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Compliance Officer

Posted 16 March by Ambra Recruitment Easy Apply Ended

The Opportunity

Ambra Recruitment is working with a superb legal services firm is looking for an experienced Compliance Officer.

The role -holder will ensure the firm and individuals within the firm practise and promote the highest standards of legal and regulatory compliance; promoting the reputation of the firm and advancing thinking on risk management.

Key responsibilities and duties include

  • Act as first point of contact for internal risk and compliance queries;
  • Address all areas of legal and regulatory compliance, including conflicts, AML, Bribery Act procedures, undertakings, terms of engagement and the file audit programme
  • Assist with the development and implementation of the risk management framework for the firm including:
  • Drafting risk and compliance procedures
  • Assisting with the preparation of reports to senior management
  • Risk projects, as required.
  • Communicate key regulatory and compliance messages via the firm’s intranet
  • Assist with drafting and delivering training on risk and compliance matters.

Experience in either private practice or in-house with a Regulator in regulatory compliance (including knowledge of the SRA handbook), or in any corporate, commercial or litigation teams.

You will be;

  • A confident self-starter who is comfortable handling a broad range of regulatory queries from across the firm
  • Excellent communication skills
  • Excellent time management, ability to prioritise work and execute it efficiently.
  • Team player


Interested?

Please apply with your C.V. and call for an informal discussion.

Required skills

  • Compliance
  • Legal
  • Risk

Reference: 34708059

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