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We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...
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Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...
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Compliance Manager This is part-time role as a very successful solicitors firm based in Mayfair London W1. 3 days a week Pro rata salary of 90,000 Compliance Manager Our client is looking for an experienced individual who possess a strong background ...
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Reed Banking is currently hiring a permanent Financial Crime Training AVP . As a new team, this is a really exciting opportunity for individuals who are keen to design the overall financial crime training framework for the business Joe Opportunities ...
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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
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Are you a seasoned professional in financial services compliance, particularly within insurance and lending? A leading regulatory consultancy in London, is on the lookout for a Manager to join their Credit & Mortgages Team. This collaborative role of...
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Reed Banking is currently hiring a permanent Financial Crime Training AVP . As a new team, this is a really exciting opportunity for individuals who are keen to design the overall financial crime training framework for the business Joe Opportunities ...
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Alexander Lloyd are pleased to be partnering with a recognised General Insurance provider on the recruitment of an experienced Compliance Officer for their London office on a hybrid working arrangement. Consumer Duty experience is a Must have. The su...
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MERJE has partnered with an international law firm and we’re on the lookout for an experienced Compliance professional to join their growing Financial Regulation Compliance team in London. As a senior member of the team, you should demonstrate proact...
We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office The ideal candidate will be responsible for leading the compliance function of their UK operations, including conduc...
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We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...
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Compliance Officer South East Fantastic salary plus bonus and benefits Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit a Compliance Officer to s...
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Job Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300...
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Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...
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Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...
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Compliance Officer (Banking) - Central London Salary: 30k - 35k Excellent Benefits Office Based Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identi...
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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...
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Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...
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XTB UK is looking for a junior level compliance officer to join its current compliance team. The role covers a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant ...
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Compliance Associate-Manager City of London 60,000 - 80,000 per annum I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known clients in London. My client operates with asset managers, h...
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Rev & Regs are recruiting for a Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London. Responsibilities: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan ...
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Are you a Regulatory Compliance SME or Technical Compliance Specialist with Financial Services experience? Do you have a 'roll your sleeves up’ kind of nature, and are looking for an exciting challenge with genuine career development? Our client, a l...
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Are you an accomplished Compliance leader with a wealth of experience spanning multiple jurisdictions? We are exclusively tasked with recruiting for a Global Head of Compliance role on behalf of our client. This presents a remarkable opportunity to j...
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Regulatory compliance Retail Investment Stockbroking Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Compliance Monitoring Manager to join the...
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Are you a proactive Compliance professional, looking for your next FTC opportunity? Our client, a global leading Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London office. Offe...
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There are 383 Compliance jobs within 10 miles of London on Reed.co.uk right now.
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