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Compliance file review monitor

Compliance file review monitor

27 Feburary by Blakemore Recruitment

We are looking for an experienced suitability reviewer to join an internal compliance team. The Opportunity: This well regarding financial planning business provides regulated financial and investment advice to potential clients and all existing clie...

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Compliance Officer (Investment Management) - REMOTE

Compliance Officer (Investment Management) - REMOTE

23 April by Clayton Davies Ltd

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

23 April by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Senior Financial Crime Compliance Manager

Senior Financial Crime Compliance Manager

11 April by Twenty84 Ltd

Do you have financial services financial crime compliance experience with a focus on fraud, and are you seeking a new job in London? We are looking for a Senior Financial Crime Manager to work with a thriving Compliance Consultancy and this collabora...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

23 April by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Compliance Manager Investment Products, MiFID, CASS

Compliance Manager Investment Products, MiFID, CASS

29 April by Harvey Nash

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

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Compliance Analyst - Payments KYC / TM / AML / Screening

Compliance Analyst - Payments KYC / TM / AML / Screening

The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...

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Compliance Officer - Asset Management Fixed-Term Contract

Compliance Officer - Asset Management Fixed-Term Contract

24 April by Hydrogen Group

Location: City of London (Hybrid Working Arrangements; onsite x4 days per week) Duration: 6 months initially Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust background ...

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Group Risk & Compliance Regulatory Change and Policy Manager

Group Risk & Compliance Regulatory Change and Policy Manager

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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Compliance Advisory - Investment Management and Wealth Advisory

Compliance Advisory - Investment Management and Wealth Advisory

25 October by eFinancialCareers

Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...

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Head of Compliance SMF 16 and 17 fintech's across the UK

Head of Compliance SMF 16 and 17 fintech's across the UK

12 April by Hydrogen Group

SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...

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EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

9 January by eFinancialCareers

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER – DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED Ref: 4004G 80K good benefits & bonus REMOTE (Southern England) We are exclusively recruiting for a Family Office Discretionary Fund Manager &...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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DC Pensions Consultant

DC Pensions Consultant

17 April by Aon

DC Pensions Consultant Do you want to work for a global market leader where you will manage your own exciting and varied portfolio of clients? Aon is hiring We are seeking a DC Pensions Consultant to join our team. This is a hybrid role with the oppo...

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CX Practitioner

CX Practitioner

13 May by Vermelo RPO

CX PRACTITIONER This is a remote position with the requirement to travel to London once a month. This is a key role in Markerstudy’s Customer Experience team whose main objective is supporting the business to improve the end-to-end experience our cus...

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Senior FX Sales

Senior FX Sales

3 days ago by OPTO TALENT LTD

Key Points Basic Salary of 45 - 80K Working with a leading FX Brokering company based in Central London. Aiming to increase headcount by over 30% this year alone. Dealing with public, private at corporate entities About The Company The company was fo...

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Bid Manager

Bid Manager

18 April by WTW

Would you like to work in a dynamic, collaborative environment? Would you like to support senior leaders to influence strategy and have a direct impact on win probability? This is an exciting opportunity to join the New Business team within the Inves...

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Administration Assistant

Administration Assistant

25 April by Isio

We’re growing and want you to be a part of our journey. Administration Assistant We are seeking an Administration Assistant to support our pension scheme administration service. You will be required to support the administrators by offering first-lin...

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Deputy Pensions Team Leader

Deputy Pensions Team Leader

9 May by Isio

We’re growing and we want you to be part of our journey. Deputy Team Leader - Pensions Administration At Isio, our purpose is to create better outcomes for our people, our clients and society. We are a people-first business and we’re committed to hel...

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