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The Introduction to UK Financial Regulations & Professional Integrity Level 4 Diploma

140 CPD Points | Level 4 Diploma | Free 20 More Courses | Free Certificates | Free Retake Exam | Lifetime Access


Training Express Ltd

Summary

Price
£150 inc VAT
Or £50.00/mo. for 3 months...
Study method
Online
Duration
140 hours · Self-paced
Access to content
Lifetime access
Qualification
No formal qualification
CPD
140 CPD hours / points
Certificates
  • Digital certificate - Free
  • Hard copy certificate - Free
Additional info
  • Exam(s) / assessment(s) is included in price
  • Tutor is available to students

8 students purchased this course

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Overview

Are you a financial professional or a student aspiring to excel in the UK financial landscape? Look no further. The CPDQS Introduction to UK Financial Regulations and Professional IntegrityLevel 4 is your passport to success. This comprehensive Level 4 certification is meticulously designed to empower you with the knowledge and skills needed to navigate the intricate world of UK financial regulations with finesse.

Working in a regulated workplace necessitates having a solid grasp of UK financial legislation. The CPDQS Introduction to UK Regulations and Professional Integrity is a comprehensive level 4 certification created to provide financial professionals and students with a structured e-learning programme that improves their understanding of UK Regulations and Professional Integrity, both essential elements for continuing professional development (CPD) in financial positions.

The Financial Regulation course has a recommended study time of 140 hours and is fully accredited by The CPD - Quality Standards, UK.

What you will GET in this course

  • Level 4
  • 140 Hours CPD Points
  • Free 20 CPD Accredited Course
  • Free PDF Certificates
  • Free Retake Exam & Assignments
  • Lifetime Access

Certificates

Digital certificate

Digital certificate - Included

Hard copy certificate

Hard copy certificate - Included

Hardcopy Certificate (UK Delivery):

For those who wish to have a physical token of their achievement, we offer a high-quality, printed certificate. This hardcopy certificate is also provided free of charge. However, please note that delivery fees apply. If your shipping address is within the United Kingdom, the delivery fee will be only £3.99.

Hardcopy Certificate (International Delivery):

For all international addresses outside of the United Kingdom, the delivery fee for a hardcopy certificate will be only £10.

CPD

140 CPD hours / points
Accredited by CPD Quality Standards

Course media

Resources

Description

Course Curriculum

The CPDQS Introduction to UK Financial Regulations & Professional Integrity Level 4 training covers the following topics:

The detailed curriculum outline of our Introduction to UK Financial Regulations & Professional Integrity Course is as follows:

  • Module 01: Understanding Financial Markets in the UK
  • Module 02: Assessing Financial Services & Risk in the UK
  • Module 03: Legal Framework on Contract & Trust
  • Module 04: Ethics and Professionalism
  • Module 05: UK Financial Services Regulators
  • Module 06: FCA and PRA Governance, Principles, and Rules
  • Module 07: FCA and PRA Competence of Companies and Individuals
  • Module 08: Financial Crime Regulations
  • Module 09: Complaints & Redress
  • Module 10: FCA Conduct of Business Sourcebook (COBS)
  • Assignment
  • Thesis Assignment (Optional)

Additional Courses (Completely Free)

  • Course 01: Fundamentals of Financial Accounting
  • Course 02: Business Law
  • Course 03: Compliance Audit & Risk Management
  • Course 04: Know Your Customer (KYC)
  • Course 05: Anti-Money Laundering (AML)
  • Course 06: Security Risk and Fraud Prevention
  • Course 07: Fraud Awareness and Prevention Training
  • Course 08: AML & Financial Crime Prevention
  • Course 09: Financial Investigator
  • Course 10: Financial Reporting
  • Course 11: Financial Modelling: Financial Modelling for Startups
  • Course 12: Financial Analysis
  • Course 13: Financial Management
  • Course 14: Financial Controller Training
  • Course 15: Financial Planning
  • Course 16: Financial Crime Manager
  • Course 17: Contract Analyst
  • Course 18: Tax Accounting
  • Course 19: Introduction to VAT
  • Course 20: Payroll

Certificate

After completing this course, you will be able to claim your FREE PDF and Hardcopy certificates, which are CPD accredited.

Why Choose CPDQS Introduction to UK Financial Regulations and Professional Integrity?

This course not only elevates your knowledge but also prepares you for future career-specific, CPD-accredited certificates in your chosen area of expertise. With a recommended study time of 140 hours, this course is fully accredited by The CPD - Quality Standards, UK, ensuring you receive a world-class education that's recognised and respected in the industry.

Elevate your career, expand your horizons, and become a financial powerhouse. Enrol in TX Introduction to UK Financial Regulations and Professional Integrity today. Your future success begins here.

Your professional understanding will be improved by taking the TX Introduction to UK Financial Regulations and Professional Integrity before enrolling in career-specific CPD-accredited certificates in the selected area of expertise.

There are a range of factors that will compel you to choose this course, including:

Job Vacancies

According to Indeed, there are currently over 20,000 job vacancies in the UK for financial regulation and professional integrity professionals. The most popular roles include:

  • Financial Compliance Officer
  • Financial Risk Manager
  • Anti-Money Laundering Analyst
  • Financial Investigator
  • Financial Crime Analyst

Future Job Openings

The UK financial services sector is expected to grow in the coming years, and this is likely to lead to an increase in demand for financial regulation and professional integrity professionals. The Financial Conduct Authority (FCA) predicts that the sector will employ over 2.3 million people by 2025.

Salaries in the UK

The salaries for financial regulation and professional integrity professionals vary depending on their experience and qualifications. However, most professionals in this field can expect to earn a competitive salary. According to Indeed, the average salary for a Financial Compliance Officer in the UK is £50,000 per year.

Satisfaction

A recent survey by the FCA found that 90% of financial services professionals are satisfied with their jobs. The most common reasons given for job satisfaction were:

  • The opportunity to make a difference
  • The challenge and variety of the work
  • The opportunity to work with a talented and experienced team
  • The competitive salary and benefits package

Who is this course for?

This course is tailor-made for financial professionals and students eager to elevate their expertise. If you're seeking to excel in financial positions and advance your career, this course is your stepping stone to excellence. It's ideal for:

  • Financial Analysts
  • Compliance Officers
  • Risk Managers
  • Financial Planners
  • Accountants
  • Aspiring Professionals in Finance

Requirements

There are no formal entry requirements for the course, with enrollment open to anyone!

Career path

  • Financial advisor
  • Compliance officer
  • Regulatory affairs analyst
  • Financial crime investigator
  • Financial analyst

Questions and answers

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FAQs

Study method describes the format in which the course will be delivered. At Reed Courses, courses are delivered in a number of ways, including online courses, where the course content can be accessed online remotely, and classroom courses, where courses are delivered in person at a classroom venue.

CPD stands for Continuing Professional Development. If you work in certain professions or for certain companies, your employer may require you to complete a number of CPD hours or points, per year. You can find a range of CPD courses on Reed Courses, many of which can be completed online.

A regulated qualification is delivered by a learning institution which is regulated by a government body. In England, the government body which regulates courses is Ofqual. Ofqual regulated qualifications sit on the Regulated Qualifications Framework (RQF), which can help students understand how different qualifications in different fields compare to each other. The framework also helps students to understand what qualifications they need to progress towards a higher learning goal, such as a university degree or equivalent higher education award.

An endorsed course is a skills based course which has been checked over and approved by an independent awarding body. Endorsed courses are not regulated so do not result in a qualification - however, the student can usually purchase a certificate showing the awarding body's logo if they wish. Certain awarding bodies - such as Quality Licence Scheme and TQUK - have developed endorsement schemes as a way to help students select the best skills based courses for them.