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Senior Audit Manager

Senior Audit Manager

Broadgate are proud to be partnered with a highly respected Swiss Private Banking Group with a world class UK Wealth Management arm. As they continue to expand their presence in the UK market, they are seeking a talented and experienced Internal Audi...

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Head of Compliance

Head of Compliance

23 April by Jameson Legal

An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Repo...

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Senior Financial Services Disputes Associate

Senior Financial Services Disputes Associate

This top 40 law firm are looking for a Senior Associate to join their financial services disputes team in London. The successful individual will be working closely with specialist financial services disputes and litigation partners. About the Role Th...

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Senior Financial Services Disputes Associate

Senior Financial Services Disputes Associate

We're seeking a Senior Associate to join this financial services disputes team in London, collaborating closely with specialized Partners in financial services disputes and litigation. This role is ideal for an experienced litigator (approximately 5 ...

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Facilities Manager

Facilities Manager

2 days ago by Rendall & Rittner

Exciting Opportunity Alert Join Rendall & Rittner as a Risk and Compliance Manager Are you looking for a rewarding challenge? Rendall & Rittner, an acclaimed Residential Leasehold Property Management company, is on the lookout for a Risk and Complian...

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Compliance Manager Investment Products, MiFID, CASS

Compliance Manager Investment Products, MiFID, CASS

29 April by Harvey Nash

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

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Enterprise Risk Specialist

Enterprise Risk Specialist

3 days ago by Canada Life

Location: Potters Bar or London Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as...

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CX Practitioner

CX Practitioner

13 May by Vermelo RPO

CX PRACTITIONER This is a remote position with the requirement to travel to London once a month. This is a key role in Markerstudy’s Customer Experience team whose main objective is supporting the business to improve the end-to-end experience our cus...

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Conflicts Analyst

Conflicts Analyst

A Silver Circle UK law firm that has recently gone through a high profile merger is looking for a Conflicts Analyst to join their outstanding Risk & Compliance team in London. The team: The New Business Intake team is responsible for ensuring all pro...

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Company Secretary

Company Secretary

10 May by Kennedys Law

Kennedys is looking for a proactive and efficient Company Secretary to join our Birmingham, Bristol, Leeds, London, Manchester, Newcastle or Sheffield office. This is a standalone position where you'll play a crucial role in ensuring corporate govern...

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Senior Manager VP - Business Compliance Advisory, Commodities

Senior Manager VP - Business Compliance Advisory, Commodities

Are you a seasoned Compliance professional with a deep understanding of commodities trading regulations? Do you thrive in a fast-paced environment and excel at managing compliance programs for commodities trading activities? If so, we have the perfec...

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Graduate Compliance Analyst - Financial Services

Graduate Compliance Analyst - Financial Services

This role is an exciting opportunity for an entry-level Compliance Analyst to work in an fast paced and rapidly growing Fintech Payments firm. The successful candidate will be responsible for supporting the Risk & Compliance department in ensuring co...

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Compliance Lawyer

Compliance Lawyer

16 May by Larbey Evans

Compliance Lawyer Leading US law firm is looking to hire a new Compliance lawyer to work with the Senior Compliance Counsel and the wider Compliance team. Very generous salary Hybrid pattern 3 days in the office / 2 days working remotely Presently th...

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Compliance Paralegal

Compliance Paralegal

Yesterday by EJ Legal Limited

Compliance Paralegal An award-winning international law firm are seeking a Compliance Paralegal to join them on a permanent basis in London. Working with the rest of the organisation to ensure best practises. The firm's compliance department fiercely...

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IT Risk Manager

IT Risk Manager

Role: IT Risk Consultant Functions: Risk and Compliance Start: Immediate Pay rate: 600 to 650 per day (PAYE - Inside IR35) Location: Central London - Hybrid working Expected duration: 3 months Our client is a global technology business. They are look...

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Compliance Lawyer

Compliance Lawyer

16 May by Larbey Evans

Leading US law firm is looking to hire a new Compliance lawyer to work with the Senior Compliance Counsel and the wider Compliance team. Very generous salary Hybrid pattern 3 days in the office / 2 days working remotely Presently the firm’s London Co...

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Regulatory Operations Analyst - Hedge Fund - £80-100k base 50 bonus potential

Regulatory Operations Analyst - Hedge Fund - £80-100k base 50 bonus potential

The role has a broad remit, split roughly 50/50 between BAU and project work – it will expose the hire, heavily, to senior management and multiple industry leading investment professionals. Whilst core to the role is daily ownership / implementation ...

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Framework & Strategy - Compliance Risk Management Senior Officer I SVP at Citi

Framework & Strategy - Compliance Risk Management Senior Officer I SVP at Citi

2 days ago by eFinancialCareers

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design ...

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