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Compliance Officer: Kings Hill Monday- Friday 8:30am- 5:30pm 25- 30K GREAT BENEFITS including: Working From Home, Free Parking, Plenty of Socials Events and many more We are looking for an experienced compliance Officer to support with the ongoing su...
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Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...
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Job Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300...
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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...
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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...
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An outstanding new role within a busy regulated lending operation has been created for a skilled Compliance administrator with a proven eye for detail. The role encompasses all areas within the loan application lifespan and will include onboarding ch...
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An outstanding new role within a busy regulated lending operation has been created for a skilled Compliance administrator with a proven eye for detail. The role encompasses all areas within the loan application lifespan and will include onboarding ch...
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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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Our client a Market Leading Private Bank is looking for a Marketing Compliance Manager to join their London team. This role is ideal for a compliance professional with experience in marketing compliance/financial promotions ideally within a private b...
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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant re...
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We are looking to hear from experienced pragmatic compliance officers who would like to lead the compliance offering at a rapidly growing asset manager It is essential that you have an entrepreneurial aproach , are happy to undertake more routine act...
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Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...
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EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER – DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED Ref: 4004G 80K good benefits & bonus REMOTE (Southern England) We are exclusively recruiting for a Family Office Discretionary Fund Manager &...
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Mortgage Advice Bureau (MAB) are a nationally recognised mortgage broker and network, winners of over 200 awards in the past 5 years and continually growing. We require high quality, professional Mortgage & Protection Advisers in the MARGATE area due...
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Mortgage Advice Bureau (MAB) are a national, multi-award winning mortgage broker, network and strategic business partner and market leading financial services provider to the independent estate agency market and have over 200 industry awards in the p...
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Mortgage Advice Bureau (MAB) are a nationally recognised mortgage broker and network, winners of over 200 awards in the past 5 years and continually growing. One of our highly respected, market leading & award winning mortgage broker & estate agency ...
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The Firm: HW Fisher LLP is a top 30 UK chartered accountancy firm. We are a commercially astute organisation with a personal, partner-led service aimed at entrepreneurial small and medium enterprises (SMEs), large corporates, Not for Profit organisat...
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Are you ambitious and driven Mortgage & Protection Adviser ? Are you a Mortgage & Protection Adviser looking for a firm that will support you? We are recruiting a mortgage and protection adviser to join a well-established and successful brokerage in ...
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This is a 12 month FTC opportunity to support our Operations team on the roll out of our internal FiBa project. For our customers who are in financial difficulty, you will be more than just a friendly voice to answer their questions; you will be an a...
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Senior DC Investment Pensions Consultant Do you want to work for a global market leader where you will manage your own exciting and varied portfolio of clients? Aon is hiring We are seeking a Senior DC Investment Pensions Consultant to join our UK te...
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Are you an experienced Mortgage and Protection Adviser looking to work for a market-leading independent property business with great progression and earning potential? We are currently looking for an experienced Mortgage and Protection Adviser to joi...
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There are 56 full-time Compliance jobs within 10 miles of Kent on Reed.co.uk right now.
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