28 Risk Compliance Jobs in West Midlands (County) (west Midlands County)

Background working in an insurance environment, preferably for an MGA or Broker dealing with delegated underwriting authorities Demonstratable experience working in a compliance or conduct role Good knowledge of FCA Rules and Regulations A proactive ...

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Compliance Manager Droitwich/Gloucester Up to 50,000 per annum DOE Do you have compliance experience within an IFA, Financial Planning or Wealth Management firm? My client, a growing financial planning and wealth management firm is recruiting for an ...

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Compliance Manager - Worcester/Gloucester - up to 55k - Full time/Part-time An exciting opportunity has arisen for an experienced compliance Manager to join a growing wealth management practice in their Droitwich/Gloucester office. The firm have been...

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Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...

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Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis. The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting t...

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One of the UK’s leading independent insurance brokers and employee benefits consultants has an opportunity within its expanding Group Risk team. The Healthcare & Group Risk Consultant will have responsibility for their portfolio of large corporate cl...

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Are you passionate about ensuring adherence to regulatory requirements and delivering excellent customer outcomes? We are seeking a dedicated individual to join our team as a Compliance Assurance Officer. In this role, you will be responsible for con...

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Our client is seeking a bridging / second charge expert to lead their newly formed function / profit centre and meet strategic firm objectives. Having recently secured 100mln credit line (with another 100m earmarked for 2025), the brand are in expone...

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MORTGAGE & PROTECTION ADMINISTRATOR FINANCIAL SERVICES, SUTTON COLDFIELD Our client Green & Company is hiring. An opportunity has arisen for a Full Time Mortgage & Protection Administrator to join their successful Financial Services Division. The suc...

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Are you an experienced Account Manager dealing with Health and Risk schemes? Then this is the role for you Working with this successful Employee Benefits firm you will be responsible for the retention, cross-sell and upsell of existing employer accou...

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Our Client offers a boutique Wealth Management proposition service and provide bespoke Financial Advice to High Net Worth individuals and businesses. A rare and exciting opportunity is now available for an Advice Support to join a growing Firm of Ind...

Go to similar: Paraplanner jobs in west midlands county

GMP Recruitment are proud to be partnered with a highly successful and ever-growing financial planning business located in Birmingham. We are currently supporting their recruitment for a Senior Paraplanner to join their team on a full time, permanent...

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Acorn by Synergie are recruiting for an exciting permanent opportunity to work for a mortgage broking company in the B37 area of Solihull. Permanent from day one Paying 28,000 per annum plus several opportunities to progress within the business to in...

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Our client, a well established and rapidly expanding employee benefits consultancy, is currently looking to recruit an Employee Benefits Operations Support to join their growing operational team. You will be responsible for supporting the Head of Ope...

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Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

Go to similar: Paraplanner jobs in west midlands county

Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Trainee Financial Advisor Location: Nationwide (Multiple office locations) Are you passionate about finance and eager to embark on a rewarding career in the financial services industry? Look no further We are currently seeking enthusiastic individual...

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The Role We are looking for a Senior Insolvency Case Administrator with at least 3 years’ experience in corporate insolvency to join our Birmingham Office. The role will predominately involve a mixture of Liquidations, Receiverships and Administratio...

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Are you a motivated individual with a keen interest in the financial markets? Are you looking for an exciting opportunity to kick-start your career in stockbroking? If so, we have the perfect role for you We are currently seeking a Trainee Stockbroke...

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We have an exciting new opportunity to join this directly authorised Financial Planning firm that delivers tailored and holistic advice to corporate and private individuals. With offices in the Midlands and London the firm continue to go from strengt...

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Are you an experienced Financial Services Administrator looking for a new opportunity? Do you want to work for a highly successful company who are experiencing humongous growth due to their continued success? If so, this could be the perfect role for...

Go to similar: Administrator jobs in west midlands county

Are you an experienced Financial Services Administrator looking for a new opportunity? Do you want to work for a highly successful company who are experiencing humongous growth due to their continued success? If so, this could be the perfect role for...

Go to similar: Administrator jobs in west midlands county

Are you an experienced Financial Services Administrator looking for a new opportunity? Do you want to work for a highly successful company who are experiencing humongous growth due to their continued success? If so, this could be the perfect role for...

Go to similar: Administrator jobs in west midlands county

Are you an experienced IFA Administrator looking for a new opportunity? Do you want to work for a highly successful company who are experiencing humongous growth due to their continued success? If so, this could be the perfect role for you What's in ...

Go to similar: Administrator jobs in west midlands county