Average Compliance Manager salary in Edinburgh

Idex Consulting are working with an IFA Practice to recruit an experienced Compliance File Checker in Edinburgh.Key Responsibilities: Conduct comprehensive reviews of pre-sale advice cases and post-sale annual review files (with some annual reviews completed pre-sale where required).Assess files against FCA requirements, internal compliance procedures, and best-practice guidance.Identify and record areas of strength, risks, and improvements, providing clear, constructive feedback to paraplanners and advisers.Ensure suitability reports, client documentation, and supporting evidence meet required standards.Maintain accurate internal logs of all checks, findings, and actions.Keep up to date with regulatory, product, and policy changes that impact advice quality.Support the compliance function by assisting with technical queries received via the compliance mailbox when required.Attend meetings and training sessions as required. Skills & Experience Required Level 4 Diploma in Regulated Financial Planning (CII) - essential.Proven experience in paraplanning, file checking/quality assurance within a Wealth Management or Financial Planning environment.Strong technical understanding of pensions, investments, protection, and retirement planning.Strong understanding of FCA rules, suitability requirements, and the financial advice process.Excellent communication skills, with the ability to deliver supportive, clear, and consistent feedback.Confident using Intelligent Office and other relevant tools such as FE Analytics, cashflow planning software. In return you will receive a competitive salary and benefits package. Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy. Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.

Compliance and Trading Manager | Food Retail| £36,000 - £40,000 Zachary Daniels Retail Recruitment has an exciting opportunity for an experienced Retail Operations Manager/Compliance Manager to join an established food retail business. This is an extremely important role in our client's structure and will involve a high level of responsibility for ensuring your store trades in a safe and legal manner. As an in-store Compliance and Trading Manager, you will be primarily responsible for all aspects of operations in a large format store. You will be experience in all elements of compliance including stock managing, wastage control, managing hours, rota development and health & safety. Key responsibilities as a Compliance and Trading Manager You will be a passionate leader who is going to be able to make an impact on an established store,As a Compliance Manager you will take pride in your work and inspire those around you to reach your standards.Be responsible for all operational aspects of the storeAudit and training safe and legal standardsRota planing and hours controls Cost control and waste control As this is a management role we are seeking a proven retail manager, you will be able to manage and lead your team to make an impact in the business. We are keen to speak to managers from fast paced food environments that have worked in supermarkets and can bring across your skills and knowledge to have an impact in a new business. The successful Compliance and Trading Manager will be focused on high store standards, be motivated to deliver great service to customers and be passionate about retail management. Having worked in a large supermarket/big box store is an advantage, you will be able to hit the ground running and bring in knowledge to succeed. We are keen to recruit a proven retail manager who is ambitious to progress their career with a business that is developing at a great rate. This role comes with a great range of benefits; fantastic working hours and a first class people focused culture. If you have a strong Operational background or have worked in retail compliance- apply now for an immediate chat. Zachary Daniels is a Niche, National & International Recruitment Consultancy. Specialising in Buying, Merchandising & Ecommerce | Design, Technical, Wholesale & Production | Finance | HR & Talent | H&S & Compliance | Marketing, Digital & Technology | Property & Centre Management | Retail, Trade, Leisure & Wholesale Operations | Senior Appointments & Exec | Sales | Supply Chain & Logistics BH35031

Would you like to work for one of Scotland's leading law firms? Harper Macleod are an award-winning legal firm who are also well renowned for our work with apprentices. We've won Apprenticeship Employer of the Year at the annual QA Apprenticeship Awards 3 years in a row.  Overview: As part of the Risk & Compliance team you will provide support to the R&C Officer. This is a team that has supported 2 apprentices before, both of whom are still working within the department, so you are in safe hands! What will you be doing? 1st point of contact for telephone queries. You will triage requests, troubleshoot and escalate to the R&C Officer where necessary.Become a superuser of iManage (a document and email management system)where you will organise and retrieve case files, contracts, and other legal documents.Assist with maintaining professional standards by assisting the risk officer with internal organisation related to the anti-financial crime audit (e.g. AML, Sanctions, Fraud, Tax Evasion, Bribery etc). You will also support with day to day queries about HM Policy and standards and compliance.Develop expertise in 3E (a legal practice management and CRM platform used for client data, billing, and matter management).Help with the collation of data and input to MS Excel spreadsheets and risk reports.Assist data input for conflict checks with routine audits and answer queries about conflict reports.Attend meeting with the risk office and track all digital details.Provide and build awareness of regulatory risk and compliance within the organisation. Required skills: Maintaining full confidentiality with all requests.Attention to detail.Be a good communicator.Strong organisational and planning skills.Competent with Microsoft Office, Excel, MS Teams, Outlook.Be able to cope with flexibility and changing demands. Salary: £22,932 per annum. Working week: 35 hours per week, Monday to Friday, 9am - 5pm. Benefits: Critical illness protection.Discounted conveyancing on sales and purchases.Discounted eyecare.Charity donation through payroll.Cycle to work scheme.Buy additional leave option.Extra holidays at Christmas.CSR days.Funding for external training.Recruitment finder’s fee.4pm birthday finish.Life assurance.Pension schemeAdditional discounts. Future prospects:Should you perform well in this role there is an opportunity for you to take up a permanent position at the end of your qualification. Many of our previous apprentices are still with the company. Future salary will be discussed should you be offered a permanent role. Important information: This vocational apprenticeship comprehensively supports your specific job role with this particular employer. Throughout your learning journey, you are fully supported by your dedicated QA skills coach and your mentor at work. They ensure you settle in, help you develop all the skills you need to be successful in your job role and pass your assessments, and can provide one to one support. Starting with insights into your current potential, they plan your growth in a programmatic way, close skills gaps with immersive training and ensure what you learn is applicable to what you do. They talk you through the specifics on the qualifications you gain and how they align in particular to your day to day role. On completion, as well as the valuable work experience you have gained, you get a nationally recognised qualification at SCQF Level 6. If you are interested in starting your career and receiving a work based qualification at the same time APPLY NOW! Please be advised that this advert may close prior to the closing date stated above if a high number of applications are received. If you are interested in this vacancy please apply below as soon as possible.