1,198 Compliance Jobs

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Compliance Analyst

Compliance Analyst

20 March by Law Support

An exciting and rare opportunity to join a global compliance team at a top US law firm in the city. This Compliance Analyst opportunity will see you working alongside a large and highly functioning global compliance team to support the firm's AML, co...

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Compliance Manager

Compliance Manager

28 March by Ortus PSR

We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...

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Compliance Officer

Compliance Officer

3 days ago by Heat Recruitment

Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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Compliance Officer

Compliance Officer

Pure are pleased to be working with our client within the financial services industry, who are looking to recruit for a Compliance Officer on a part time basis. Main Dutes: Delegated responsibility for complaints Chairing Senior Management meetings S...

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Compliance Manager

Compliance Manager

Do you have retail banking compliance experience and excellent communication skills? Our client, a leading ethical bank, are looking for a Compliance Manager to join their Bristol head office. Your responsibilities: Play a key role in supporting the ...

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Compliance Supervisor

Compliance Supervisor

2 Feburary by Vision-FS Recruitment

One of the UK's most successful IFA networks has partnered with Vision-FS Recruitment to find an experienced Compliance Supervisor for its rapidly expanding Compliance team. The 30-year old Horsham-based business specialises in giving expert retireme...

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Compliance Assistant

Compliance Assistant

4 January by Synchronicity Group

Synchronicity Financial Services are working exclusively with a financial services group who are looking to hire a Compliance Assistant to support their Wealth Management arm. For this role, previous experience in financial services, ideally a wealth...

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Compliance Assistant

Compliance Assistant

Compliance Monitoring Assistant 33,000 Southampton Our client, a law firm based in Southampton, is currently recruiting for a Compliance Monitoring Assistant to join their dynamic team. The position entails 35 hours per week, with a 60-minute lunch b...

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Compliance Assistant

Compliance Assistant

10 April by Goodman Masson

Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...

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Compliance Analyst

Compliance Analyst

17 April by KFS Recruitment

Mortgage Compliance Analyst West Malling 25- 30k We are working with a well established mortgage lender, who are looking for an analytical individual to join the team. The Compliance Monitoring/QC Analyst would support the Internal Review Manager in ...

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Compliance Officer

Compliance Officer

8 April by Adecco

Compliance Officer: Kings Hill Monday- Friday 8:30am- 5:30pm 25- 30K GREAT BENEFITS including: Working From Home, Free Parking, Plenty of Socials Events and many more We are looking for an experienced compliance Officer to support with the ongoing su...

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Compliance Officer

Compliance Officer

It's one thing to have a good job. It's another to genuinely feel part of things. That you're listened to. That your ideas matter. That you count. This job is more than slotting in and taking over a list of duties, plodding along for years to come. I...

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Compliance Administrator

Compliance Administrator

13 November by Finlink Ltd

This role is for you if you have experience within a regulated industry and are looking for a compliance role within a financial services group. Within the role you will undertake a comprehensive training program and have support from the preexisting...

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Compliance Trainer

Compliance Trainer

An exciting position, working in a newly created role due to company growth and development. We are looking for an individual who is passionate about training. You will take full responsibility for writing and designing internal training courses for ...

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Compliance Office

Compliance Office

A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA File reviewer. The role is home based with occupational IFA visits required. Typical responsibilities: Review suitability reports to ensure tha...

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Compliance Officer

Compliance Officer

A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Compliance Officer

Compliance Officer

Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective complian...

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Compliance Manager

Compliance Manager

1 hr ago by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Compliance Manager

Compliance Manager

Compliance Manager Droitwich/Gloucester Up to 50,000 per annum DOE Do you have compliance experience within an IFA, Financial Planning or Wealth Management firm? My client, a growing financial planning and wealth management firm is recruiting for an ...

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Compliance Manager

Compliance Manager

27 March by Fram Search

Chartered financial planning firm Retail Financial Services Compliance and T&C experience required Office 1 day a week Fram Search are working on an exciting opportunity for a Compliance Manager to join a Chartered financial planning firm in Dorset. ...

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Compliance Administrator

Compliance Administrator

Position : Compliance Administrator Location : Horsham, West Sussex Minimum Requirements : Previous experience within an financial services administration role ideal; Good I.T. skills required; Strong communication skills Salary/package : Up to 26,00...

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Compliance Consultant

Compliance Consultant

25 October by Vision-FS Recruitment

Our client is a leading financial wellbeing and retirement specialist, working with hundreds of businesses across the private and public sector by offering their staff financial education, guidance and regulated financial advice. As the company conti...

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Compliance Manager

Compliance Manager

28 March by Artis Recruitment

Are you a compliance professional with a strong financial services background? Are you looking for a new challenge in a second line role? If so we have a brilliant opportunity working for a fantastic business who need to bolster their risk and compli...

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Compliance Manager

Compliance Manager

Compliance Manager This is part-time role as a very successful solicitors firm based in Mayfair London W1. 3 days a week Pro rata salary of 90,000 Compliance Manager Our client is looking for an experienced individual who possess a strong background ...

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Compliance Manager

Compliance Manager

1 week ago by Recruit UK

Job Title: Compliance Manager Industry: Financial Planning Locatio: Gloucester Salary: 45,000 - 50,000 (negotiable for right candidate) Job Reference: 9015 Job Description: Recruit UK are working on an exciting opportunity for a Compliance Manager to...

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