London Governance & Compliance Academy
This course outlines the relevant firm's responsibility to perform an internal capital adequacy assessment. It examines the process and methodology that will need to be performed while investigating the risk management framework which needs to be established according to Basel guidelines. It also looks the responsibilities of the different functions as regards the risk assessment and sets out the contents of the report that must be produced so as to satisfy this regulatory requirement. Finally, it describes the process which the regulator undertakes to perform the SREP.
- Part 1: Basel Capital Accord
- Part 2: The Internal Capital Adequacy Assessment Process
- Part 3: The Implementation of the ICAAP
- Part 4: The Key Types of risk
- Part 5: The Supervisory Review and Evaluation Process
This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.
The course is offered fully online using a self-paced approach. The learning units are based on reading material. Learners may start, stop and resume their training at any time.
At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.
Accreditation and CPD Recognition
The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 5 CPD Units that approve education in financial regulation, such as FCA and other financial regulators. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI. LGCA is an Accredited Training Partner (ATP) of CISI.
Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Who is this course for?
This course is ideal for anyone wishing to enhance their understanding of the Internal Capital Adequacy Assessment Process. It will be particularly beneficial to Risk professionals, Board Members, CFOs, Auditors, Compliance Officers, Accounting professionals, Portfolio Managers and Banking professionals. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as FCA etc).
Questions and answers
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Certificate of completion
Digital certificate - Included
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