527 Regulatory Jobs

My client is a thriving National IFA who is seeking a dynamic and experienced Training and Competence Manager, to lead the development and performance management of our Financial Advisers. The successful candidate will ensure the team delivers except...

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My client is a thriving National IFA who is seeking a dynamic and experienced Training and Competence Manager, to lead the development and performance management of our Financial Advisers. The successful candidate will ensure the team delivers except...

Go to similar: Consultant jobs

My client is a thriving National IFA who is seeking a dynamic and experienced Training and Competence Manager, to lead the development and performance management of our Financial Advisers. The successful candidate will ensure the team delivers except...

Go to similar: Consultant jobs

Project Manager We are seeking a dynamic Project Manager with a proven track record in regulatory implementation and delivery within the banking/financial services sector. The ideal candidate will have experience in setting up operating models, manag...

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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...

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SS&C is the largest global investor service provider, servicing more than 55 million investors. Continually investing in global technology and services across the spectrum of distribution channels including: Asset Managers, Financial Advisors, Wealth...

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About the job Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join the business, the size and scale of our pension scheme means you will have numerous opportunities to learn...

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Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical ...

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Our client has an exciting opportunity for a Non-Executive Director (Risk & Audit) to join their team. Location: London, UK Salary: Competitive Job Type: Full – Time, Permanent About The Company: Join a prestigious bank renowned for its commitment to...

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Are you an experienced and motivated individual looking for a rewarding career opportunity in the financial services industry? We are currently working with a leading IFA Firm who are looking to take on an IFA Administrator you will play a crucial ro...

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An exciting opportunity to join a financial services team at a leading consulting firm in London as an Assistant Manager within their governance and regulatory practise. You'll have the chance to work on a diverse range of projects, including Section...

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We seek a Technical Associate to join our Fund events team. Main duties of the role include: Ensuring all tasks are completed within the appropriate timeframe, adhering to the regulatory requirements by developing and maintaining runbooks. Assisting ...

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My client is a thriving National IFA who is seeking a dynamic and experienced Training and Competence Manager, to lead the development and performance management of our Financial Advisers. The successful candidate will ensure the team delivers except...

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Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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Head of Financial Planning/Advice Leeds 70,000 to 100,000 per annum Our client is a fully independent and expanding financial advice firm, who are committed to offering a holistic approach to their client’s financial well-being. They strive to making...

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Senior Pension Administrator Permanent, Full-time Birmingham Meraki Talent is working closely with a large, established Financial Services firm to appoint a Senior Pensions Administrator on a full-time, permanent basis. This opportunity is based in B...

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Our client is a well-established independent financial advice practice dedicated to helping individuals and families achieve their financial goals. With a strong commitment to providing holistic and tailored financial solutions, they are seeking an I...

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Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements. This is an exciting opportunity to join a dynamic team and contrib...

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Company Overview: Join a leading professional trustee company renowned for its pragmatic, collaborative, and professional approach to pension scheme management. Our diverse team of over 125 professionals encompasses a wide range of backgrounds and sp...

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Our client, an established offshore private wealth manager dedicated to the management, growth, and protection of wealth across family generations, is offering a unique and exciting opportunity to join the company at the Group level. Renowned for its...

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Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winnin...

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The Business: Product Partnerships Ltd (PPL) is a highly respected compliance consultancy working within the consumer credit sector assisting firms that must adhere to the regulations of the Financial Conduct Authority (FCA) Primary objectives of the...

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We are looking for a multi skilled person to join a busy payroll company based on Medway City Estate, Rochester. This person must be able to work to deadlines and have impeccable customer service skills. We are keen to work with someone who has indus...

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This role is an exciting opportunity for an entry-level Compliance Analyst to work in an fast paced and rapidly growing Fintech Payments firm. The successful candidate will be responsible for supporting the Risk & Compliance department in ensuring co...

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Pension Administrator - 6 Month FTC Leeds 25,000 - 30,000 NJR Recruitment are thrilled to be working with one of the UK’s leading financial planning firms who are now looking to recruit an experienced SIPP Pension Administrator for a 6 month fixed te...

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