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Compliance Manager

Compliance Manager

28 March by Ortus PSR

We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...

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Compliance Manager

Compliance Manager

Yesterday by Eames Consulting

My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters. Other responsibilities; Manage trading restrictions and related activities Issue resolution on c...

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Compliance Assistant

Compliance Assistant

10 April by Goodman Masson

Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...

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Compliance Manager

Compliance Manager

25 April by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Compliance Specialist

Compliance Specialist

2 April by MERJE Ltd

MERJE has partnered with an international law firm and we’re on the lookout for an experienced Compliance professional to join their growing Financial Regulation Compliance team in London. As a senior member of the team, you should demonstrate proact...

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Compliance Manager

Compliance Manager

11 April by Twenty84 Ltd

Are you a seasoned professional in financial services compliance, particularly within insurance and lending? A leading regulatory consultancy in London, is on the lookout for a Manager to join their Credit & Mortgages Team. This collaborative role of...

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Compliance Manager

Compliance Manager

22 April by Alexander Lloyd

Alexander Lloyd are pleased to be partnering with a recognised General Insurance provider on the recruitment of an experienced Compliance Officer for their London office on a hybrid working arrangement. Consumer Duty experience is a Must have. The su...

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Compliance Assistant

Compliance Assistant

18 April by Reed

Reed Banking is currently hiring a permanent Financial Crime Training AVP . As a new team, this is a really exciting opportunity for individuals who are keen to design the overall financial crime training framework for the business Joe Opportunities ...

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Compliance Analyst

Compliance Analyst

Yesterday by Equifind Group

Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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Compliance Manager

Compliance Manager

29 April by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Compliance Executive

Compliance Executive

Yesterday by Foster Denovo

About Us Foster Denovo currently boast over 120 Financial Advisers supported by around 250 employees across eight Foster Denovo offices throughout the UK. We have the scale and resource to provide exceptional advice and service to our clients, advise...

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Compliance Assistant

Compliance Assistant

18 April by Reed

Reed Banking is currently hiring a permanent Financial Crime Training AVP . As a new team, this is a really exciting opportunity for individuals who are keen to design the overall financial crime training framework for the business Joe Opportunities ...

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Senior Compliance Officer

Senior Compliance Officer

Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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Compliance Advisor FTC

Compliance Advisor FTC

9 April by Goodman Masson

Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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AML Compliance Officer

AML Compliance Officer

26 April by Robert Half

Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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Regulatory Compliance Manager

Regulatory Compliance Manager

Are you a Regulatory Compliance SME or Technical Compliance Specialist with Financial Services experience? Do you have a 'roll your sleeves up’ kind of nature, and are looking for an exciting challenge with genuine career development? Our client, a l...

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Compliance Administrative Assistant

Compliance Administrative Assistant

29 April by MARKET TALENT

Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...

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There are 334 Compliance jobs within 10 miles of Smithfield London on Reed.co.uk right now.

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