132 Compliance Specialist Jobs

Overview Asset Servicing Regulatory Oversight Specialist, Vice President Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's...

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Main Purpose of the Role: To manage Trade Finance Operations & the FCC Oversight function in London. Ensuring that the team are cultivating and developing the business relationship with relevant customers for processing of documentary and guarantee t...

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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...

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We currently require a MIFID II Transaction Reporting Specialist to join an Investment Bank on a 6 month contract. Based in central London working on a hybrid basis. You will be responsible for: Developing a robust control environment to ensure Compl...

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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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About the London Stock Exchange Group LSEG's vision is to be the most trusted expert in global financial markets. This is achieved through leading the world in providing access to capital, helping customers optimise capital resources and promoting tr...

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About the London Stock Exchange Group LSEG's vision is to be the most trusted expert in global financial markets. This is achieved through leading the world in providing access to capital, helping customers optimise capital resources and promoting tr...

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Role Summary: The Emerging Markets Macro Sales Specialist will be responsible for managing and expanding the bank’s portfolio of UK real money clients. This entails the provision of sophisticated investment solutions and the delivery of market insigh...

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Department: Operations Location: Manchester / Redhill / Gloucester / Staines Reporting To : Head of Compliance Main purpose of job To be a positive member of the Verlingue Compliance Team in the UK that acts as a safeguard for the business, promotes ...

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About this role: Wells Fargo is seeking a CASS Assurance specialist. In this role, you will: Support projects, take responsibility and produce high-level working documents. Support Compliance with responses to consultations and implement the necessar...

The Opportunity Shawbrook provides finance to a wide range of customer segments that value the premium experience, flexibility and certainly we deliver. We are a purpose-led organisation, with a focus on delivering long-term sustainable value for all...

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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...

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Key Responsibilities: Develop and deliver engaging training programmes on financial crime awareness, prevention, and detection to employees at all levels within the organisation. Stay abreast of industry trends, regulatory developments, and emerging ...

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Primary Details Time Type: Full time Worker Type: Employee IT Risk Analyst London / Leeds/ Chelmsford Permanent (Hybrid - 1 day in London office) At QBE, our purpose is to enable a more resilient future. We are an international insurer and reinsurer ...

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We are working with a leading global asset manager that is looking to hire an Associate for their Client Services team, which works closely with the firm’s institutional client base (Insurance & Pension). The role will involve managing the onboarding...

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We are working with a leading global asset manager that is looking to hire an Associate for their Client Services team, which works closely with the firm’s institutional client base (Insurance & Pension). The role will involve managing the onboarding...

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A leading international bank is looking for a Senior Risk Manager to join its UK operations initially on a 6-month full-time contract, with a view to going permanent. This is a key role leading the enhancement of the bank's overall Operational Risk M...

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About this role: Wells Fargo is seeking a Senior Financial Crimes Specialist In this role, you will: Engage in strategic planning to ensure a sustainable EMEA Financial Crime Risk model, with particular focus on policy and governance. In consultation...

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Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions businesses need to navigate today's changing world. We'll broaden your horizons Working hard and working together, our Tax team thrives on...

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Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. We work with the companies that are Britain's economic engine - amb...

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About this role: Join our dynamic EMEA Independent Risk Management group and contribute to the success of a rapidly growing global bank with an award-winning culture. As a Senior Market Risk Specialist in our EMEA Wholesale Counterparty Credit Risk t...

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Location: Potters Bar or London Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as...

Ideas | People | Trust We are also interested in speaking with candidates who maybe based in other locations in the South eg: Reading, Gatwick, Guildford, Southampton We're BDO. An accountancy and business advisory firm, providing the advice and solu...

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Role Overview Are you passionate about upholding customer trust and ethical standards, and possess a strong background in risk management? We are currently seeking a highly skilled and experienced Risk Management specialist to join our dynamic Global...

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