Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with ov...
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Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with ov...
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Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and fina...
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Job Advert: Compliance Officer Job Title: Compliance Officer Job Type: Permanent Hours: Full Time, 08:00 – 18:00, Monday to Friday Office Location: West End Salary: Market rate Benefits: Bonus, pension, healthcare and other benefits We have an exciti...
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Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5% Are you ready to unleash your full potential? We're looking for people who ...
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and iden...
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Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and fina...
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OUR IMPACT The Compliance division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. As an independent control function and part of the firm's second...
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WHO WE ARE The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial instit...
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OUR IMPACT Global Compliance manages the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. The division monitors trends and changes in regulations in all jurisdictions in which the firm does bu...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Highly regarded global asset manager seeks a Compliance Monitoring Manager on a 12 months' fixed-term contract covering maternity leave. The job holder will oversee the execution of thematic reviews and regular testing, regularly communicate progress...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accord...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Compliance Monitoring Analyst – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required Ref: 4008G2 60K - 75K Bonus & Benefits Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, wh...
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Key Responsibilities: Provide timely and accurate compliance advice to the private side of the business Interpret and communicate regulatory requirements and industry standards to business units, ensuring adherence to applicable laws and regulations..
Main Duties Assess data and make informed decisions and sound subjective judgments to monitor trading activity for compliance with the relevant rules and regulations. Escalation to LOB Supervisors of issues that require attention Handle "on-the-fly" ...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...
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Role Profile An exciting opportunity exists for a Senior Associate to join the Capital Markets Compliance team (CMC) of the London Stock Exchange Group (LSEG). CMC provide compliance and advisory support to the Equities and FX Trading businesses with...
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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OUR IMPACT At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firm's culture of compliance. Compliance accomplishes this manda...
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Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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