21 Compliance Regulatory Jobs in Leigh Business Park

Senior FCA Compliance Officer (FTC for 12 months) Manchester – Hybrid To 50,000 Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in Manchester. The role is initially being recruited on a...

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NJR are working with a well-established firm who are currently looking for Advice Quality Assessors to join their team. The purpose of this role is to undertake file reviews to ensure the company is providing the highest standards of advice to their ...

Financial Crime Team Leader Initially 3 months - with a view to extend a further 6-9 months Remote working (potential travel to Manchester) Job Overview: We are seeking a highly motivated and experienced Financial Crime Team Leader to oversee our fin...

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Job Title: Mortgage Underwriter Company : Evolution Money Location : Manchester City Centre Job Type : Full-time Basic Salary : 30,600 plus competitive bonus scheme About Us: Evolution Money is a Certified B Corp with a social purpose. At Evolution M...

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We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilit...

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We're looking to recruit a Senior Product Analyst to provide support towards the investment compliance and operations area within the Investments team. The successful candidate will be primarily responsible for ongoing maintenance and implementation ...

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Our client is a well-established financial planning practice in Stockton Heath dedicated to helping individuals and families achieve their financial goals. With a strong commitment to providing holistic and tailored financial solutions, they are seek...

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We are now looking to recruit an Investment Operations Manager to join our Investments team in supporting the operational processes and procedures. The successful candidate will be managing key third party relationships on behalf of the team and buil...

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The role of the Compliance Monitoring Officer is to provide a file review service to the clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing f...

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TREASURY CONTROL & ASSURANCE MANAGER UP TO 70,000 MANCHESTER This role does not offer sponsorship. This role is an exciting new role to utilise your Treasury experience and manage impacts on this business' Treasury risk appetite. You will forge and m...

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Compliance Specialist - SIPP Location | Sale SALARY | 26,000 - 32,000 NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Awa...

Are you L4 qualified and have a background in reviewing, grading, and giving feedback on advice provided by Financial Planners across a range of product types? Davies Talent Solutions are working with a Wealth Management firm who are looking for an A...

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Our client, a notable industry pension provider, collaborate with regulated financial advisers offering a range of personal pensions for UK and non-UK residents. They offer advanced pension products, which have won various industry awards to date, wi...

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Compliance Specialist - SIPP Location | Sale SALARY | 26,000 - 32,000 NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Awa...

Go to similar: Compliance jobs in leigh business park

You want to be at a growth firm where you are recognised for what you personally bring to the table. This is a great opportunity to work in a positive team that is welcomed by the business in helping us achieve client excellence (that's right we valu...

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FACTFIND REVIEWERS OR PARAPLANNERS – L4 WITH PREVIOUS LIFE & PENSION EXPERIENCE REQUIRED Ref: 4024D3 35K - 50K Benefits Manchester or UK Remote Our client, a leading financial services firm, seeks to recruit several Factfind Reviewers. Duties will in...

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Junior Financial Advisor (Must be Qualified) Salary 26'000 - 32'000 per annum Vibrant Manchester city centre offices Monday to Friday working hours Junior Financial Advisor Salary 26'000 - 32'000 per annum Vibrant Manchester city centre offices Monda...

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QC Legal are working with one of the Big Four to find Data Protection Managers for their London and Manchester offices. You will be catapulted into a high performing team that pride themselves on their work-life balance. On joining the firm you will ...

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QC Legal are working with one of the Big Four to find Data Protection Managers for their London and Manchester offices. You will be catapulted into a high performing team that pride themselves on their work-life balance. On joining the firm you will ...

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An exciting opportunity has arisen to join the Risk Team at AJ Bell. This is a fantastic opportunity for an experienced risk professional to take a step up in their career, with the support of AJ Bell who will help you grow and develop, through the t...

Role Description As a Business Case Reviewer, your role will involve reviewing and analysing business cases submitted by financial advisers. You will ensure that the cases comply with regulatory requirements and company standards. You will also provi...