Average Compliance Manager salary in London

We have an exciting opportunity for a Compliance Officer to join our UK Compliance team. Reporting into the Head of Compliance Advisory, your position will involve supporting the Compliance Advisory function in ensuring that the firm meets its regulatory objectives.Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week.Key ResponsibilitiesAssist in delivery of an effective compliance advisory function within CMC Markets’ UK regulated FirmsProviding daily regulatory advice to the business to ensure that commercial enterprises are conducted wholly in accordance with CMC’s regulatory obligationsActing as Compliance lead and/ or Compliance stakeholder for key commercial and regulatory change projectsProactive liaison with project stakeholders across the business and working cooperatively to ensure completion within deadlines. Report progress and escalate issues to the Head of Compliance Advisory and the Chief Compliance Officer.Being a key stakeholder/ Compliance lead for new product launches from a regulatory advisory perspectiveAssisting in coordinating key workstreams, projects and tasks (regular and ad hoc) within the Compliance team and across the businessAssisting in the day to day management of the Compliance Advisory InboxDevelop good working relationships with key stakeholders across the CMC GroupPromotion of a good compliance culture within the Compliance team and across the business, including the continual embedment of the firms’ Consumer Duty obligationsAssisting with Group initiatives and collaborations with wider Group Compliance colleaguesProduction of MI and reportsAssist the Head of Compliance Advisory in the day-to-day management of the Compliance Advisory teamWork closely with the wider Compliance team (who focus on monitoring, training and policy) to ensure a joined-up approach across the UK Compliance teamProactively suggest enhancements to improve the efficiency and effectiveness of the UK Compliance FrameworkAssist with third party queries and requests for information including those from regulators, auditors and counterpartiesMaintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative trainingWhen dealing with all customers, clients or colleagues ensure that we provide a clear, fair and consistent high-quality service that presents a professional and positive image of CMC MarketsTake all reasonable steps to ensure appropriate confidentialityUndertake such other duties, training and/or hours of work as may be reasonably required and which are consistent with the general level of responsibility of this role.Key Skills & ExperienceExperience of working in a Compliance advisory function with an applicable regulatory frameworkExperience of delivery of compliance projects and being compliance point of contact for business projects and workstreamsGood, broad understanding of key aspects of the UK regulatory framework applicable to CMC’s business modelGood knowledge of the products offered by CMCProactive in taking ownership of tasksAble to liaise and build effective working relationships with a range of stakeholders of all levels of seniorityCompetent in researching regulatory requirements and relating meaningful interpretations and feedback to Compliance colleagues and business stakeholdersAbility to interpret regulatory publications and assess impact upon CMCAble to communicate effectively to all levels of the businessExcellent report writing and analytical skillsCan give direction to others to produce high quality work both independently and as part of a teamProactive in suggesting and implementing process improvements where requiredCMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability or age.

A Lloyd's Broker is seeking a Compliance Manager to join their London-based team. This role is central to supporting the firm's compliance framework as they expand their international operations under new ownership and respond to an evolving regulatory landscape. The opportunityThe role offers the chance to lead day-to-day compliance activity, shape regulatory strategy and support the development of a small but capable team. With new products in the pipeline and potential M&A activity on the horizon, you'll be joining at a pivotal moment of growth. You'll be part of a four-person team, reporting directly to senior leadership and will act as a key point of escalation for compliance matters across the business. Key responsibilitiesOwn and execute the compliance monitoring planTrack, interpret and implement regulatory changesMaintain and update policies, frameworks and FCA submissionsLead on product governance and Consumer Duty requirementsCollaborate with wider teams across the business to ensure regulatory alignmentSupport and mentor junior compliance staff, with the opportunity to develop people-management skillsWhat we're looking for We're open to professionals from two key profiles:Ambitious and commercially minded - perhaps from a consultancy or rapidly growing firm, ready to take on more responsibilityExperienced and grounded - someone who thrives in a hands-on role and values stability over a fast-tracked title climbDirect line management experience is not essential, but you should be keen to grow into a leadership position and make a long-term impact. Cultural fit is important, this is a collaborative, supportive team and the right person will be someone who enjoys working in a close-knit environment while embracing change and growth. Why join?Significant scope for professional developmentOpportunity to shape compliance processes in a growing, post-acquisition businessHybrid working and a modern, centrally located London officeVisit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.

About the RoleThis is a compliance-critical position within a South London housing association, sitting at the heart of resident safety and regulatory accountability. With Awaab's Law now firmly in force, the organisation is committed to full statutory compliance across its entire property portfolio, and this role is central to delivering that.As Compliance Officer, you will ensure all statutory inspections are arranged, completed and documented on time, manage contractors, liaise with residents and maintain compliance registers across all property and safety disciplines.Key ResponsibilitiesDeliver 100% compliance across all statutory areas including gas safety, fire safety and FRA action plans, electrical testing, legionella and water safety, asbestos, lifts and EPCsEnsure full compliance with Awaab's Law; maintaining the Awaab's Register and progressing all cases within statutory timescalesManage damp, condensation and mould cases in line with policy and regulatory requirementsTriage and escalate hazards correctly, ensuring all legal timeframes for investigation and completion are metKeep all compliance registers, documentation and action plans accurate and up to dateProvide monthly compliance KPIs and support internal audits, regulatory reporting and Board assuranceSupport the compliance element of the voids process and process aids and adaptations requestsEngage proactively with residents around compliance works, appointments and access arrangementsWhat We're Looking ForStrong working knowledge of housing compliance and property health and safety legislationExperience managing statutory compliance programmes including gas, fire, electrical, legionella and asbestosFamiliarity with Awaab's Law requirements and damp and mould management processesExcellent organisational skills with the ability to manage multiple workstreams and meet strict deadlinesStrong communication skills; able to engage effectively with residents, contractors and internal teamsA detail-focused approach to data, registers and reportingKey Performance Indicators100% health and safety compliance100% same-day hazard triage for Awaab's casesStage 1 hazards made safe within 24 hoursZero overdue high-risk FRA actionsInterested? Apply now or contact Brook Weissand directly for a confidential conversation.