Compliance Monitoring Officer jobs

Part of a FTSE 250 financial group who have been in Bradford since 1880, we exist to help people when others refuse. We are a trusted and ethical lender...

This is an excellent opportunity to join a well established and growing International Bank. My Client based in the Heart of London is looking for a Compliance Associate with excellent communication skills and a minimum of two years experience in a similar position. Duties to include, but not limited to...

Overall Purpose of Job To ensure that the Northview Group complies with all relevant legislation, regulations, policies and codes of conduct through appropriate control systems in order to minimise and mitigate risks to the business. To assist the Compliance Monitoring Manager in designing, implementing...

Part of a FTSE 250 financial group who have been in Bradford since 1880, we exist to help people when others refuse. We are a trusted and ethical lender - making sure the loans we offer are manageable, understandable, and exactly right for our customers. It is this personal, responsible approach that...

Purpose: To ensure that the business complies with all relevant legislation, regulations, policies and codes of conduct through appropriate control systems in order to minimise and mitigate risks to the business. To assist the Compliance Monitoring Manager in designing, implementing and delivering the...

Compliance Monitoring Officer - Asset Management A well-known Asset Management company in London are looking to recruit a Compliance Monitoring Officer to join the Compliance Monitoring Department. This is a Permanent Role Role: Compliance Monitoring Officer Salary: Up to £60,000 Location: London This...

Monitoring & Testing Your new company An excellent opportunity has arisen for a Compliance professional to join one of the largest global banks. The bank is looking to bring in an experienced Monitoring & Testing professional to work across compliance and financial crime. Your new role To support...

Are you an experienced Compliance professional with a background in sanctions and transaction monitoring? Are you looking for a challenging role with an international financial services organisation? Then look no further In this contract role some of your duties will include: Direct responsibility for...

Compliance Monitoring Officer Position with a leading Lloyds Market Managed Agency based in the City of London. KEY Responsibilities Assist in the design of compliance monitoring review methodology Assist in the drafting of the annual compliance monitoring plan Undertake compliance monitoring reviews...

Lloyd's Market Insurer is recruiting for a Compliance Monitoring Officer on a permanent basis Your new company Is a growing Lloyd's Market Insurer, based in the heart of the City of London. Your new role Will be to support the Head of Compliance in the delivery of Compliance Monitoring reviews across...

The Client: Our client is a leading financial services business who are well respected in their market. An exciting opportunity has arisen to join the firms Compliance function. The role of Compliance Monitoring Officer will be responsible for ensuring that all required business reviews are carried out...

My client is currently looking for a Field Based Compliance Officer in Manchester. The successful candidate will be responsible for providing external file reviews to clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will also...

We are specifically looking for a Compliance Monitoring Officer who can competently review Lloyds Market businesses. However, reviews will also cover other FCA regulated businesses within the MGA too. Responsibilities Delivery To carry out Compliance Monitoring reviews at different business locations...

Our client is a highly regarded city based financial services institution They are seeking to employ a compliance officer to join the compliance monitoring and advisory team This role sits within the London Compliance function responsible for carrying out surveillance and monitoring of trading activity...

Our client is seeking a highly skilled professional to help ensure that the operations and business transactions adhere to a high standard of compliance practice. The person in this role will also manage a compliance officer and work closely with other departments across the business. The successful candidate...