Average Compliance Manager salary in London

A leading national Independent Financial Advisory (IFA) firm is looking for an experienced Compliance Manager to provide maternity cover for 9 months. This is a fantastic opportunity to join a well-established and growing financial planning business, working closely with senior leadership and ensuring regulatory excellence across the firm. The RoleReporting directly to the CEO, you will play a key role in maintaining and enhancing the firm's compliance framework. Key responsibilities include: Managing the compliance framework to ensure regulatory adherence and best practice.Oversight of file reviews (working alongside an outsourced partner).Leading a compliance audit scheduled for Q3, ensuring all regulatory requirements are met.Acting as a key compliance advisor to the leadership team.Providing compliance guidance and support across the business. To be successful in this role, you must have: Financial planning/IFA compliance experience - a strong understanding of the regulatory landscape.Level 4 Diploma in Financial Planning (or working towards it) - highly desirable.Experience in managing compliance frameworks and audits.The ability to work independently and advise senior stakeholders. Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy. Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.

Are you an experienced compliance professional with a strong understanding of the insurance sector? Do you have expertise in sanctions, AML, compliance advisory projects, and horizon scanning? If so, we have an exciting opportunity for you to join a leading specialty broker in London. The Role As a Senior Compliance Analyst, you will play a critical role in ensuring the business remains compliant with evolving regulatory requirements. Working closely with the Head of Compliance, you will provide expert advice and support on a range of compliance matters, with a particular focus on: Sanctions - Conducting due diligence, advising on sanction risks, and ensuring adherence to regulatory obligations.AML & Financial Crime - Supporting AML framework development, transaction monitoring, and KYC processes.Compliance Advisory Projects - Advising business teams on regulatory requirements, policy updates, and best practices.Horizon Scanning - Monitoring regulatory developments and assessing their impact on the business. About You To be successful in this role, you should have: Insurance industry experience - Essential, ideally within a brokerage or Lloyd's market firm.Legal background - Strongly preferred, either from private practice or in-house.Regulatory knowledge - Solid understanding of FCA requirements, sanctions regimes, and AML regulations.Analytical mindset - Ability to assess compliance risks and provide pragmatic solutions.Strong communication skills - Capable of engaging with stakeholders at all levels. Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy. Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.

Compliance Executive Industry: Financial ServicesHybrid Model (2 days on site)£300 - £350 per day (Inside IR35) Role overview: You will be responsible for supporting the Compliance Manager with the review and approval of all marketing collateral, in for the all entities. * Identify and assess risks in marketing materials to ensure they are clear and fair for customers.* Verify that all promotions meet regulatory standards.* Maintain accurate approval records.* Escalate concerns and ensure corrective actions are taken when needed. KEY SKILLS: Compliance monitoring, Financial promotions, FCA handbook understanding, stakeholder management