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Regulatory Compliance Analyst

Regulatory Compliance Analyst

Posted 21 June by FourthLine Easy Apply Ended

Regulatory Compliance Analyst - Private Banking - Wealth Management

A Global Private Bank and Wealth Management firm are looking to hire a Regulatory Compliance Analyst based in their London Branch to assist with their expansion.

Type: Permanent.
Title: Regulatory Compliance Analyst.
Salary: £55,000 - £65,000.
Location: London.

The Ideal candidate must have previously worked within a Wealth Management firm and have two or more years of experience within Private Banking Regulatory Compliance. The company’s goal for the successful applicant will be develop them into an industry SME. You will be identifying future compliance policies that will affect the Private Bank and provide advice on how best to adapt to the new regulation.

With this role you will be the first point of contact within the business for any queries that arise involving technical guidance. The team will be responsible for the oversight of both future and current Regulatory Compliance Risks. With this level of interaction with the other departments in the building clear communication skills are a must.

Key Regulations and Characteristics:

  • Suitability and Appropriateness.
  • CASS.
  • PRIIPS.
  • FCA Handbook.
  • Complaint handling.
  • Financial Promotions.
  • Two year of experience in Private Banking Regulatory Developments is a minimum.

Required skills

  • Communication Skills
  • Compliance
  • Private Banking
  • Regulations
  • Wealth Management

Reference: 35453211

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