Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for...
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Compliance Monitoring Analyst / Stockbrokers / Hybrid / Tunbridge Wells / Up to 80,000 bonus Overview: My client an established highly reputable stockbrokers are seeking a Compliance Monitoring Analyst. The role is to ensure the continious designing ...
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Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...
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At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and iden...
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A Wealth Management business is looking to recruit a Compliance Monitoring Manager to join their business. Main Responsibilities Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a hig...
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MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team...
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Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific thematic re...
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The role of the Compliance Monitoring Officer is to provide a file review service to the clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing f...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Currently recruiting on behalf of a boutique investment bank for a Monitoring & Testing professional to join their compliance team. You will be responsible for performing the ongoing review, management, and testing of regulatory and operational risk ...
Senior Compliance Monitoring Officer | Lloyd's Broker | London/WFH | 60 - 70,000 (doe) Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team. This business is going through ...
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Your new company A reputable fund management company based in Jersey is committed to excellence, integrity, and delivering value to clients. The company specialises in real assets, private credit, and private equity. The team is dedicated to maintain...
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MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that del...
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Highly regarded global asset manager seeks a Compliance Monitoring Manager on a 12 months' fixed-term contract covering maternity leave. The job holder will oversee the execution of thematic reviews and regular testing, regularly communicate progress...
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Job Advert: Compliance Executive Are you a detail-oriented and proactive professional looking for an exciting opportunity to make a significant impact in the world of compliance? We have an exceptional opening for a Compliance Executive at our dynami...
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and iden...
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Monitoring and Testing Support of the M&T program in London and Ireland. Input into the development and maintenance of the UK and Ireland Compliance testing reviews methodology and associated procedures. Maintenance of the UK Compliance annual and mu...
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Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G 70K - 80K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recrui...
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Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required 4025G 70K - 80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit ...
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Compliance Officer (FTC) FTC - 6 months London - Milton Keynes - Wilmslow Role purpose This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate co...
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Senior Compliance Manager Permanent London - hybrid (3 days per week in the office) Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providin...
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Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...
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Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...
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Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department. Job Description: You will play a ...
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