18 Mifid Jobs in London

Looking for a Regulatory Reporting SME, please reach out if: - You have 3 years of MIFID & SFTR experience, including managing reporting, breaks and investigations. - Are comfortable manipulating data through Excel, VBA etc. - Have experience using D...

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Regulatory Reporting Business Analyst (6-Month Contract) Location: London, United Kingdom Rate: 700- 775 per day (via an Umbrella Company) Join our client's team, where you'll play a vital role in remediating key Compliance Risks for global businesse...

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Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

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Business Analyst Day rate: 671 - 800 . Location: London Duration: 6 months contract. Our global finance sector client is looking for an experienced Business Analyst for a 6 month contract role, you are responsible for working with business stakeholde...

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The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...

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MERJE are partnered with a leading trading business who are looking for a Regulatory Affairs Associate to join their fast-growing team. Key Responsibilities: Undertake detailed impact assessments for key upcoming regulations Conduct Horizon scanning ...

This manager role is responsible for the management of the two of direct reports as well as BAU transaction reporting. Addionally, the role holder is expected to be well-connected in the industry and will attend the industry events and seminars when ...

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A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team. Key responsibilities will include: Monitor and comprehend the Firm's ongoing regulatory reporting obligations Ensure remediation and re submission of trans...

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General Counsel - based in London (Full time, permanent) with dotted line to the US General Counsel for the Group but will broadly run the affairs independently in the UK, EMEA (Switzerland), MENA (Dubai), and Asia. The nature of the role is such tha...

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Java/Python Developer ( TOP HEDGE FUND) Looking for a challenging role in the Hedge Fund industry? Do you want to work for a TOP TEAM? Look no further and APPLY NOW A high-performing multi-billion dollar Hedge Fund is seeking a Java/Python Developer ...

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Permanent London Hybrid - 3 days per week on-site - 2 days remote Our client, a leading financial organisation in London is seeking a Business Analyst Team Lead who will be responsible for shaping and delivering business analysis work for the Regulat...

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We are looking for a Mid-Level Associate to join this leading law firm's finance and financial regulation team in London. The successful candidate will be focusing on financial services regulation with reference to fintech (particularly in the invest...

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CMC Markets are hiring a skilled Derivatives specialist with a proven background working in ETD Operations. Covering a both Exchange Traded Options and Global Futures, plus CMC OTC Options product. F&O Operations require a motivated individual to per...

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This leading global legal firm are currently seeking an Associate or Senior Associate to join their Financial Services Regulatory (FSR) team in London. This is a strategic hire aimed at bolstering the national Retail Investment / Wealth Management pr...

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Responsibilities: Negotiating key capital markets contracts, including on boarding documentation and product specific agreements such as terms of business, brokerage documentation, transition management agreements, ISDA Master Agreements and Credit S...

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Head of Compliance and MLRO - City of London Job type: Full-time / 12-month fixed-term contract followed by a permanent role (Full time on-site) Salary: 90,000 - 120,000 Compliance is a pivotal function that ensures products and processes meet regula...

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London West End Progression Scope Broad role Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance ...

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Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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