Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with ov...
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Practice Group / Department: Risk & Compliance Management UK & Europe - London Job Description We're Norton Rose Fulbright - a global law firm with ov...
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Business Risk and Control Officer Are you looking for a career move that will put you at the heart of a global financial institution? In this role you will be a key member of the Risk and Control team who will provides advice and counsel related to t...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant re...
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As part of the Prudential Risk division of Macquarie's Risk Management Group, the Risk Culture team support Macquarie Group Limited to set, promote, monitor, and reflect on effective risk culture to drive good risk outcomes. This team is an exciting ...
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Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions o...
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We are seeking an experienced Trade Compliance Director; EMEA – Supply chain supporting the CSL Enterprise Business. The successful candidate will be an experienced Manager Leader, optimizing a small team located in EMEA. Responsible for the continue...
A dynamic and innovative firm in the energy trading sector, committed to delivering excellence in its operations, are currently seeking a skilled and motivated an Operational Risk Analyst to join the team and contribute to the effective management of...
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Commodities Non-Market Risk Manager - Vice-President/Executive Director, London The Fixed Income Division (FID) is comprised of Commodities, Interest Rate and Currency Products, Credit Products and Distribution. Professionals in the Division assess a...
Job Description: Employer: DWS Group Title: Senior Risk Manager CLO Location: London About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest res...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Job Description: Employer: DWS Group Title: Non-Financial Risk Management, Data Risk Location: London or Frankfurt About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to innovate differen...
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The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination wi...
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OUR IMPACT Compliance, Legal and the Conflicts Resolution Group (CLC) work at the intersection of finance and control functions, enabling the firm to conduct business with the highest level of integrity. The expertise and experience of the three divi...
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GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide com...
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Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills to Citi's HR International Controls team based in Belfast. By Joining Citi, you will become part of a global organisation whose...
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Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading fina...
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Responsibilities: Equity Derivatives and Structured Products Oversight: Provide expert compliance advice on regulatory matters related to equity derivatives and structured products. Develop, implement, and maintain compliance policies and procedures ...
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The Data/Information Mgt Analyst is responsible for day-to-day activities of the data strategy at the business/function level by ensuring that data is compliant with Regulations, Laws, and Citi Policies, Standards & Procedures to reduce and manage Ci...
Global Banking & Markets - Public Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges ar...
About the Role: Grade Level (for internal use): 12 About the Role: S&P Global ( the Company ) seeks a Compliance Director to join the Compliance Team for the S&P Global Commodity Insights division (the Division) The Compliance Director will be based ...
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Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the oversight of and provide advice and guidance related to the suite of products & services provided by the FX Sales, Trading and Resea...
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Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, ru...
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At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for ...
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Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule,...
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