Working as part of a dynamic and supportive team, our client is looking for someone who can proactively support the business within their UK CASS division, applying in-depth knowledge and understanding of CASS regulations and guidelines combined with a strong operational intelligence to ensure CASS risks are understood and appropriately controlled.
*Actively support in the oversight of CASS compliance standards and practices
*Support the business in adhering to the FCAs Client Asset (CASS) rules & guidelines with primary CASS activities and areas of focus to include the following:
*CASS forum & sub-forums support and involvement
*The CASS resolution pack (RP)
*CASS control matrix (RACI)
*CASS reporting & MI
*First, second, third line and external auditor engagement
*Training and guidance to the business
*CASS policies & procedures
*Support with development and training on CASS regulations and legislation
*Identify and support in the effective resolution of CASS issues in conjunction with business owners and 2nd line functions
*Provide support in relation to delivery against review/audit actions from internal and external parties.
The ideal candidate will have previous experience working in the financial services industry and have knowledge of CASS regulatory requirements.
This is an excellent opportunity to join a well established and successful organisation who recognise and reward hard work and can offer long term career opportunities and progression.
CMA Recruitment Group is acting as a recruitment agency in relation to this role. CMA complies with all relevant UK legislation and doesn't discriminate on any protected characteristics. If you haven't heard from us within 5 working days please assume that you have not been successful.
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