154 Head Compliance Jobs

This well established London based International bank are looking to recruit a professional individual who has acquired at least 6 years Financial Crime & Client Onbaording experience within the UK banking sector. This is a hybrid role where applican...

Go to similar: Financial jobs

About the Role: Grade Level (for internal use): 12 About the Role: S&P Global ( the Company ) seeks a Compliance Director to join the Compliance Team for the S&P Global Commodity Insights division (the Division) The Compliance Director will be based ...

Go to similar: Director jobs

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

Go to similar: Manager jobs

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

Go to similar: Manager jobs

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...

Go to similar: Manager jobs

Compliance Risk Officer Our well established financial services client based in Northwich are currently looking for a Compliance Risk Officer to join their team on a permanent basis. This is an excellent opportunity for an individual to gain knowledg...

Go to similar: Officer jobs

Meraki Talent are currently working with a with a well known wealth management company based in the West of England. There is an Excellent opportunity for an experienced senior compliance manager to join their team The role holder will support the He...

Go to similar: Manager jobs

Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...

Go to similar: Advisor jobs

DESCRIPTION/ JOB PURPOSE reporting to the Head of Compliance and Legal, IBA lead the regulation and compliance function of IBA ensure that IBA complies with its regulatory obligations under the UK Benchmarks Regulation (BMR) and the relevant sections...

Go to similar: Administrator jobs

Our client is a global agricultural trading company head quartered here, in London. The Corporate KYC Analyst role is an essential role in ensuring the group’s adherence to compliance requirements and industry legislation regarding sanctions. You wil...

Go to similar: Analyst jobs

We are recruiting for an AML Officer on behalf of a large European corporate banking group, with worldwide jurisdiction. The position itself will give the successful candidate the opportunity to be paid a competitive salary with the entitlement to an...

Go to similar: Officer jobs

A Wealth Management platform is looking to recruit a Deputy Compliance Officer to join the Compliance team in a newly created role as the business continues to expand. The successful individual should have a strong Compliance Monitoring background al...

Go to similar: Officer jobs

Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions o...

Go to similar: Controller jobs

About the Role: Grade Level (for internal use): 12 About Us: S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director, you'll play a pivotal role in our gl...

Go to similar: Officer jobs

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G 70K - 80K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recrui...

Go to similar: Manager jobs

Who is HSBC Innovation Banking? HSBC Innovation Banking is the power behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale...

Go to similar: Manager jobs

Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...

Go to similar: Officer jobs

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...

Go to similar: Officer jobs

Practice Group / Department: Risk & Compliance Legal Management - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial ...

Go to similar: Lawyer jobs

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...

Go to similar: Officer jobs

Trade Surveillance Officer City of London / Hybrid Permanent Up to 70,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basi...

Go to similar: Officer jobs

Monitoring and Testing Support of the M&T program in London and Ireland. Input into the development and maintenance of the UK and Ireland Compliance testing reviews methodology and associated procedures. Maintenance of the UK Compliance annual and mu...

Go to similar: Controller jobs

OUR IMPACT The Compliance division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. As an independent control function and part of the firm's second...

Go to similar: Executive jobs

Our Team: Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's lead...

Go to similar: Officer jobs

Practice Group / Department: Risk & Compliance Legal Management - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial ...

Go to similar: Lawyer jobs