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Compliance Advisory - Investment Management and Wealth Advisory

Compliance Advisory - Investment Management and Wealth Advisory

15 April by eFinancialCareers

Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...

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Head of Compliance & MLRO - Wealth Management Experience Required

Head of Compliance & MLRO - Wealth Management Experience Required

15 April by eFinancialCareers

Head of Compliance & MLRO – Wealth Management Experience Required Ref: 4014G 120K - 150K Bonus & Benefits Hybrid (City of London) We have been appointed by our Client, a leading Financial Services Group, who are looking to hire a Head of Compliance &...

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EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

15 April by eFinancialCareers

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER – DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED Ref: 4004G 80K good benefits & bonus REMOTE (Southern England) We are exclusively recruiting for a Family Office Discretionary Fund Manager &...

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Complaint Handler

Complaint Handler

5 days ago by TCC Group

TCC has an urgent requirement for a team of experienced Diploma Level 4 qualified Complaint Handlers for an ongoing project investigating suitability of advice complaints on pensions and investments. Job Title: Complaint Handler Rate: 250 per day (vi...

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Financial Crime Analyst

Financial Crime Analyst

17 April by Lorien

Lorien are currently working with a public sector organisation who are currently looking for a Financial Crime Analyst to support the current Financial Crime Manager in the design and completion of the Financial Crime oversight plan. You will support...

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Financial Crime Analyst

Financial Crime Analyst

17 April by Lorien

Fixed Term Contract until 31st March 2025 Lorien are currently working with a public sector organisation who are currently looking for a Financial Crime Analyst to support the current Financial Crime Manager in the design and completion of the Financ...

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Level 4 Qualified Pensions & Investments Complaint Handler

Level 4 Qualified Pensions & Investments Complaint Handler

We are looking for experienced Pension and Investment Complaint Handlers who are Level 4 qualified (RO4, Diploma in Regulated Financial Planning or equivalent). The project you will be joining involves reviewing the "customer's journey," examining ho...

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Senior Actuary BPA Pricing

Senior Actuary BPA Pricing

18 April by eFinancialCareers

Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...

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Debt Advisory VP

Debt Advisory VP

15 April by eFinancialCareers

This is an opportunity to work with an established and widely recognised debt advisory team with over 10 years track record in deal advisory, coporate, leveraged and fund dinance advsiory. You will work within the team to provide advisory to clients ...

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