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Senior Compliance Manager - Retail Investment Management Platform

Posted 24 January by twenty84 solutions Easy Apply Featured Ended

Interested in a highly rewarding senior Compliance Manager opportunity at well-known retail investment platform provider? £100-120k salary

This is working with fantastic team, interesting products, and offers a highly competitive package.

Core elements of the role will be supporting the Head of Compliance in the development and delivery of the Compliance Programme including risk assessments, policies & procedures and staff training especially focussed on Conduct of Business and Financial Crime requirements.

The role is also responsible for managing a number of key regulatory activities relating to monitoring, training and internal reporting across the business and managing and developing the Compliance team.

This is a great opportunity to join a high growth business that is extremely respected in its market place and either make a step up or a step across in what will be an extremely interesting and diverse role.

Other responsibilities include:

- Providing technical expertise and advice
- Identifying key regulatory changes and provide leadership in delivering the changes
- Understand the firm’s business model and strategy
- Acting as the Head of Compliance when required
- Act as Deputy MLRO


- Extensive general compliance experience from the retail investment platform or investment management industry
- Exposure to financial crime
- People management experience

In return you will receive £100-120k base, bonus, 10% non-contributory pension, medical cover, critical illness, and 25 days holiday.

Reference: 34314279

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