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Financial Regulation Certificate Level 4

Accredited by The CPD Qualifications Group

Oxford School Of Accountancy & Management

Summary

Price
£474 inc VAT
Or £52.67/mo. for 9 months...
Study method
Online
Duration
40 hours · Self-paced
Qualification
No formal qualification
CPD
40 CPD hours / points
CPD What's this?
Additional info
  • Exam(s) / assessment(s) is included in price
  • Tutor is available to students

Overview

Financial regulation is an integral part of any organization and society, built with
the aim of protecting the economy. This oxford school of accountancy &
management is designed to provide participants with an up-to-date understanding
of the regulatory framework and financial regulation in the UK and its implications
and applications to the financial services industry. This course will also provide a
detailed understanding of the theory and practice of corporate governance. This
course will be of great interest to anyone studying financial regulation, as a
resource for educators, or anyone who feels that they would like to have a better
understanding of the financial system.

Certificate

We send certificates to students within 24 hours of course completion. Students will be awarded the Financial Regulation Certificate Level 4
PDF Certificate will cost £15 and hard copy will cost £20. we can post to all over the world.

Accreditation

The course is accredited by The CPD Qualifications Group.

CPD

40 CPD hours / points
Accredited by The CPD Accreditation Group

Description

This financial regulation Certificate course will explain various issues in financial
services law and increase participants understanding of the legal dimension to
activities taking place in the financial regulatory fields and the extent to which they
might give rise to legal issues. The finance law course will also focus on specific
technical and legal aspects, including a review of the underlying principles and
characteristics of banking and financial markets, perspectives on corporate finance,
and the regulatory issues that relate to domestic and international capital markets.
Course Benefits
At the end of this Certificate course, you will be awarded with a Certificate in Finance
regulation, and will also be able to:
 Develop, manage, and implementing financial policies and procedures under
UK regimes.
 Ensure that organizations are operating within the financial law
 Coordinate supervision of their regulated entities
 Develop unified legislative and regulatory policies
 Enforce applicable laws and try to prevent cases of market manipulation
 Ensure the competence of financial service providers

Who is this course for?

This course is open to College-going, Graduate, and Professionals interested
in already working in, or seeking positions as a financial regulator

Requirements

There is no experience or previous qualifications required for enrolment on
this course. It is available to students with little or no background in finance
and law will be an advantage for this course.
 Learners should be ages 16 or over to undertake the qualification.
 Good understanding of English language, numeracy and ICT are required to
attend this course.

Career path

This training leads you to become a financial regulator, Financial Advisor, debt
manager, Risk Manager, and so on. Also, skills in financial regulation are of great
value for progression in higher studies.

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Legal information

This course is advertised on reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.

FAQs

Study method describes the format in which the course will be delivered. At Reed Courses, courses are delivered in a number of ways, including online courses, where the course content can be accessed online remotely, and classroom courses, where courses are delivered in person at a classroom venue.

CPD stands for Continuing Professional Development. If you work in certain professions or for certain companies, your employer may require you to complete a number of CPD hours or points, per year. You can find a range of CPD courses on Reed Courses, many of which can be completed online.

A regulated qualification is delivered by a learning institution which is regulated by a government body. In England, the government body which regulates courses is Ofqual. Ofqual regulated qualifications sit on the Regulated Qualifications Framework (RQF), which can help students understand how different qualifications in different fields compare to each other. The framework also helps students to understand what qualifications they need to progress towards a higher learning goal, such as a university degree or equivalent higher education award.

An endorsed course is a skills based course which has been checked over and approved by an independent awarding body. Endorsed courses are not regulated so do not result in a qualification - however, the student can usually purchase a certificate showing the awarding body's logo if they wish. Certain awarding bodies - such as Quality Licence Scheme and TQUK - have developed endorsement schemes as a way to help students select the best skills based courses for them.
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