Compliance Monitoring Officer jobs

Our client, a leading specialist mortgage lender and savings provider have an exciting opportunity for a Compliance Assurance Officer to assist the Deputy...

What will you be doing? Undertaking Compliance Monitoring reviews in accordance with the TCMP to assess, adherence internally and externally (suppliers)...

The purpose of this role is as follows; Undertake second line assurance activity in the form of thematic compliance monitoring Assess the adequacy of systems and controls in place across the business Support the Head of Compliance Monitoring to ensure all employees and stakeholders understand their obligations...

The purpose of this role is as follows; Undertake second line assurance activity in the form of thematic compliance monitoring Assess the adequacy of systems and controls in place across the business Support the Head of Compliance Monitoring to ensure all employees and stakeholders understand their obligations...

An overseas bank based in the City are looking for a Compliance generalist to join their small team. The ideal candidate will have generalist compliance experience from a banking background. Day to day you will be helping with the delivery of the annual compliance monitoring programme and deliver well...

Supplies the service of part time legal advise and property companies in London. The role will primarily monitor compliance, monitoring will relate to a wide variety of clients. You will be responsible for online compliance, visiting clients in their premises. Preparing quarterly and monthly compliance...

Senior Compliance Monitoring Officer, Permanent, 35hrs per week, Salary up to £40,000 Our client is a leading provider of business process outsourcing (BPO) services to the UK Life and Pensions industry. We are looking for a Senior Compliance Monitoring Officer who will be able to provide internal and...

Becoming a Compliance Monitoring Officer with Insurance Services: An exciting opportunity within a profitable & growing business area. Key areas, to undertake review activities which interrogate, investigate and challenge regulatory and legislative risk exposures and to provide comprehensive reports...

Becoming a Compliance Monitoring Officer with Insurance Services: An exciting opportunity within a profitable & growing business area. Key areas, to undertake review activities which interrogate, investigate and challenge regulatory and legislative risk exposures and to provide comprehensive reports...

Based in the heart of Howich, where staff and customers are at the heart of everything they do Our Client is the market leader in their field and is going through a sustained period of growth We are looking to speak to experience Compliance/Quality/ Monitoring Officers If you have experience in any of...

What will you be doing? Undertaking Compliance Monitoring reviews in accordance with the TCMP to assess, adherence internally and externally (suppliers), to applicable regulations and internal policies. Ensuring findings are appropriately communicated to the key stakeholders throughout the review, including...

Fantastic benefits and a highly competitive bonus scheme is on offer for an an experienced Compliance Monitoring Officer to join a leading Consumer Finance organisation in Surrey. You will support the Compliance Manager with developing and executing a Compliance Monitoring Programme and reporting your...

Becoming a Compliance Monitoring Officer with Insurance Services: An exciting opportunity within a profitable & growing business area. Key areas, to undertake review activities which interrogate, investigate and challenge regulatory and legislative risk exposures and to provide comprehensive reports...

Our client is a leading financial services’ business who are currently recruiting for a Compliance Monitoring Officer. The role will be responsible for ensuring that business activities are meeting industry and regulatory compliance standards. Key Responsibilities: Delivery of activities forming part...

Our client is a leading financial services’ business who are currently recruiting for a Compliance Monitoring Officer. The role will be responsible for ensuring that business activities are meeting industry and regulatory compliance standards. Key Responsibilities: Delivery of activities forming part...

Job Title : Compliance/ Monitoring Officer Location : Larbert, Scotland Salary : £25,000 - £28,000 The Role: In this role you will be responsible for the delivery of the company`s rigorous Compliance Monitoring regime across the entire site, including undertaking `real time` evidence of statutory compliance...

Our client, a leading specialist mortgage lender and savings provider have an exciting opportunity for a Compliance Assurance Officer to assist the Deputy Head of Compliance in developing and delivering risk-based assurance activity across the key regulatory areas. This is a new role as the organisation...

Long established my client provides the advice and support needed to achieve longer-term financial control. The role- Working as part of the Compliance Monitoring Team this specialist role will provide effective second line compliance monitoring activities across the firm including its subsidiaries that...

The Client- A well established and highly successful Fund Manager, are seeking to recruit Compliance Monitoring Consultants to work closely with the Compliance Monitoring Managers in performing firm wide thematic reviews. The Role Reporting in to the Compliance Monitoring Manager, you will be expected...

My client is currently looking for a Field Based Compliance Officer in Manchester. The successful candidate will be responsible for providing external file reviews to clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will also...

AVP - Monitoring & Testing Compliance Officer AVP Monitoring & Testing Compliance AVP Monitoring & Testing Compliance Advisory position at an Investment Bank. The Firm: A highly rated investment bank in London seek an AVP to join their Monitoring Compliance team. They are looking for experienced...