Compliance Issues - Key Issues

Instant CPD

This CPD course is filmed in High Definition Video and is accompanied by Power Point Slides and Course Notes,which are engagingly written, highly comprehensive and accessible to all learners. It covers 2 hours of CPD training, arming you with the highest level of topical knowledge.

Full Course Description

The extension of monitoring of practice activities other than audit has increased the risk to firms of all sizes. There is an increasing danger that compliance with regulatory requirements interferes with the efficient running of the practice, whereas on the other hand non-compliance brings with it regulatory and financial risks.

This course identifies the key issues with which a firm needs to comply and give practical advice on how to comply, reduce risk and still provide profitable, efficient services to clients. It covers:

• The importance of compliance
• What you need to comply with
• General professional standards
• Specific regulatory requirements
• The terms of the engagement
• How to comply
• Firm-wide procedures
• Individual assignments
• Practice Assurance Standards feedback
• Audit monitoring and feedback

About the Presenter

Bill Telford BA FCA is a freelance lecturer, author and training consultant. Bill is well known as an authoritative and entertaining lecturer who specialises in auditing and financial reporting topics, and related areas such as the interaction between tax and accounts.

Accreditation

Instant CPD is an Accredited CPD Provider by the CPD Standards Office. Upon completion of each course, students will be automatically issued with a CPD certificate stating their full name, the course title, the date of completion, and the CPD points gained.

Course Format

This course consists of several modules and is accessible online through our interactive learning management system. Users are given access to a personal Learning Dashboard, where they have unlimited 24/7 access to course materials and videos. Courses are split into short sections to be paused and replayed as many times as needed. They can be viewed on all web-enabled devices, allowing students to choose the pace and place of their learning and giving you total control.

Accountants and Accountancy professionals generally. Also Financial Services or Financial Management ProfessionalsandChartered Secretaries.

The courses are aimed at those already professionally qualified, seeking to cover some Continuous Professional Development hours.

Courses are geared towards (but not restricted to) qualified Accountancy professionals. Therefore, a previous background in Accountancy is advisable.

Keeping up-to-date with the latest Accounting developments is an essential requirement for all qualified Accountants, whether you need to complete yearly CPD or are looking to impress while searching for new opportunities. Our courses will enhance your skills and knowledge, enabling you to compete with the best and therefore lead to further opportunities within the workplace.