149 Compliance Regulatory Jobs in Buckhurst Hill (kinkry Hill)

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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Are you a Regulatory Compliance SME or Technical Compliance Specialist with Financial Services experience? Do you have a 'roll your sleeves up’ kind of nature, and are looking for an exciting challenge with genuine career development? Our client, a l...

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Regulatory Compliance 5 years of experience in regulatory compliance, audit, or risk function Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of products to their client. They are looking to add a Senior R...

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Regulatory Compliance 5 years of experience in regulatory compliance, audit, or risk function Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of products to their client. They are looking to add a Senior R...

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My client is an independent advisory firm based in St Paul's, with an office requirement of 2-3 days per week. Responsibilities: You will ensure all obligations and requirements under ICAEW regulations are met Ensure they have the necessary licenses ...

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An exciting new opportunity to join our Compliance Team in London as an AML Analyst. The Role: An AML Analyst role located in London working within the Savills UK Anti-Money Laundering (“AML”) compliance team covering all client types in accordance w...

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The Firm: HW Fisher LLP is a top 30 UK chartered accountancy firm. We are a commercially astute organisation with a personal, partner-led service aimed at entrepreneurial small and medium enterprises (SMEs), large corporates, Not for Profit organisat...

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Reporting into one of the senior members of the Global Product team, your main responsibilities will be to work across the full product lifecycle of the Investment business product range (multi manager and fund of funds) across all asset classes glob...

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Experience working within information security and privacy and broader risk management. Experience of assessing key documents such as frameworks, policies and procedures. Understanding and working knowledge of Privacy, Data Protection and Information...

The Role To put the interests of clients and the integrity of the market at the heart of the way you do business. Personally accountable for Key Client Outcomes (KCO) where appropriate Ensuring the prompt resolution of market-related loss issues and ...

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Would you like to work in a dynamic, collaborative environment? Would you like to support senior leaders to influence strategy and have a direct impact on win probability? This is an exciting opportunity to join the New Business team within the Inves...

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Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...

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Reed Banking is currently hiring a permanent Financial Crime Training AVP . As a new team, this is a really exciting opportunity for individuals who are keen to design the overall financial crime training framework for the business Joe Opportunities ...

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Alexander Lloyd are pleased to be partnering with a reputable Insurer on the hiring of a Regulatory Affairs Manager for their London office on a hybrid working model (2 days per week in the office) The client are open minded on sector, however you mu...

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Reed Banking is currently hiring a permanent Financial Crime Training AVP . As a new team, this is a really exciting opportunity for individuals who are keen to design the overall financial crime training framework for the business Joe Opportunities ...

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Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...

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The Company and the Team At WTW (NASDAQ: WTW), we provide data-driven, insight-led solutions in the areas of people, risk and capital. Leveraging the global view and local expertise of our colleagues serving 140 countries and markets, we help our cli...

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Are you passionate about combating financial crime and ensuring regulatory compliance? We are seeking a talented Transaction Monitoring and Screening Manager to join this fast growing payments firm in London, and play a pivotal role in developing and...

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As an Account Executive within FINEX Professional Indemnity, you will be responsible for a portfolio of clients and prospects with accountability for the retention of clients and new business development. You will manage and develop client and Willis...

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Risk Analyst Overview: An excellent opportunity has arisen with a global commodities trading organisation for an experienced Risk Analyst. The successful candidate will be responsible for conducting comprehensive risk analyses across various areas of...

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Complaints Handler - National Investment Management Organisation - London, Hybrid Salary to 40,000 plus comprehensive company benefits package Our client are a National organisation who are dedicated to providing exceptional investment management ser...

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One of the UK’s leading Wealth Management firm is seeking to recruit a CF30 Paraplanner to work closely with their extensive book of Private Clients. You will join a dynamic team responsible for analysing prospective client portfolios and providing r...

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Company Overview: Join a leading professional trustee company renowned for its pragmatic, collaborative, and professional approach to pension scheme management. Our diverse team of over 125 professionals encompasses a wide range of backgrounds and sp...

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We're seeking a talented Data Engineer to join an Investment Management firm in London and play a pivotal role in their journey of growth. If you are a data professional with the experience of migrating and integrating data into new environments, the...

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