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Senior FCA Compliance Officer (FTC for 12 months) Manchester – Hybrid To 50,000 Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in Manchester. The role is initially being recruited on a...
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We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilit...
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Key Points Basic Salary of 45 - 80K Working with a leading FX Brokering company based in Central London. Aiming to increase headcount by over 30% this year alone. Dealing with public, private at corporate entities About The Company The company was fo...
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We are currently looking to recruit 3 Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting of STORs. Pl...
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About the opportunity: We are partnering with our client, a multi award winning financial advisor support group based in Horsforth, Leeds. An opportunity has arisen for an experienced and diligent Complaints Resolution Officer to join their team, pla...
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The Business: Product Partnerships Ltd (PPL) is a highly respected compliance consultancy working within the consumer credit sector assisting firms that must adhere to the regulations of the Financial Conduct Authority (FCA) Primary objectives of the...
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Basingstoke/Hybrid You will be responsible for helping us consistently deliver an exceptional service that puts the fair treatment of the customer at the heart of the business. As a Senior Complaints officer, you will assist the complaints Team leade...
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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...
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Reports to: Complaints Team Leader Location: Southampton Central Hours: Full-time (37.5 hours per week) Benefits: Competitive Salary, Pension Scheme, Discretionary Bonus (based on individual and company performance), Life Cover (4x basic salary), 22 ...
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My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and ri...
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Chartered financial planning firm Retail Financial Services Compliance and T&C experience required Hybrid working Fram Search are working on an exciting opportunity for a Compliance Manager to join a Chartered financial planning firm in West Sussex. ...
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About the role The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure ...
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Mortgage Advice Bureau (MAB) are a nationally recognised mortgage broker and network, winners of over 200 awards in the past 5 years and continually growing. We are seeking experienced and ambitious Mortgage Advisers to provide high quality mortgage ...
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Our client, a reputable and successful name within financial services, are seeking a Regulatory Compliance Analyst to join their current team. This is a great opportunity for applicants with a minimum of 12 month's experience within compliance, finan...
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Job Description Location - Hyde - SK14 Salary - 25,000 Consultants - Ben Harrison & Sarah Duffy Benefits - 9-5 Monday - Friday, CPD Training Programme, Pension Plan, Bonus Scheme. Company Overview: Our client, are a reputable collections agency regul...
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This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. The Role Advise on all regulatory matters within the business Work ...
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This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...
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We are currently recruiting for a Financial Planning practice based in Penn who are looking for an experienced IFA Administrator to join their team. Key Requirements and Skills: Good team working and liaison skills to deal effectively with tasks set ...
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Location: Hyde Salary: 25,000 Consultants: Sarah Hughes & Ben Harrison Currently working with a reputable collection agency, dedicated to helping clients manage and recover outstanding debt. What you can expect: CPD Training Programme Pension Plan Bo...
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Settlements Administrator Bolton Role Purpose Deliver exceptional levels of service in respect of the handling of client instructions. Ensuring adherence to relevant FCA regulations. Manage and mitigate risk, including to the firm’s reputation. Ensur...
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Reed Specialist Recruitment are proud to be representing one of the UK's largest financial networks, who are looking for a new Financial Advisor to help service their clients directly, working out of their head-office in Horsham. Main Duties and Resp...
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Reed Specialist Recruitment are proud to be representing one of the UK's largest financial networks, who are looking for a new Financial Advisor to help service their clients directly, working out of their head-office in Horsham. Main Duties and Resp...
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Huntswood is looking for a Technical Complaint Handler with excellent complaints handling experience and a knowledge of wealth and pensions products to join an exciting project for a leading pensions provider. Start Date: ASAP Day Rate: 202 a day - U...
Reed Financial Services are representing a award-winning Chartered Financial Planners and Discretionary Fund Managers based in Exeter who as a vacancy for a Paraplanner/Technical Assistant to join their growing and successful independent business. My...
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We are recruiting for a well-established Chartered IFA practice, seeking an experienced compliance professional to join their dynamic team. This is an exciting opportunity for a seasoned professional who has a minimum of five years of experience in a...
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