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Compliance Monitoring Officer jobs

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Compliance Monitoring Officer

Posted 3 days ago by Marshall Moore Easy Apply

An award winning provider of investment management services currently have an exciting opportunity for a Compliance Monitoring Officer to join their busy regulatory department. Located in the heart of Liverpool city centre, this well-established and highly successful company hold an excellent reputation...

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Compliance Monitoring Officer

Posted 5 days ago by Robert Walters Easy Apply

A new opportunity has arisen at one of the largest wealth management firms in the UK. Due to a period of sustained growth for the company, they are seeking an experienced Compliance Monitoring Officer to join. If you are looking for a new career challenge within compliance, this role may be for you. The...

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Compliance Monitoring Officer

Posted 1 week ago by The Curve Group

We are looking for an experienced Compliance Monitoring Officer, with a background in Financial Services, to join our client on a permanent and full time basis. This is a fantastic opportunity to join a well established, growing team function, based in Solihull. As this role is within the Banking and...

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Compliance Monitoring Officer - Liverpool

Posted 2 January by Parity Professionals Easy Apply

Overview: Do you have a genuine enthusiasm for compliance in an FCA environment? Would like to apply those skills to a market leading wealth manager? Why wait until the New Year for a new outlook? Get in touch because this is a unique opportunity to join a regulated environment in which you will gain...

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COMPLIANCE MONITORING OFFICER FIELD BASED

Posted 31 December 2018 by REED Featured Easy Apply

Field and home based role Reed Insurance are looking for a Compliance Monitoring Officer who will look after a panel of IFA's across the central belt of Scotland. You will be assessing client files, answering compliance queries, dealing with project work whilst providing a high professional standard at...

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Compliance Monitoring Officer

Posted 20 December 2018 by MERJE Ltd Easy Apply

My client is a very prestigious organisation and a leader in its chosen field. They are looking to recruit an individual to provide business monitoring support to the Compliance department and contribute towards the efficient running of the team. Key Accountabilities: Responsbile for effective time management...

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Compliance Monitoring Officer - Mortgages / Insurance

Posted 21 December 2018 by MERJE Ltd Easy Apply

To support the delivery of second line monitoring across the Group by undertaking a range of Compliance Monitoring activities as set out in the Compliance Monitoring Plan or as otherwise directed. Provide challenge as to whether Group policies, procedures and controls meet the FCA (and other relevant...

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Finance and Compliance Monitoring Officer - Ref: EE28118

Posted 4 days ago by Walsall Council

Building on the successful administration of over £150 million of funding allocated to the Black Country Local Enterprise Partnership (LEP) during the past 4 years. Walsall Council has been appointed as its single Accountable Body, taking responsibility for all future funding allocated to the LEP from...

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Compliance Monitoring Officer - Banking / Cards / Consumer Credit

Posted 9 January by MERJE Ltd Easy Apply

Reporting to the Head of Compliance Monitoring, working closely with the business and senior managers, this role will arrange for compliance monitoring reviews to be undertaken on all aspects of the Bank’s business. Focusing on understanding all regulatory requirements to mitigate regulatory risks. Responsibilities:...

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Information Security Officer

Posted 5 days ago by Spectrum IT Recruitment (South) Easy Apply

A new role for an Information Security Officer has become available that will see you overseeing a business's security procedures and implementing & developing compliance monitoring programs within their Information Security & Compliance Department. This is an excellent opportunity for an Information...

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Senior Compliance Officer

Posted 9 January by Hamlyn Williams Featured Easy Apply

Hamlyn Williams is currently working with one of the UK's largest insurance brokers, in Bristol. My client is looking for a Senior Compliance Officer, sitting on the 2nd Line of Defence. In this role, you'll be expected to provide real-time Compliance support and advice to the first line across the group...

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Regional Compliance Manager

Posted 6 January by Blakemore Recruitment Easy Apply

Job Title: Regional Compliance Manager Location: London Responsibilities: Deliver the agreed strategy and procedural objectives regarding compliance standards and technical competence and to take responsibility for the management of individuals within this remit. There are three key functions: Strategy:...

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File Monitoring Officer

Posted 5 days ago by Cameron James Easy Apply

Working in partnership with a company who provide compliance and risk support, they are looking for a Field Based File Monitoring Officer to come on board in the London area. This role involves travel to different firms across South London and Central London you will also work from home for days you are...

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Compliance Officer

Posted 11 January by FourthLine Easy Apply

Asset Management - Investment Management - Compliance Officer An Asset Management company in London are looking to recruit a Compliance Officer to join the growing department. This is a Permanent Role Role: Compliance Officer Salary: £80,000 Location: London The role will be reporting directly to the...

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Legal and Compliance Officer

Posted 6 days ago by Webrecruit

Legal and Compliance Officer Whitechapel, London The Company: With a rich history spanning over 160 years, our client is a market-leading company that insures thousands of small and specialist vessels around the world. This is a brilliant opportunity to join them as a Legal and Compliance Officer to support...

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Compliance Adviser

Posted 1 week ago by The Curve Group Easy Apply

We are currently looking for a Compliance Adviser for a 3 month role to assist the Compliance Officer to identify, assess, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated...

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Compliance Adviser

Posted 4 days ago by The Curve Group Easy Apply

We are currently looking for a Compliance Adviser for a 3 month role to assist the Compliance Officer to identify, assess, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated...

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Compliance Officer

Posted 31 December 2018 by Talentspa Easy Apply

Compliance Officer Salary: £28,000 - £35,000 per annum depending on experience Location: Ruislip, Middlesex (Eastcote) Job Type: Full-time, Permanent 28 days holiday per annum Company Pension Scheme Mobicode provide data sharing and intelligence across the mobile telecoms sector. The Compliance Officer...

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Compliance Officer

Posted 21 December 2018 by Redline Group Ltd Easy Apply

An exciting opportunity has arisen for a Compliance Officer based in the North Yorkshire area to join a market leading organisation. Due to continued growth they are seeking a Compliance Officer in North Yorkshire. The Compliance Officer , North Yorkshire will cover the company requirements to deal with...

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Compliance Advisor

Posted 1 week ago by The Curve Group Easy Apply

Compliance Adviser - MK Role Summary To assist the Compliance Officer MK to identify, assesses, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated mortgages. To assist...

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Compliance Officer

Posted 2 January by Talentspa Easy Apply

Compliance Officer Location: Britannia House, Brighton Salary: £35,000 Job Type: Full Time, Permanent Reports to: Head of Risk and Compliance Hours: 9.00-5.00 (4.30 Fri) – some out of hours may be required About the company: Our client creates and provides unique deals, perks and experiences to help public...

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Compliance Officer

Posted 11 December 2018 by interlink recruitment Ending soon Easy Apply

This is an exciting opportunity for a Compliance Officer which offers exposure to a wide variety of risk and compliance work. You will have a key role in ensuring the group and its employees adhere to the relevant legal and regulatory requirements and that everyone provides the highest standard of service...

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Compliance Officer

Posted 19 December 2018 by Fram Search Easy Apply

Are you compliance professional in search of a new challenge in 2019? Fram Search are working on a brilliant opening for a mid level generalist compliance officer to join a growing Wealth Management firm in Central London. The role comprises of a range of general compliance activities, inclusive of reviewing...

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Compliance Officer - London - Up to £55,000

Posted 6 days ago by FourthLine Easy Apply

Fourthline are working with an esteemed multi-faceted international financial services business, in their search for a Compliance Officer, to be based in their London office. Requirements: Must have sell-side experience; Working knowledge within a Compliance Monitoring role, minimum 3 years' experience...

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Finance Officer Education

Posted 8 January by Jenrick Commercial Featured Easy Apply

Finance Officer is required for a lovely secondary school based in Surrey. Working flexible hours Monday to Friday, working 36 hours per week, 43 weeks of the year. We are looking for an experienced Finance Officer to deal with compliance, preparation and monitoring of budget figures, financial management...

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