792 Regulatory Jobs

Fast paced, varied and demanding. Our client support administration teams work closely with the financial advisers and paraplanners to ensure that we deliver the best possible service to both new and existing clients. Supported by our experienced ope...

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Fast paced, varied and demanding. Our client support administration teams work closely with the financial advisers and paraplanners to ensure that we deliver the best possible service to both new and existing clients. Supported by our experienced ope...

Go to similar: Administrator jobs

Fast paced, varied and demanding. Our client support administration teams work closely with the financial advisers and paraplanners to ensure that we deliver the best possible service to both new and existing clients. Supported by our experienced ope...

Go to similar: Administrator jobs

We’re growing and want you to be a part of our journey. We are seeking a Co-ordinator / Administrator to join our growing Talent Development team. As a Learning & Development Co-ordinator, you will play a pivotal role in ensuring the smooth coordinat...

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When we started Kensington we were the first specialist lender to offer mortgages to people the high street turned down. Over 25 years later, we're the UK's leading specialist mortgage lender still blazing a trail offering people the chance to get a ...

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The Role To put the interests of clients and the integrity of the market at the heart of the way you do business. Personally accountable for Key Client Outcomes (KCO) where appropriate Ensuring the prompt resolution of market-related loss issues and ...

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Fast paced, varied and demanding. Our client support administration teams work closely with the financial advisers and paraplanners to ensure that we deliver the best possible service to both new and existing clients. Supported by our experienced ope...

Go to similar: Administrator jobs

Would you like to work in a dynamic, collaborative environment? Would you like to support senior leaders to influence strategy and have a direct impact on win probability? This is an exciting opportunity to join the New Business team within the Inves...

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The Business: Product Partnerships Ltd (PPL) is a highly respected compliance consultancy working within the consumer credit sector assisting firms that must adhere to the regulations of the Financial Conduct Authority (FCA) Primary objectives of the...

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The Role Operational Delivery – Client Responsibility Ensuring that claims process outcomes for a defined portfolio of clients meet or exceed expectation through; Monitoring Key Client Outcome performance and taking appropriate action as required, to...

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Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. EQ's vision is to be the leading global share registrar, offering comp...

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When we started Kensington we were the first specialist lender to offer mortgages to people the high street turned down. Over 25 years later, we're the UK's leading specialist mortgage lender still blazing a trail offering people the chance to get a ...

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About The Role Team – Finance Business Partners Working Pattern - Hybrid – 2 days per week in the Vitality Bournemouth Office. Full time, 35 hours per week. Top 3 skills needed for this role: Analytical skills Organisational skills Good working knowl...

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The Company and the Team At WTW (NASDAQ: WTW), we provide data-driven, insight-led solutions in the areas of people, risk and capital. Leveraging the global view and local expertise of our colleagues serving 140 countries and markets, we help our cli...

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Job Description - Senior Administrator, ECD - Part time, 3 full days per week Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 cou...

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As an Account Executive within FINEX Professional Indemnity, you will be responsible for a portfolio of clients and prospects with accountability for the retention of clients and new business development. You will manage and develop client and Willis...

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Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. EQ's vision is to be the leading global share registrar, offering comp...

Go to similar: Analyst jobs

Wholesasle Business Analyst Rate: 600.00 PAYE / 770.59 Umbrella Location: London [Hybrid] Duration – 3 months Role Summary: Our client are currently searching for a Business Analyst for the Regulatory Reporting Enhancement programme which is outlinin...

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Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for pu...

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Transaction Reporting Business Analyst (MiFID & EMIR/SFTR) Global Hedge Fund We are looking for experienced Transaction Reporting Business Analysts to join our client's Transaction Reporting team. One role will primarily focus on MiFID transaction re...

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We are partnering with a Kent based consumer lender, supporting them with the search for a Senior Compliance Associate to join their expanding risk and compliance function. Reporting to the Head of Compliance and Operational Risk, the focus of this r...

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Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis. The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting t...

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Compliance Manager Droitwich/Gloucester Up to 50,000 per annum DOE Do you have compliance experience within an IFA, Financial Planning or Wealth Management firm? My client, a growing financial planning and wealth management firm is recruiting for an ...

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My client, a leader in the Spread Betting, CFD Trading space, is on the lookout for a seasoned Finance Director with a strong background in CASS and FCA regulatory frameworks to lead their B2B division’s financial strategy and operations. This role i...

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My client, a leader in the Spread Betting, CFD Trading space, is on the lookout for a seasoned Finance Director with a strong background in CASS and FCA regulatory frameworks to lead their B2B division’s financial strategy and operations. This role i...

Go to similar: Director jobs