84 Compliance Officer Jobs

Are you a dedicated Quality Analyst or Compliance Executive eager to transition into a rewarding career as a Compliance Monitoring Officer? Look no further With the prestigious ICA Certificate in your arsenal, you are already one step ahead. Let us h...

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Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business. This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm’s departme...

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Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dy...

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Compliance Officer The role: A successful financial services business focused on supporting customers for the past 30 years with excellent customer service is now seeking to appoint a Compliance Officer. The role of Compliance Officer reports to Head...

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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financ...

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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Job Title: Compliance Officer - Hybrid Contract Type: Temporary (3 months) likely extension Hourly Rate: 25.22 PAYE or 29.01 Umbrella Working Pattern: Full Time - 35 hours per week Are you a detail-oriented individual who thrives on maintaining high ...

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Broadgate are exclusively partnered with a highly regarded, innovative bank based in Zurich in the search for a Senior Compliance Officer. The ideal candidate will have experience in a compliance or risk management focused role within the Swiss finan...

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Job title: Assistant Compliance Officer Industry: Wealth Management Location: Hertfordshire Job Ref: 9153 Job Description: The Compliance Officer will be responsible for ensuring that the company operates in full compliance with all relevant regulati...

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As a Compliance Officer, you will play a crucial role in ensuring that the company adheres to all relevant legal and regulatory requirements. This is a hybrid role that combines working from their Central London office with remote work flexibility. Y...

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Mortgage Compliance Officer - 30,000- 35,000 Discretionary Bonus- London/ Hybrid The Role We are a well-established mortgage brokerage firm, looking to appoint an experienced CEMAP qualified Compliance officer to our growing team. This position is ke...

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Risk & Compliance Officer | Permanent | Nottingham | 30K Bonus Hybrid available | Monday - Friday | Full Time | 9-5 Cherry Professional are looking for a Risk & Compliance Officer based in Nottingham . This is an exciting opportunity to work for one ...

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Senior Compliance Officer (Property Finance Lender) A newly created opportunity is available for a Senior Compliance Officer to join a highly successfully property finance lender based in London. Specialising within BTL and Bridging Finance lending, ...

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Salary bonus Hybrid working Sell-side background Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team. Based in central London, our client is an FCA regulated sell-side firm and the role is to work acros...

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MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them...

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Part Time Compliance Officer Job in Ferndown Dovetail Recruitment are proud to be working with a well-established financial services company based in the Ferndown area. They are recruiting a new Part Time Compliance Officer appointment to join their ...

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Regulatory Compliance Officer Location: Central London Job Type: Permanent Years of experiences: 0-5 years Salary: very flexible according to candidate experiences, fresh graduates who have prior compliance experience are also welcome 5 days in the o...

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Business Quality Analyst/Compliance Officer Exeter 40,000 to 50,000 plus benefits Our client is an expanding Investment Management firm, who are looking to recruit an experienced Business Quality Analyst/Compliance Officer to work within their establ...

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Business Quality Analyst/Compliance Officer London 40,000 to 50,000 plus benefits Our client is an expanding Investment Management firm, who are looking to recruit an experienced Business Quality Analyst/Compliance Officer to work within their establ...

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Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking inde...

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Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis. Key Responsibilities: The role of the Compliance Monitoring Officer will be to support the ...

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Not everyone wants a promotion. Not everyone dreams of moving into management or doing something different. Some people just love the job they do. But you can love your job and not love your company. When that happens and you come to look for your ne...

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Our client is the financial services arm of a blue chip, international equipment manufacturer. They are looking to appoint an experienced compliance and risk officer to join their UK head office risk team, based near Uttoxeter (3 days in the office)..

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Responsibilities: Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams. Offer guidance on Environmental, Social,...

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