Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for...
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At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and iden...
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A Wealth Management business is looking to recruit a Compliance Monitoring Manager to join their business. Main Responsibilities Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a hig...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
Go to similar: Manager jobs
Currently recruiting on behalf of a boutique investment bank for a Monitoring & Testing professional to join their compliance team. You will be responsible for performing the ongoing review, management, and testing of regulatory and operational risk ...
Highly regarded global asset manager seeks a Compliance Monitoring Manager on a 12 months' fixed-term contract covering maternity leave. The job holder will oversee the execution of thematic reviews and regular testing, regularly communicate progress...
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Job Advert: Compliance Executive Are you a detail-oriented and proactive professional looking for an exciting opportunity to make a significant impact in the world of compliance? We have an exceptional opening for a Compliance Executive at our dynami...
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and iden...
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Monitoring and Testing Support of the M&T program in London and Ireland. Input into the development and maintenance of the UK and Ireland Compliance testing reviews methodology and associated procedures. Maintenance of the UK Compliance annual and mu...
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Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G 70K - 80K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recrui...
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Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required 4025G 70K - 80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit ...
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Compliance Officer (FTC) FTC - 6 months London - Milton Keynes - Wilmslow Role purpose This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate co...
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Senior Compliance Manager Permanent London - hybrid (3 days per week in the office) Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providin...
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Responsibilities: Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business. Evolving the framework of complia...
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A Wealth Management platform is looking to recruit a Deputy Compliance Officer to join the Compliance team in a newly created role as the business continues to expand. The successful individual should have a strong Compliance Monitoring background al...
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A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...
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We are delighted to be supporting our multi-award-winning Asset management firm with the appointment of a Risk Analyst, in the West of England. This role could suit someone who is well experienced in risk management and working with risk management f...
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Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...
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Are you a compliance professional with strong financial crime experience? Are you able to work in central Bristol 2 days a week? Do you have a background in financial services? If the answer to all these questions is yes then we would be keen to hear...
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A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...
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Compliance Risk Officer Our well established financial services client based in Northwich are currently looking for a Compliance Risk Officer to join their team on a permanent basis. This is an excellent opportunity for an individual to gain knowledg...
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We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...
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MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London. In this role, you will play a vital part in upholding the bank's reputation and fostering a robust...
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Our client is a well know Financial Services business who are seeking an experienced Compliacnce & Controls Assurance Manager to join their team. As a Controls Assurance Manager, you will be responsible for managing a specialist team to deliver contr...
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