Compliance Monitoring Officer Jobs

The Compliance Monitoring Officer plays a vital role within the organisation, providing a key point of contact for policy owners, stakeholders, and members of the Senior Management Team. The role holder will ensure that all key tasks as detailed in the...

The Compliance Monitoring Officer plays a vital role within the organisation, providing a key point of contact for policy owners, stakeholders, and members of the Senior Management Team. The role holder will ensure that all key tasks as detailed in the...

The Compliance Monitoring Officer plays a vital role within the organisation, providing a key point of contact for policy owners, stakeholders, and members of the Senior Management Team. The role holder will ensure that all key tasks as detailed in the...

Compliance monitoring officer - FCA Up to 40,000 Altrincham / Manchester The client specialises in property finance and have been creating successful lending partnerships for many years. They pride themselves on not being your 'typical’ lender and recognise...

Marks Sattin is currently working with a leading insurance firm are based in North Yorkshire and are recruiting for a Compliance Monitoring Officer join their Governance Risk and Compliance Department on a permanent basis. Reporting to the Compliance Manager...

My client is a long established and highly regarded financial services organisation based in the centre of Horwich. An exceptional opportunity has arisen for an experienced in call monitoring officer , who has worked within a finance/secured lending environment...

Search are currently working with a leading and very well established mutual society that primarily provide private medical cover to individuals and employees of corporate schemes provided by them. We are looking for a Compliance Monitoring Officer to...

My client is long established and well regarded and provides a wide range of discretionary healthcare services. An exciting opportunity has become available for a Compliance Monitoring Officer to join their Governance, Risk & Compliance Department...

The Compliance Monitoring Officer is primarily responsible for carrying out reviews and assessments of allocated controlled activity across the Group. The key purpose of this role is to test the extent to which business is and remains demonstrably compliant...

Marks Sattin is currently working with a leading firm who are looking to expand their Governance Risk & Compliance function This is an excellent opportunity to utilise your Compliance Monitoring and to test the Monitoring Plan, engage with stakeholders...

MERJE are currently working with a leading Retail Bank in the search for a Senior Compliance Monitoring Officer. The role sits within the Risk & Compliance team, operating in the 2nd Line of Defence reporting to the Head of Compliance. The purpose...

The Company: OTCex Group is a financial services provider operating in the Brokerage and the Asset Management industries. European brokerage services are provided by its subsidiary entity, HPC, with activities covering interest rate derivatives, equities...

An opportunity has arisen to join a very well known financial institution as a Compliance Monitoring Officer. The main purpose of this role will be to provide internal and external stakeholders with a view of the effectiveness of regulatory controls across...

Compliance Monitoring Officer (Financial Services Compliance Monitoring Team) Competitive salary Flexible working arrangements with requirements to visit Head Office sites.  A company laptop is provided to help you deliver within this position. About the...

Reporting to the Head of Compliance Monitoring, the role holder will be responsible for the delivery of compliance monitoring reviews and the annual Compliance Monitoring and Testing Plan. Responsibilities • Lead and execute compliance monitoring reviews...

As a Compliance Monitoring and Testing Officer you will be responsible for conducting thematic reviews of various business policies and frameworks, identifying and advising on gaps. You will also be responsible for: Remediating issues identified in the...

Investigo are partnering with a global wealth management and investment firm, and are supporting them with their recruitment for a Compliance Monitoring Officer on a day rate contract basis. This is an exciting opportunity for joining a large and successful...

An Asset Manager is looking for an experienced compliance professional to join their team. The focus is going to be across compliance monitoring but given the size of the team you will need to get involved in other activities Job Purpose Provide compliance...

Calling Compliance Professionals with a Risk and Monitoring background - ideally within an IFA setting - within a reasonable commute of Leeds Multiple roles available. Part Home/Part Office Working - Permanent Role You will provide monitoring and oversight...

Compliance Monitoring Officer 6 month contract Swanley 28,000 per annum Have you got experience of working within a Compliance role? Do you have knowledge of regulatory compliance requirements and strong attention to detail when verifying compliance documents?...

A pension fund in London are seeking a permanent Compliance Assurance/Monitoring Officer to join their team. As a Compliance Assurance Officer, you will sit within the Compliance team, reporting to the Head of Compliance. The role supports ensuring compliance...

A leading, highly successful Lending Specialist based in the North-West currently requires a Compliance Monitoring Officer / QA to join it’s very busy, friendly and vibrant team. It has experienced exponential growth in the last year and we are continuing...

Compliance Officer - Consumer Finance Up to 40,000 Altrincham / Manchester Job Description We are looking to recruit a Compliance monitoring officer to provide assistance and support to the Compliance team within a busy and dynamic consumer credit lender...

Job Title Complaints Monitoring Officer (IFA) Location Manchester Salary 37,000 - 40,000 p.a. Description: A leading wealth management organization is currently seeking a Compliance Monitoring Officer to join their compliance team. Reporting into the Compliance...

Compliance Monitoring Manager Intrum UK have an excellent opportunity for a Compliance Monitoring Manager. As the Compliance Monitoring Manager you will be responsible for the provision of expert compliance advice to the business regarding regulatory changes...