Compliance Monitoring Officer jobs

An award winning provider of investment management services currently have an exciting opportunity for a Compliance Monitoring Officer to join their busy regulatory department. Located in the heart of Liverpool city centre, this well-established and highly successful company hold an excellent reputation...

A new opportunity has arisen at one of the largest wealth management firms in the UK. Due to a period of sustained growth for the company, they are seeking an experienced Compliance Monitoring Officer to join. If you are looking for a new career challenge within compliance, this role may be for you. The...

We are looking for an experienced Compliance Monitoring Officer, with a background in Financial Services, to join our client on a permanent and full time basis. This is a fantastic opportunity to join a well established, growing team function, based in Solihull. As this role is within the Banking and...

Overview: Do you have a genuine enthusiasm for compliance in an FCA environment? Would like to apply those skills to a market leading wealth manager? Why wait until the New Year for a new outlook? Get in touch because this is a unique opportunity to join a regulated environment in which you will gain...

Field and home based role Reed Insurance are looking for a Compliance Monitoring Officer who will look after a panel of IFA's across the central belt of Scotland. You will be assessing client files, answering compliance queries, dealing with project work whilst providing a high professional standard at...

My client is a very prestigious organisation and a leader in its chosen field. They are looking to recruit an individual to provide business monitoring support to the Compliance department and contribute towards the efficient running of the team. Key Accountabilities: Responsbile for effective time management...

To support the delivery of second line monitoring across the Group by undertaking a range of Compliance Monitoring activities as set out in the Compliance Monitoring Plan or as otherwise directed. Provide challenge as to whether Group policies, procedures and controls meet the FCA (and other relevant...

Building on the successful administration of over £150 million of funding allocated to the Black Country Local Enterprise Partnership (LEP) during the past 4 years. Walsall Council has been appointed as its single Accountable Body, taking responsibility for all future funding allocated to the LEP from...

Reporting to the Head of Compliance Monitoring, working closely with the business and senior managers, this role will arrange for compliance monitoring reviews to be undertaken on all aspects of the Bank’s business. Focusing on understanding all regulatory requirements to mitigate regulatory risks. Responsibilities:...

A new role for an Information Security Officer has become available that will see you overseeing a business's security procedures and implementing & developing compliance monitoring programs within their Information Security & Compliance Department. This is an excellent opportunity for an Information...

Hamlyn Williams is currently working with one of the UK's largest insurance brokers, in Bristol. My client is looking for a Senior Compliance Officer, sitting on the 2nd Line of Defence. In this role, you'll be expected to provide real-time Compliance support and advice to the first line across the group...

Job Title: Regional Compliance Manager Location: London Responsibilities: Deliver the agreed strategy and procedural objectives regarding compliance standards and technical competence and to take responsibility for the management of individuals within this remit. There are three key functions: Strategy:...

Working in partnership with a company who provide compliance and risk support, they are looking for a Field Based File Monitoring Officer to come on board in the London area. This role involves travel to different firms across South London and Central London you will also work from home for days you are...

Asset Management - Investment Management - Compliance Officer An Asset Management company in London are looking to recruit a Compliance Officer to join the growing department. This is a Permanent Role Role: Compliance Officer Salary: £80,000 Location: London The role will be reporting directly to the...

Legal and Compliance Officer Whitechapel, London The Company: With a rich history spanning over 160 years, our client is a market-leading company that insures thousands of small and specialist vessels around the world. This is a brilliant opportunity to join them as a Legal and Compliance Officer to support...

We are currently looking for a Compliance Adviser for a 3 month role to assist the Compliance Officer to identify, assess, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated...

We are currently looking for a Compliance Adviser for a 3 month role to assist the Compliance Officer to identify, assess, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated...

Compliance Officer Salary: £28,000 - £35,000 per annum depending on experience Location: Ruislip, Middlesex (Eastcote) Job Type: Full-time, Permanent 28 days holiday per annum Company Pension Scheme Mobicode provide data sharing and intelligence across the mobile telecoms sector. The Compliance Officer...

An exciting opportunity has arisen for a Compliance Officer based in the North Yorkshire area to join a market leading organisation. Due to continued growth they are seeking a Compliance Officer in North Yorkshire. The Compliance Officer , North Yorkshire will cover the company requirements to deal with...

Compliance Adviser - MK Role Summary To assist the Compliance Officer MK to identify, assesses, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated mortgages. To assist...

Compliance Officer Location: Britannia House, Brighton Salary: £35,000 Job Type: Full Time, Permanent Reports to: Head of Risk and Compliance Hours: 9.00-5.00 (4.30 Fri) – some out of hours may be required About the company: Our client creates and provides unique deals, perks and experiences to help public...

This is an exciting opportunity for a Compliance Officer which offers exposure to a wide variety of risk and compliance work. You will have a key role in ensuring the group and its employees adhere to the relevant legal and regulatory requirements and that everyone provides the highest standard of service...

Are you compliance professional in search of a new challenge in 2019? Fram Search are working on a brilliant opening for a mid level generalist compliance officer to join a growing Wealth Management firm in Central London. The role comprises of a range of general compliance activities, inclusive of reviewing...

Fourthline are working with an esteemed multi-faceted international financial services business, in their search for a Compliance Officer, to be based in their London office. Requirements: Must have sell-side experience; Working knowledge within a Compliance Monitoring role, minimum 3 years' experience...

Finance Officer is required for a lovely secondary school based in Surrey. Working flexible hours Monday to Friday, working 36 hours per week, 43 weeks of the year. We are looking for an experienced Finance Officer to deal with compliance, preparation and monitoring of budget figures, financial management...