73 Mifid Jobs in London

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

Go to similar: Manager jobs in london

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

Go to similar: Manager jobs in london

An Elite Financial Firm is looking for a talented Technical Business Analyst with experience working on a regulatory reporting/compliance platform. The team is made up of some of the smartest individuals around who have worked at some elite firms. Th...

Go to similar: Analyst jobs in london

Business Analyst Day rate: 671 - 800 . Location: London Duration: 6 months contract. Our global finance sector client is looking for an experienced Business Analyst for a 6 month contract role, you are responsible for working with business stakeholde...

Go to similar: Analyst jobs in london

Transaction Reporting Business Analyst (MiFID & EMIR/SFTR) Global Hedge Fund We are looking for experienced Transaction Reporting Business Analysts to join our client's Transaction Reporting team. One role will primarily focus on MiFID transaction re...

Go to similar: Analyst jobs in london

Compliance and MLRO - SMF16/17 - Banking London / Hybrid 100,000 - 130,000 per annum I am looking for a compliance and MLRO for a European banking institution. You will be experienced within a MiFID II environment and have have exposure to AML, ABC &...

Go to similar: Compliance jobs in london

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs in london

Compliance Associate-Manager City of London 60,000 - 80,000 per annum I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known clients in London. My client operates with asset managers, h...

Go to similar: Manager jobs in london

A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team. Key responsibilities will include: Monitor and comprehend the Firm's ongoing regulatory reporting obligations Ensure remediation and re submission of trans...

Go to similar: Manager jobs in london

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs in london

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs in london

General Counsel - based in London (Full time, permanent) with dotted line to the US General Counsel for the Group but will broadly run the affairs independently in the UK, EMEA (Switzerland), MENA (Dubai), and Asia. The nature of the role is such tha...

Go to similar: Associate jobs in london

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs in london

CMC Markets are hiring a skilled Derivatives specialist with a proven background working in ETD Operations. Covering a both Exchange Traded Options and Global Futures, plus CMC OTC Options product. F&O Operations require a motivated individual to per...

Go to similar: Manager jobs in london

Java/Python Developer ( TOP HEDGE FUND) Looking for a challenging role in the Hedge Fund industry? Do you want to work for a TOP TEAM? Look no further and APPLY NOW A high-performing multi-billion dollar Hedge Fund is seeking a Java/Python Developer ...

Go to similar: Developer jobs in london

This manager role is responsible for the management of the two of direct reports as well as BAU transaction reporting. Addionally, the role holder is expected to be well-connected in the industry and will attend the industry events and seminars when ...

Go to similar: Manager jobs in london

Key Responsibilities: Develop and refine the financial crime framework, policies, and procedures Apply knowledge of regulatory frameworks such as MiFID and AIFMD to assist in enhancing financial crime prevention measures Conduct thorough risk assessm...

Go to similar: Manager jobs in london

Permanent London Hybrid - 3 days per week on-site - 2 days remote Our client, a leading financial organisation in London is seeking a Business Analyst Team Lead who will be responsible for shaping and delivering business analysis work for the Regulat...

Go to similar: Manager jobs in london

Key Responsibilities: Provide expert guidance on regulatory requirements related to energy trading, including REMIT, EMIR, MiFID II, and other relevant frameworks. Conduct thorough compliance assessments and reviews to ensure adherence to internal po...

Go to similar: Compliance jobs in london

Growing UK Bank- Payments , FX and Money Markets. London, seeking to hire a Back Office Operations Manager. VP level role. VP Banking Operations -FX, Payments, Description The core aspects of the VP Banking Operations -FX, Payments,role is to lead an...

Go to similar: Operations jobs in london

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for pu...

Go to similar: Manager jobs in london

As a Sales Associate you will: Own account plans for relevant firms, aiming for excellence in knowledge of client portfolios and their investment needs Prepare pitch books, meeting briefings and meeting follow ups Coordinate and prepare RFP and due d...

Go to similar: Associate jobs in london

Our client is a highly reputable multi-asset investment management business located in either their newly refurbished London City offices or in Southampton. This is a 12-month fixed term contract for an experienced Senior Investment Product Manager t...

Go to similar: Manager jobs in london

London West End Progression Scope Broad role Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance ...

Go to similar: Officer jobs in london

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

Go to similar: Officer jobs in london