991 Senior Compliance Jobs

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Senior Compliance Associate

Senior Compliance Associate

25 March by eFinancialCareers

Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...

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Senior Compliance Advisory Manager - Private Banking - London

Senior Compliance Advisory Manager - Private Banking - London

Yesterday by eFinancialCareers

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

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Senior Regulatory Compliance Manager, Prudential and Investments

Senior Regulatory Compliance Manager, Prudential and Investments

12 April by eFinancialCareers

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

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Wise Platform - Senior Product Compliance Manager- Financial Crime

Wise Platform - Senior Product Compliance Manager- Financial Crime

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

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Senior Manager VP - Business Compliance Advisory, Commodities

Senior Manager VP - Business Compliance Advisory, Commodities

Yesterday by eFinancialCareers

Are you a seasoned Compliance professional with a deep understanding of commodities trading regulations? Do you thrive in a fast-paced environment and excel at managing compliance programs for commodities trading activities? If so, we have the perfec...

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Compliance Manager

Compliance Manager

Yesterday by eFinancialCareers

My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters. Other responsibilities; Manage trading restrictions and related activities Issue resolution on c...

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