunity to join the New Business team within the Inves...

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Our client, established for over twenty years is an independent, family-run financial planning firm with whole of market access. Due to on-going success require a Paraplanner. The role is based in central London with easy transport links. Duties: Pre...

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Quality Assurance Executive Opportunity for an administrator with outstanding attention to detail to join a friendly, professional, successful team at a well-established independent insurance brokerage based in Watford, Hertfordshire. Heath Crawford ...

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Deputy Money Laundering Reporting Officer (DMLRO) Financial Services London We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, specialising in offering fast and flexi...

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My client is a very well established, successful, Directly Authorised Independent Mortgage Brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The firms clients are frequently of a HNW nature...

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Great opportunity to join our market-leading Integrated and Global Solutions (IGS) Practise based out of our London office as a Global Benefits Actuarial Consultant – part qualified /newly qualified. Our mission is to advise multinational companies’ ...

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My client is a well established, successful, Directly Authorised International Independent Mortgage Brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The firms clients are both UK and inter...

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Up to 45,000 plus bonus and benefits Hybrid working available Due to exciting growth and business needs, a fantastic opportunity has arisen to join a boutique Private Bank in the heart of London, as they seek a high-level support assistant to work di...

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My client is a well established, successful, Directly Authorised International Independent Mortgage Brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The firms clients are both UK and inter...

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