Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for...
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Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific thematic re...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
Go to similar: Manager jobs in essex
Currently recruiting on behalf of a boutique investment bank for a Monitoring & Testing professional to join their compliance team. You will be responsible for performing the ongoing review, management, and testing of regulatory and operational risk ...
Senior Compliance Monitoring Officer | Lloyd's Broker | London/WFH | 60 - 70,000 (doe) Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team. This business is going through ...
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MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that del...
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Job Advert: Compliance Executive Are you a detail-oriented and proactive professional looking for an exciting opportunity to make a significant impact in the world of compliance? We have an exceptional opening for a Compliance Executive at our dynami...
Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G 70K - 80K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recrui...
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Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required 4025G 70K - 80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit ...
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Senior Compliance Manager Permanent London - hybrid (3 days per week in the office) Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providin...
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Risk Analyst West of England Compliance and Risk We are delighted to be supporting our multi-award-winning Asset management firm with the appointment of a Risk Analyst, in the West of England. This role could suit someone who is well experienced in r...
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Are you proactive and detail-oriented? Join us as a Temp Compliance & Monitoring Officer Your role involves ensuring our property portfolios meet all statutory obligations and licensing conditions. From safety testing to property inspections, you'll ...
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We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in ...
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A world-leading hedge fund seeks a dynamic Compliance Analyst to join their rapidly growing team. Key responsibilities will include: Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities Supp...
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Responsibilities: Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business. Evolving the framework of complia...
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A Wealth Management platform is looking to recruit a Deputy Compliance Officer to join the Compliance team in a newly created role as the business continues to expand. The successful individual should have a strong Compliance Monitoring background al...
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A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...
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Our Client, a Specialist Insurance and Underwriting firm, are looking for a Compliance/Delegated Authority Assistant to join their team in assisting the Compliance Team in the execution of their duties, in particular those concerning the oversight an...
MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...
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International Compliance Manager London - Hybrid Duties: Support implementation of compliance plan to ensure compliance with U.S. & European applicable regulation. Implement systems and controls, including policies and procedures. Provide input to th...
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Compliance Manager - Lloyds Market Insurance London/Hybrid Role Purpose: To provide focused and effective support to the business in respect of regulatory and governance issues Implement and maintain internal procedures to manage regulatory matters a...
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Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...
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Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instrum...
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About the job Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join the business, the size and scale of our pension scheme means you will have numerous opportunities to learn...
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There are 787 full-time Compliance Monitoring jobs within 10 miles of Essex on Reed.co.uk right now.
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