Compliance Monitoring Officer jobs

Job title: Compliance Monitoring Officer Company: Equifinance Ltd Reports to: Director of Compliance Liaises with: Equifinance departments Role Objectives:...

Compliance Monitoring Officer Job Summary To provide on-going management and support to the Field and Desk-based Compliance Teams in order to deliver approved...

Compliance Monitor / Quality Assurance Officer >£24,000 + Excellent Benefits CeMAP Training also provided Monday - Friday - 9am to 5.30pm (Early finish on Friday's) City Blue Recruitment are proud to be working with a huge Financial Services client who are seeking experienced compliance / Quality Assurance...

Compliance Monitor / Quality Assurance Officer >£22,000 + Excellent Benefits Monday - Friday - 9am to 5.30pm (Early finish on Friday's) CEMAP TRAINING ON OFFER City Blue Recruitment are proud to be working with a huge Financial Services client who are seeking experienced compliance / Quality Assurance...

Learn more Compliance Monitoring Officer Leighton Buzzard £25,000 - £30,000 Basic Salary (Depending on experience) - Career Progression Connells are one of the UK’s leading Estate Agents being part of the Connells Group with over 600 High Street Branches and we are looking to recruit a EA Complicance Controller...

Compliance Monitoring Officer - Asset Management Thematic Review Experience is Essential One of the most reputable Asset Management companies in London are looking to recruit a Compliance Monitoring Office. This is a Permanent Role Role: Compliance Monitoring Officer Salary: Up to £60,000 Location: London...

Compliance Monitoring Officer - Asset Management - Buy Side - Thematic Review One of the most reputable Asset Management companies in London are looking to recruit a Compliance Monitoring Office. This is a Permanent Role Role: Compliance Monitoring Officer Salary: Up to £65,000 Location: London This role...

Compliance Monitoring Officer - Asset Management - Buy Side Experience Required One of the most reputable Asset Management companies in London are looking to recruit a Compliance Monitoring Office. This is a Permanent Role Role: Compliance Monitoring Officer Salary: Up to £60,000 Location: London This...

I am currently recruiting for a specialist insurance company within the Lloyds of London Market who are currently looking for a compliance Monitoring Officer to come in and support the Head of Compliance Monitoring. Role Requirements; Monitoring reviews, including but not limited to: Pre-visit planning...

Oliver James Associates are currently representing a global Insurance business for a Compliance Monitoring Officer due to considerable internal and external growth. This is the chance to join an industry leading Compliance team monitoring and reporting on their Compliance appetite. With considerable exposure...

Job title: Compliance Monitoring Officer Company: Equifinance Ltd Reports to: Director of Compliance Liaises with: Equifinance departments Role Objectives: To assist the Director of Compliance in compliance and risk governance to enable the business to meet its regulatory responsibilities and ensure that...

Compliance Monitoring Officer THE COMPANY… Our client, a specialist insurer is looking to recruit a Compliance Monitoring Officer for their busy centre in York. The company are seeing massive business growth and have recently rebranded so this an exciting time to join. THE ROLE… • Maintain compliance...

Main purpose of Role To undertake second line assurance activity in the form of compliance monitoring, to assess the adequacy of systems and controls in place across the business, including UK, Dublin and Cayman-based fund ranges, to mitigate against key regulatory and other review specific risk types...

Compliance Monitoring Officer Salary £21,000 Based outskirts of York - must drive and have own vehicle Excellent working environment Monday - Friday 8.30am - 5.30pm To apply for this role, you may be working within insurance or perhaps a call centre monitoring compliance. You should have excellent attention...

Senior Compliance Officer (Monitoring) Mortgage & Finance Provider Solihull Location Permanent Opportunity £40,000 + Benefits, Including; Annual Bonus, Private Health Care Scheme, Child Care Vouchers, and much more. RZ Group are currently recruiting on behalf of an Award Winning Established Specialised...

Compliance Monitoring Officer- Hertfordshire £40k-£50k+Benefits Permanent Are you currently working in Compliance and looking to develop your skills? Would you like to be part of a successful team where you can add value to the business? As Compliance Monitoring Manager you have the opportunity to join...

Here at Provident, there are a host of back office functions running behind the scenes to ensure we are keeping the customer at the heart of everything we do. One of the key areas is ensuring our colleagues at Head Office and across the field have a clear understanding of business objectives, with solid...

Compliance Monitoring Officer London I am currently recruiting for a specialist insurance company within the Lloyds of London Market who are currently looking for a compliance Monitoring Officer to come in and support the Head of Compliance Monitoring. Role Requirements: Monitoring reviews, including...

Our client has achieved consistent growth over the past few years. They have been successful in achieving growth by having a wide portfolio of products and services that meet a variety of customer needs, all underpinned with outstanding customer service. Due to the rapid growth our client has experienced...

Compliance Monitoring Officer London Company client is a global Insurance business currently looking for a Compliance Monitoring Officer due to considerable internal and external growth. This is the chance to join an industry leading Compliance team monitoring and reporting on their Compliance appetite...

Senior Monitoring Officer - Compliance Location: West Midlands Salary: £40,000 + Bonus + Benefits Working Hours: 37.5 hours per week, Monday to Friday, 8.30am to 5.00pm The RZ Group is currently working closely with a Financial Services company based in the Solihull area. They are looking to recruit a...

To support the delivery of second line monitoring across the Group by undertaking a range of Compliance Monitoring activities as set out in the Compliance Monitoring Plan or as otherwise directed. Provide challenge as to whether Group policies, procedures and controls meet the FCA (and other relevant...

Based in the heart of Howich, where staff and customers are at the heart of everything they do Our Client is the market leader in their field and is going through a sustained period of growth We are looking to speak to experience Compliance/Quality/ Monitoring Officers If you have experience in any of...

I am currently recruiting for a 'Compliance Monitoring Officer' on behalf of my client who are a Lloyd's broker. This role will report into the 'Head of Compliance Monitoring’ undertaking reviews of their Lloyds Market businesses. A commercially focused 2nd Line assurance role that will assess the effectiveness...

Your new company Is a global insurer with offices based throughout the UK, Europe & Asia. They provide a number of different products to the General Insurer and Lloyd's Markets. This role will be based in the head office in the heart of the London Insurance Market. Your new role You will support the...

The role is responsible for ensuing that the business is compliant for the purposes of its regulated activity in financial services. The Client- Our client is a leading financial services’ business This Client does not provide sponsorship. The role- Supporting the delivery of the compliance strategy....

An exciting opportunity has arisen for a Compliance Monitoring Officer/Manager to join a growing Mortgage company based in Hertfordshire. Responsibilities: Execute the compliance monitoring plan Conduct compliance reviews Ensure policies & procedures are fit for purpose Coordinate the Quality Assurance...