50 Compliance Jobs in Surrey

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Compliance Executive

Compliance Executive

8 May by Foster Denovo

About Us Foster Denovo currently boast over 120 Financial Advisers supported by around 250 employees across eight Foster Denovo offices throughout the UK. We have the scale and resource to provide exceptional advice and service to our clients, advise...

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Compliance Officer

Compliance Officer

5 days ago by eFinancialCareers

Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Compliance Consultant

Compliance Consultant

5 days ago by eFinancialCareers

Job Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300...

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Compliance Analyst

Compliance Analyst

3 days ago by eFinancialCareers

Meraki Talent are currently working with a fantastic organisation within the Asset Management sector. There is a Excellent opportunity for an experienced compliance analyst to join their team, this role is based in central London and operates on hybr...

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ESG Compliance Officer

ESG Compliance Officer

5 days ago by eFinancialCareers

A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...

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Compliance Advisory - Investment Management and Wealth Advisory

Compliance Advisory - Investment Management and Wealth Advisory

5 days ago by eFinancialCareers

Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...

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EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

5 days ago by eFinancialCareers

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER – DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED Ref: 4004G 80K good benefits & bonus REMOTE (Southern England) We are exclusively recruiting for a Family Office Discretionary Fund Manager &...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

5 days ago by eFinancialCareers

Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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Administration Assistant

Administration Assistant

25 April by Isio

We’re growing and want you to be a part of our journey. Administration Assistant We are seeking an Administration Assistant to support our pension scheme administration service. You will be required to support the administrators by offering first-lin...

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DC Pensions Consultant

DC Pensions Consultant

17 April by Aon

DC Pensions Consultant Do you want to work for a global market leader where you will manage your own exciting and varied portfolio of clients? Aon is hiring We are seeking a DC Pensions Consultant to join our team. This is a hybrid role with the oppo...

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Deputy Pensions Team Leader

Deputy Pensions Team Leader

9 May by Isio

We’re growing and we want you to be part of our journey. Deputy Team Leader - Pensions Administration At Isio, our purpose is to create better outcomes for our people, our clients and society. We are a people-first business and we’re committed to hel...

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Complaints Officer

Complaints Officer

15 April by Reassured Limited

Basingstoke/Hybrid You will be responsible for helping us consistently deliver an exceptional service that puts the fair treatment of the customer at the heart of the business. As a Senior Complaints officer, you will assist the complaints Team leade...

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