Compliance Monitoring Officer jobs

An award winning provider of investment management services currently have an exciting opportunity for a Compliance Monitoring Officer to join their busy regulatory department. Located in the heart of Liverpool city centre, this well-established and highly successful company hold an excellent reputation...

A new opportunity has arisen at one of the largest wealth management firms in the UK. Due to a period of sustained growth for the company, they are seeking an experienced Compliance Monitoring Officer to join. If you are looking for a new career challenge within compliance, this role may be for you. The...

We are looking for an experienced Compliance Monitoring Officer, with a background in Financial Services, to join our client on a permanent and full time basis. This is a fantastic opportunity to join a well established, growing team function, based in Solihull. As this role is within the Banking and...

Our Client is well known and operates within the Financial Services/IFA & Investment Market. They are now looking to meet with an Experienced Compliance Professional and one who has Experience of Reviewing and Signing Off New Business Written in these areas. Job Purpose To act as Compliance Monitoring...

Overview: Do you have a genuine enthusiasm for compliance in an FCA environment? Would like to apply those skills to a market leading wealth manager? Why wait until the New Year for a new outlook? Get in touch because this is a unique opportunity to join a regulated environment in which you will gain...

Field and home based role Reed Insurance are looking for a Compliance Monitoring Officer who will look after a panel of IFA's across the central belt of Scotland. You will be assessing client files, answering compliance queries, dealing with project work whilst providing a high professional standard at...

My client is a very prestigious organisation and a leader in its chosen field. They are looking to recruit an individual to provide business monitoring support to the Compliance department and contribute towards the efficient running of the team. Key Accountabilities: Responsbile for effective time management...

To support the delivery of second line monitoring across the Group by undertaking a range of Compliance Monitoring activities as set out in the Compliance Monitoring Plan or as otherwise directed. Provide challenge as to whether Group policies, procedures and controls meet the FCA (and other relevant...

Building on the successful administration of over £150 million of funding allocated to the Black Country Local Enterprise Partnership (LEP) during the past 4 years. Walsall Council has been appointed as its single Accountable Body, taking responsibility for all future funding allocated to the LEP from...

Reporting to the Head of Compliance Monitoring, working closely with the business and senior managers, this role will arrange for compliance monitoring reviews to be undertaken on all aspects of the Bank’s business. Focusing on understanding all regulatory requirements to mitigate regulatory risks. Responsibilities:...

Hamlyn Williams is currently working with one of the UK's largest insurance brokers, in Bristol. My client is looking for a Senior Compliance Officer, sitting on the 2nd Line of Defence. In this role, you'll be expected to provide real-time Compliance support and advice to the first line across the group...

A new role for an Information Security Officer has become available that will see you overseeing a business's security procedures and implementing & developing compliance monitoring programs within their Information Security & Compliance Department. This is an excellent opportunity for an Information...

Working in partnership with a company who provide compliance and risk support, they are looking for a Field Based File Monitoring Officer to come on board in the London area. This role involves travel to different firms across South London and Central London you will also work from home for days you are...

Asset Management - Investment Management - Compliance Officer An Asset Management company in London are looking to recruit a Compliance Officer to join the growing department. This is a Permanent Role Role: Compliance Officer Salary: £80,000 Location: London The role will be reporting directly to the...

Job Title: Regional Compliance Manager Location: London Responsibilities: Deliver the agreed strategy and procedural objectives regarding compliance standards and technical competence and to take responsibility for the management of individuals within this remit. There are three key functions: Strategy:...

Legal and Compliance Officer Whitechapel, London The Company: With a rich history spanning over 160 years, our client is a market-leading company that insures thousands of small and specialist vessels around the world. This is a brilliant opportunity to join them as a Legal and Compliance Officer to support...

An overseas bank are looking for a Compliance and AML Officer to join their team in London. They are looking for someone to help support the Head of Compliance and MLRO in the areas of Data Protection, Financial Crime Prevention and Regulatory Compliance. The ideal candidate will be maintaining the Compliance...

We are currently looking for a Compliance Adviser for a 3 month role to assist the Compliance Officer to identify, assess, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated...

The position has been created as a result of the success and continued expansion of the business. The main purpose of the role is to provide reassurance to the Board and management that the business is operating in a compliant manner The role will involve: Overseeing the delegated administrator including...

We are currently looking for a Compliance Adviser for a 3 month role to assist the Compliance Officer to identify, assess, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated...

Compliance Officer Salary: £28,000 - £35,000 per annum depending on experience Location: Ruislip, Middlesex (Eastcote) Job Type: Full-time, Permanent 28 days holiday per annum Company Pension Scheme Mobicode provide data sharing and intelligence across the mobile telecoms sector. The Compliance Officer...

An exciting opportunity has arisen for a Compliance Officer based in the North Yorkshire area to join a market leading organisation. Due to continued growth they are seeking a Compliance Officer in North Yorkshire. The Compliance Officer , North Yorkshire will cover the company requirements to deal with...

Major Insurer is recruiting for a Compliance Monitoring Officer to develop their monitoring function and uphold regulatory compliance Your new company This is a multinational Lloyd's Market Insurer, who operate a line of different lines of Insurance business. Your new role This is a Monitoring focused...

Compliance Adviser - MK Role Summary To assist the Compliance Officer MK to identify, assesses, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated mortgages. To assist...

Compliance Officer Location: Britannia House, Brighton Salary: £35,000 Job Type: Full Time, Permanent Reports to: Head of Risk and Compliance Hours: 9.00-5.00 (4.30 Fri) – some out of hours may be required About the company: Our client creates and provides unique deals, perks and experiences to help public...