Compliance Monitoring Officer jobs

As the Gambling Industry becomes even more regulated we are continuing to strengthen our Compliance team to ensure we maintain our market leading position...

Compliance Monitoring Officer Leatherhead, Surrey £40,000 - £46,000 DOE Plus Pension, Health, Dental, 25 Days’ Holiday Premium Credit is the leading insurance premium finance company in the UK and Ireland. Due to an internal promotion, we are now looking for a Compliance Monitoring Officer to join our...

My client supplies the services of part-time legal advisors and compliance officers to asset managers, hedge funds, and other FCA-regulated entities. They are a growing consultancy firm based in Battersea and they’re seeking a highly experienced Compliance Monitoring Officer to join their compliance department...

My client supplies the services of part-time legal advisors and compliance officers to asset managers, hedge funds, and other FCA-regulated entities. They are a growing consultancy firm based in Battersea and they’re seeking a highly experienced Compliance Monitoring Officer to join their compliance department...

Our client is looking to add an experienced Compliance Monitoring Manager to their growing Financial Crime division Joining a busy team the Compliance Monitoring Officer will provide oversight and monitoring of AML and broader compliance frameworks. The key responsibilities of the role will include: Oversight...

Our client is a collaboration of 13 Local Government Pension Funds with a total asset value of £47 billion. They are an FCA regulated investment company managing assets through both internal (direct securities) and external (funds) management with a number of investment vehicles, including an Authorised...

As the Gambling Industry becomes even more regulated we are continuing to strengthen our Compliance team to ensure we maintain our market leading position. As a result we are now looking for a Compliance Monitoring Officer to champion and protect the delivery of our regulatory requirements. What you'll...

Compliance Assurance officer Overview of department Compliance Assurance is represented in each location and is responsible for assessing the adequacy and effectiveness of the arrangements that each entity has put in place to facilitate compliance with their regulatory obligations and to confirm that...

The Lockton difference - As the world’s largest privately held, independent insurance broker, Lockton’s 6,500 professionals are free from shareholder demands. Our only focus is to provide our 50,000 clients with the best in risk management, insurance, employee benefits consulting, and retirement services...

Job Title - Compliance Monitoring Officer Contract - Permanent Salary - £50,000 - £55,000 Location - London Industry - Insurance (Compliance, Auditing, Monitoring) One of the top 10 Insurance Brokers are currently seeking a Compliance Monitoring Officer for their London office. The team are responsible...

To support the delivery of second line monitoring across the Group by undertaking a range of Compliance Monitoring activities as set out in the Compliance Monitoring Plan or as otherwise directed. Provide challenge as to whether Group policies, procedures and controls meet the FCA (and other relevant...

Due to continued success in delivering bespoke Wealth Management Solutions to a range of HNW clients, this innovative and expanding firm is seeking to recruit an accomplished Compliance Monitoring professional to join their team in Central London. Based in modern and well equipped offices, your role will...

Based in the heart of Howich, where staff and customers are at the heart of everything they do Our Client is the market leader in their field and is going through a sustained period of growth We are looking to speak to experience Compliance/Quality/ Monitoring Officers If you have experience in any of...

The role will initially involve assisting the Compliance Officer in ensuring the business continues to meet its regulatory responsibilities. The intention is for there to be a career progression path to Compliance Officer and CF10 responsibility for the firm. The role will involve: Undertake tasks relating...

We are delighted to be working with a well-respected firm in Bristol who are looking for a Compliance Officer to join their team. This is a growing department and has the responsibility of developing and maintaining appropriate compliance practice and controls. This is a great opportunity to join a firm...

Job Title: Regional Compliance Manager Location: London Responsibilities: Deliver the agreed strategy and procedural objectives regarding compliance standards and technical competence and to take responsibility for the management of individuals within this remit. There are three key functions: Strategy:...

Compliance Assistant to c£40,000 Small established Lloyds Broker based in the City. Key Duties: ·Underwriter TOBA management. ·Compliance File Reviews of Broking, MGA Underwriting, and Broking Claims and MGA Claims. ·Anti-Financial Crime Monitoring - e.g. AC Records, higher risk transactions. ·Approval...

We are looking to recruit a candidate for the role of Compliance Officer. Reporting to the Compliance and Monitoring Manager, the Compliance Officer will help to develop and maintain appropriate internal compliance practices and controls within the Company to ensure companywide compliance with all regulatory...

A leading insurance company in Malta is looking for a Compliance Executive to join their compliance team. This candidate will be reporting directly to the Compliance Officer. Responsibilities include providing support to the Compliance Officer in connection with the following matters: Annual compliance...

Compliance Assistant Small yet established Lloyds Broker based in the City. Key Duties: ·Underwriter TOBA management. ·Compliance File Reviews of Broking, MGA Underwriting, and Broking Claims and MGA Claims. ·Anti-Financial Crime Monitoring - e.g. AC Records, higher risk transactions. ·Approval and Review...

Do you have previous compliance experience gained in a regulated industry? I am currently recruiting for a Trainee Compliance Officer for a large organisation based in North Tyneside. This varied role will be support the team with complaint guidelines, audits and Fraud detection. The Role: To provide...

My Client are a well known SIPP and SSAS provider in the heart of Bristol and have a unique opportunity for a Compliance Officer to join their team. They are looking to recruit a candidate for the role of Compliance Officer. Reporting to the Compliance and Monitoring Manager, the Compliance Officer will...

My Client are a well known SIPP and SSAS provider in the heart of Bristol and have a unique opportunity for a Compliance Officer to join their team. They are looking to recruit a candidate for the role of Compliance Officer. Reporting to the Compliance and Monitoring Manager, the Compliance Officer will...

Well established City based Wealth & Asset Manager is seeking an additional compliance officer to join the team who is looking for an ambitious career path. Our client, has informed us that the role will involve: Carrying out the risk based monitoring plan and working with the heads of compliance...

An interesting and rewarding opportunity to play an important role as a Quality Assurance Officer (salary up to £24,000) in the Leeds office of a successful specialist debt advisory and recovery organisation where high standards of professional conduct are essential. The role will involve: Monitoring...

Our client, a leading financial services provider based in Gibraltar is looking for a Compliance Officer (AML & Risk) to join their team here. The Compliance Analyst will report to the AML & Risk Senior Compliance Officer on daily compliance activities and will also be involved in specific compliance...