25 Regulatory Jobs

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Complaints Officer

Complaints Officer

15 April by Reassured Limited

Basingstoke/Hybrid You will be responsible for helping us consistently deliver an exceptional service that puts the fair treatment of the customer at ...

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Complaints Officer

Complaints Officer

15 April by Reassured Limited

Basingstoke/Hybrid You will be responsible for helping us consistently deliver an exceptional service that puts the fair treatment of the customer at the heart of the business. As a Senior Complaints officer, you will assist the complaints Team leade...

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Complaint Handler

Complaint Handler

3 May by Bamboo

Reports to: Complaints Team Leader Location: Southampton Central Hours: Full-time (37.5 hours per week) Benefits: Competitive Salary, Pension Scheme, Discretionary Bonus (based on individual and company performance), Life Cover (4x basic salary), 22 ...

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Senior Partnerships Manager

Senior Partnerships Manager

10 April by Vermelo RPO

Senior Manager - Corporate Partnerships (Hybrid Working) Home/Office based in Peterborough, Manchester or Sunderland with occasional travel to Peterborough HQ. We have a fantastic opportunity for an experienced Corporate Partnerships Manager to join ...

Job hidden.
Senior Partnerships Manager

Senior Partnerships Manager

10 April by Vermelo RPO

Senior Manager - Corporate Partnerships (Hybrid Working) Home/Office based in Peterborough, Manchester or Sunderland with occasional travel to Peterborough HQ. We have a fantastic opportunity for an experienced Corporate Partnerships Manager to join ...

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Senior FX Sales

Senior FX Sales

2 hrs ago by OPTO TALENT LTD

Key Points Basic Salary of 45 - 80K Working with a leading FX Brokering company based in Central London. Aiming to increase headcount by over 30% this year alone. Dealing with public, private at corporate entities About The Company The company was fo...

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Partnerships Manager

Partnerships Manager

26 April by Vermelo RPO

Partnerships Manager – Corporate Partnerships (Hybrid Working) Home/Office based in Peterborough/Manchester/Sunderland with occasional travel to Peterborough HQ. We have a fantastic opportunity for an experienced Partnerships Manager to join us at Ma...

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Customer Service Manager

Customer Service Manager

25 April by SS&C

SS&C is the largest global investor service provider, servicing more than 55 million investors. Continually investing in global technology and services across the spectrum of distribution channels including: Asset Managers, Financial Advisors, Wealth...

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Corporate Actions Specialist

Corporate Actions Specialist

Yesterday by SS&C

We seek a Technical Associate to join our Fund events team. Main duties of the role include: Ensuring all tasks are completed within the appropriate timeframe, adhering to the regulatory requirements by developing and maintaining runbooks. Assisting ...

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Administrator

Administrator

1 week ago by SS&C

Settlements Administrator Bolton Role Purpose Deliver exceptional levels of service in respect of the handling of client instructions. Ensuring adherence to relevant FCA regulations. Manage and mitigate risk, including to the firm’s reputation. Ensur...

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Compliance Executive

Compliance Executive

8 May by Foster Denovo

About Us Foster Denovo currently boast over 120 Financial Advisers supported by around 250 employees across eight Foster Denovo offices throughout the UK. We have the scale and resource to provide exceptional advice and service to our clients, advise...

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Finance manager

Finance manager

7 May by Porcelanosa

Job Outline; We are currently seeking a full-time Finance Manager to work within our busy accounts team based in Watford. Key skills and responsibilities: Create the monthly accounts from relevant region as allocated (P&L, Balance Sheet and KPIs): sa...

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Compliance Consultant/T&C - Financial Planning, existing clients.

Compliance Consultant/T&C - Financial Planning, existing clients.

Having the skills and experience to be successful in a consultancy role requires confidence that what you promise to clients, can be delivered. This is why this role is a great opportunity for you as the supporting departments covering technical cont...

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Compliance Consultant/T&C - Financial Planning, existing clients.

Compliance Consultant/T&C - Financial Planning, existing clients.

Having the skills and experience to be successful in a consultancy role requires confidence that what you promise to clients, can be delivered. This is why this role is a great opportunity for you as the supporting departments covering technical cont...

Job hidden.
Credit Controller

Credit Controller

27 March by MCR Property Group

We’re currently seeking a Credit Contoller to join our MCR office in Manchester. This is an exciting opportunity to join a fast paced thriving business with opportunities for growth and development. If you're ready to embark on a rewarding journey wi...

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Financial Advisor - Trainee

Financial Advisor - Trainee

25 April by POSTIFY LIMITED

Financial Advisor - Trainee Due to continuing growth, my client is looking for Trainee Financial Advisor's in several of their locations including Cheltenham, Cleckheaton, Chester/North Wales and Durham. They are looking for professional people who c...

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Project Manager

Project Manager

People's Partnership have an exciting opportunity to join our growing team as a Project Manager. This role is a hybrid opportunity with the successful candidate working both at home and in the office. These roles are on a 12 month fixed term contract...

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