Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for...
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Are you proactive and detail-oriented? Join us as a Temp Compliance & Monitoring Officer Your role involves ensuring our property portfolios meet all statutory obligations and licensing conditions. From safety testing to property inspections, you'll ...
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Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses. They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs ...
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses. They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs ...
Your new company A reputable fund management company based in Jersey is committed to excellence, integrity, and delivering value to clients. The company specialises in real assets, private credit, and private equity. The team is dedicated to maintain...
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Job Title: Head of Compliance Location: Nottingham (Hybrid) Salary: 75,000 - 90,000 depending on experience We are partnering with a leading company based in Nottingham to recruit an experienced and dynamic Head of Compliance. This is a fantastic opp...
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We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in ...
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A world-leading hedge fund seeks a dynamic Compliance Analyst to join their rapidly growing team. Key responsibilities will include: Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities Supp...
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Responsibilities: Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business. Evolving the framework of complia...
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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...
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A highly established Insurance group are focused on finding an experienced Risk and Compliance Officer to work on a Hybrid basis. The role: COMPLIANCE The range of duties encompass Horizon scanning - monitor regulatory or legislative changes which ma...
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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...
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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...
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A Wealth Management platform is looking to recruit a Deputy Compliance Officer to join the Compliance team in a newly created role as the business continues to expand. The successful individual should have a strong Compliance Monitoring background al...
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A role with great exposure and development opportunities. A chance to work for a growing and ambitious organisation. Excellent base salary and company benefits. Carry out file reviews and maintain a log of checks undertaken. Check all documentation f...
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Compliance Officer Location: North Yorkshire Salary: 28,500 - 32,500 DOE The Company: We are working with an independent insurance broker who are looking for a Compliance Officer to join their Operations department due to the ongoing growth of the bu...
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MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...
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Our Client, a Specialist Insurance and Underwriting firm, are looking for a Compliance/Delegated Authority Assistant to join their team in assisting the Compliance Team in the execution of their duties, in particular those concerning the oversight an...
A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...
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We are working with a highly reputable mortgage network that are looking to appoint two field based Compliance Managers tasked with proactively monitoring network firms and advisers to identify risks. You will be tasked with: Conducting field visits,...
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NJR are working with a well-established firm who are currently looking for Advice Quality Assessors to join their team. The purpose of this role is to undertake file reviews to ensure the company is providing the highest standards of advice to their ...
Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instrum...
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We are delighted to be supporting our multi-award-winning Asset management firm with the appointment of a Risk Analyst, in the West of England. This role could suit someone who is well experienced in risk management and working with risk management f...
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Tax Analyst - 50-60k Salary - 1/2 Days per week in office based in South West London Our client, a well established transport/logistics group are in search of a Tax Analyst to assist the wider finance team in: - VAT reporting requirements and interna...
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Compliance Manager - Lloyds Market Insurance London/Hybrid Role Purpose: To provide focused and effective support to the business in respect of regulatory and governance issues Implement and maintain internal procedures to manage regulatory matters a...
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Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...
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