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Head of Risk & Compliance

Head of Risk & Compliance

22 April by REV & REGS LIMITED

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for pu...

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In-House Paralegal Commercial/Risk/Compliance

In-House Paralegal Commercial/Risk/Compliance

4 days ago by Jameson Legal

A long-established and highly-regarded organisation are looking for an exceptional Paralegal to join their London office for a potentially lucrative 12 Month FTC (possibly extended). The legal team is small, and so the role will provide a great level...

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Risk and Compliance Executive - Legal

Risk and Compliance Executive - Legal

17 April by Reed

Are you looking for the next step in your Compliance career? I am working with a dynamic, growing Law firm who are looking for a Risk and Compliance Executive to join their team. They have a really supportive and open culture, where they heavily inve...

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Group Risk & Compliance Regulatory Change and Policy Manager

Group Risk & Compliance Regulatory Change and Policy Manager

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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Risk and Compliance Executive - Law Firm

Risk and Compliance Executive - Law Firm

My client is recruiting for a Risk and Compliance Executive to join their law firm in Bishops Stortford, Hertfordshire. Due to the growth of their firm, they have an excellent opportunity for a legal Risk and Compliance professional to join them to h...

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Head of Financial Crime Risk & Compliance Business Control and Oversight CB & IB - Managing Director

Head of Financial Crime Risk & Compliance Business Control and Oversight CB & IB - Managing Director

Yesterday by Deutsche Bank

Job Description: Job Title: H e a d o f F i n a n c i a l C r i m e Risk & Compliance B u s i n e ss C o n t r o l a n d O v er s i g h t C B & IB Corporate Title: Managing Director Location: New York, NY Overview The CB/IB Financial Crime Risk and C...

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Product Risk Manager , Investment Compliance , First Line of Defence , Private Bank

Product Risk Manager , Investment Compliance , First Line of Defence , Private Bank

Yesterday by eFinancialCareers

The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, and ...

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