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The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities. Requirements: 2-5 Years experienc...
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Meraki Talent are currently working with a fantastic organisation within the Asset Management sector. There is a Excellent opportunity for an experienced compliance analyst to join their team, this role is based in central London and operates on hybr...
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A Wealth Management business is looking to recruit a Compliance Officer to join the advisory team. The role will require an individual comfortable advising the business on a daily basis and getting involved in a range of Compliance duties. Main Respo...
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Meraki Talent are currently working with a fantastic organisation within the insurance sector. I am engaged on an excellent opportunity for an experienced Junior Compliance Analyst to join a global business, this role is based in central London and o...
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Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your caree...
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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...
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Our client a Market Leading Private Bank is looking for a Marketing Compliance Manager to join their London team. This role is ideal for a compliance professional with experience in marketing compliance/financial promotions ideally within a private b...
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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...
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This London-based firm is an established player in the Financial Services industry. With a large team of specialists, the company is recognised for its exceptional services and commitment to maintaining the highest standards of integrity and transpar...
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EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER – DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED Ref: 4004G 80K good benefits & bonus REMOTE (Southern England) We are exclusively recruiting for a Family Office Discretionary Fund Manager &...
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DC Pensions Consultant Do you want to work for a global market leader where you will manage your own exciting and varied portfolio of clients? Aon is hiring We are seeking a DC Pensions Consultant to join our team. This is a hybrid role with the oppo...
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Quality Assurance Executive Opportunity for an administrator with outstanding attention to detail to join a friendly, professional, successful team at a well-established independent insurance brokerage based in Watford, Hertfordshire. Heath Crawford ...
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Role Overview: We're currently looking for a dynamic and motivated Sales Administrator to join our Country department. Based at our Head Office in Margaret Street, you'll be responsible for all administrative duties relating to property valuations, t...
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On-boarding Assistant City Of London Permanent Salary 22,000 - 28,000 Sterling Williams are currently assisting a fantastic Brokerage firm to join their friendly Compliance team on a permanent basis. Responsibilities Include: • Opening new customer a...
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We are looking for a highly motivated and results driven Account Manager to join our team. The role has no cold calling but the ideal candidate will have a passion for sales, excellent communication skills, and a proven track record of success in a h...
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We are looking for a highly motivated and results driven Inbound Sales Executive to join our team. The role has no cold calling but the ideal candidate will have a passion for sales, excellent communication skills, and a proven track record of succes...
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Company Description Evelyn Partners is the UK’s leading integrated wealth management and professional services group, with over 186 years of experience in helping generations of people and businesses to thrive. We offer an extensive range of financia...
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What the Hiring Manager Says At Quilter Cheviot Financial Planning, we are continuing to grow and develop our financial planning capability. As we continue to welcome new Financial Planners, we have a real opportunity to shape the future of our regio...
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My client is a leading UK Asset and Wealth manager, with an investment process that is underpinned by sustainability. As long-term investors, they pride ourselves in forming lasting and transparent relationships with their clients. They have the same...
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PARAPLANNER (REMOTE UK)– L4 QUALIFIED WITH STRONG REPORT WRITING SKILLS REQUIRED Ref: 4028D2 30K - 45K Benefits UK Fully Remote We are exclusively recruiting for our client, a leading independent global PWM group, seeking to recruit a qualified parap...
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There are 29 full-time Compliance jobs within 10 miles of Harrow on Reed.co.uk right now.
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