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Group Risk & Compliance Regulatory Change and Policy Manager

Group Risk & Compliance Regulatory Change and Policy Manager

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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Compliance Manager Investment Products, MiFID, CASS

Compliance Manager Investment Products, MiFID, CASS

2 days ago by Harvey Nash

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

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Compliance Officer (Investment Management) - REMOTE

Compliance Officer (Investment Management) - REMOTE

23 April by Clayton Davies Ltd

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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Privacy and Protection

Privacy and Protection

Experience working within information security and privacy and broader risk management. Experience of assessing key documents such as frameworks, policies and procedures. Understanding and working knowledge of Privacy, Data Protection and Information...

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Underwriting Control Review Consultant

Underwriting Control Review Consultant

Our client is a leading insurance group who help protect industries around the world from the risks they face. They work with a range of companies, including major airlines, energy companies, shipping groups, global manufacturers, and property groups...

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Financial Crime Manager

Financial Crime Manager

9 April by MW recruitment

Our client is an FTSE-listed company seeking a Financial Crime Manager. The successful candidate will conduct business-wide risk assessments, update financial crime policies, manage training and attestations, own the gifts registers and conflict disc...

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Compliance Advisor FTC

Compliance Advisor FTC

9 April by Goodman Masson

Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Catastrophe Risk Analyst

Catastrophe Risk Analyst

16 April by Goodman Masson

Title: Catastrophe Risk Analyst Salary : Up to 72,000 per annum. A leading insurance innovator in London is seeking a Catastrophe Risk Analyst to join their growing team. They are redefining insurance through data-driven risk management and cutting-e...

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Compliance Specialist

Compliance Specialist

2 April by MERJE Ltd

MERJE has partnered with an international law firm and we’re on the lookout for an experienced Compliance professional to join their growing Financial Regulation Compliance team in London. As a senior member of the team, you should demonstrate proact...

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Trade Surveillance Officer

Trade Surveillance Officer

28 March by cer Financial Ltd

Trade Surveillance Officer City of London / Hybrid Permanent Up to 75,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basi...

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Compliance Monitoring Officer - EMI

Compliance Monitoring Officer - EMI

23 April by Reed

Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Compliance Monitoring Officer - EMI

Compliance Monitoring Officer - EMI

23 April by Reed

Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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KYC Analyst / Financial Crime Analyst / Counterparty Onboarding

KYC Analyst / Financial Crime Analyst / Counterparty Onboarding

Yesterday by Eaglecliff Limited

Exciting opportunity for three KYC Analysts / Financial Crime Analysts / Counterparty Onboaarding Analysts to join this global Energy company. You should need at least two years' experience of working in KYC/Financial Crime within a leading global or...

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