42 Regulatory Jobs

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Senior Paraplanner/Paraplanner

Senior Paraplanner/Paraplanner

23 April by GBWM

We are a Wealth Management practice providing bespoke face to face financial advice to individuals and businesses throughout the UK. We are an appointed representative of St. James’s Place Wealth Management. Location: Beckenham (South East London) - ...

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Complaints Resolution Officer

Complaints Resolution Officer

3 May by Vero HR

About the opportunity: We are partnering with our client, a multi award winning financial advisor support group based in Horsforth, Leeds. An opportunity has arisen for an experienced and diligent Complaints Resolution Officer to join their team, pla...

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Senior Product Analyst

Senior Product Analyst

18 April by AJ Bell

We're looking to recruit a Senior Product Analyst to provide support towards the investment compliance and operations area within the Investments team. The successful candidate will be primarily responsible for ongoing maintenance and implementation ...

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Trainee Mortgage Adviser

Trainee Mortgage Adviser

Mortgage Advice Bureau (MAB) are a nationally recognised mortgage broker and network, winners of over 200 awards in the past 5 years and continually growing. Our established and hugely successful business partners, Evolve Financial Solutions are a Fe...

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Complaint Handler

Complaint Handler

3 May by Bamboo

Reports to: Complaints Team Leader Location: Southampton Central Hours: Full-time (37.5 hours per week) Benefits: Competitive Salary, Pension Scheme, Discretionary Bonus (based on individual and company performance), Life Cover (4x basic salary), 22 ...

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Compliance Policy Manager

Compliance Policy Manager

4 days ago by AJ Bell

We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilit...

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Complaint Handler

Complaint Handler

We are looking for a Complaints Handler who is passionate about delivering an outstanding customer service. If you are self-motivated, detail orientated, have great communication skills and a desire to achieve then this may be the role for you. Role:...

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Partnerships Manager

Partnerships Manager

29 April by Vermelo RPO

Partnerships Manager - Corporate Partnerships (Hybrid Working) Home/Office based in Peterborough/Manchester/Sunderland with occasional travel to Peterborough HQ. We have a fantastic opportunity for an experienced Partnerships Manager The purpose of t...

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Senior FX Sales

Senior FX Sales

1 hr ago by OPTO TALENT LTD

Key Points Basic Salary of 45 - 80K Working with a leading FX Brokering company based in Central London. Aiming to increase headcount by over 30% this year alone. Dealing with public, private at corporate entities About The Company The company was fo...

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Mortgage Collections SME

Mortgage Collections SME

We are looking for secured collections experts who will have a real opportunity to make a difference. We will be looking to you to bring your knowledge to navigate solutions to portfolios of complex and high risk collections cases, across the entire ...

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Mortgage Advisor

Mortgage Advisor

Mortgage Advice Bureau (MAB) are a nationally recognised mortgage broker and network, winners of over 200 awards in the past 5 years and continually growing. We are looking for experienced and enthusiastic individuals to join our mortgage & protectio...

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Mortgage Advisor

Mortgage Advisor

Mortgage Advice Bureau (MAB) are a nationally recognised mortgage broker and network, winners of over 200 awards in the past 5 years and continually growing. We are looking for experienced and enthusiastic individuals to join our mortgage & protectio...

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Mortgage and Protection Advisor

Mortgage and Protection Advisor

29 August by YOPA

Mortgage and Protection Advisor Fully remote, home based role, nationwide Year one OTE 50k Year two OTE 75k As a Mortgage and Protection Advisor at Scout Financial Services, you will be responsible for building great relationships with our customers ...

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Protection adviser

Protection adviser

Mortgage Advice Bureau (MAB) are a nationally recognised mortgage broker and network, winners of over 200 awards in the past 5 years and continually growing. We are seeking an experienced and enthusiastic individual protection specialist to join our ...

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Head of Account Servicing Operations

Head of Account Servicing Operations

1 week ago by Key Group

More2Life, part of the Key Group of companies, has been a pioneering force in the Equity Release market since it's launch in 2008. Today, operating from our offices in Preston, we help over 1000 people every month to confidently release cash from the...

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Corporate Actions Specialist

Corporate Actions Specialist

Yesterday by SS&C

We seek a Technical Associate to join our Fund events team. Main duties of the role include: Ensuring all tasks are completed within the appropriate timeframe, adhering to the regulatory requirements by developing and maintaining runbooks. Assisting ...

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Part-time Company Accountant

Part-time Company Accountant

We are a small FCA regulated Investment Firm currently seeking a professional and motivated individual to take the role of Company Accountant. The ideal candidate will be self-sufficient and have experience of fulfilling a sole accountant role in non...

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