1,646

Compliance Monitoring Officer jobs

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Compliance Monitoring Officer

Posted 3 November by Premium Credit Ending soon

Compliance Monitoring Officer Leatherhead, Surrey £40,000 - £46,000 DOE Plus Pension, Health, Dental, 25 Days’ Holiday Premium Credit is the leading insurance premium finance company in the UK and Ireland. Due to an internal promotion, we are now looking for a Compliance Monitoring Officer to join our...

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Compliance Monitoring Officer

Posted 19 November by Hays Specialist Recruitment Limited Easy Apply

Job: Compliance Monitoring Officer - Compliance - £300-£400 Per day- 9 Months- London A leading International Investment Bank is looking for an interim compliance professional to join their compliance monitoring team. You will be responsible for conducting accurate compliance monitoring reviews. Additionally...

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Compliance Monitoring Officer

Posted 14 November by Lockton Companies LLP Easy Apply

The Lockton difference - As the world’s largest privately held, independent insurance broker, Lockton’s 6,500 professionals are free from shareholder demands. Our only focus is to provide our 50,000 clients with the best in risk management, insurance, employee benefits consulting, and retirement services...

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Compliance Monitoring Officer - Insurance

Posted 22 November by Hays Specialist Recruitment Limited Easy Apply

Compliance Monitoring Officer Job- Insurance - Brighton - up to £55k + Benefits Your new company Hays is pleased to be working along aide this leading Insurance provider in sourcing for a Compliance Monitoring Officer. Your new role Will be to contribute to the oversight of first line business activity...

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Compliance Monitoring Officer Insurance Brokerage

Posted 16 November by Lawes Consulting Group Easy Apply

Job Title - Compliance Monitoring Officer Contract - Permanent Salary - £50,000 - £55,000 Location - London Industry - Insurance (Compliance, Auditing, Monitoring) One of the top 10 Insurance Brokers are currently seeking a Compliance Monitoring Officer for their London office. The team are responsible...

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Compliance Monitoring Officer - Mortgages / Insurance

Posted 7 November by MERJE Ltd Easy Apply

To support the delivery of second line monitoring across the Group by undertaking a range of Compliance Monitoring activities as set out in the Compliance Monitoring Plan or as otherwise directed. Provide challenge as to whether Group policies, procedures and controls meet the FCA (and other relevant...

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Treasury and Benchmarking Compliance Monitoring Officer

Posted 21 November by Hays Specialist Recruitment Limited Easy Apply

Job: Benchmarking Compliance Monitoring Officer - Compliance- 4 Months- London - £400- £450 Per day An established international investment bank is looking for a new compliance officer to join their team. You will be part of the benchmark surveillance and monitoring team. The main purpose of the role...

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Compliance Monitoring Officer

Posted 21 November by Hays Specialist Recruitment Limited Easy Apply

Your new company Is an ever growing Lloyd's Market broker with an international focus. Their compliance team is growing with excellent leadership and development opportunities Your new role You will be responsible for the delivery of all compliance monitoring plans within the business. You will work with...

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Compliance Monitoring Officer - Investments

Posted 9 November by Brevere Group

Due to continued success in delivering bespoke Wealth Management Solutions to a range of HNW clients, this innovative and expanding firm is seeking to recruit an accomplished Compliance Monitoring professional to join their team in Central London. Based in modern and well equipped offices, your role will...

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Compliance Monitoring & T&C Officer

Posted 26 November by MERJE Ltd Easy Apply

: Our client is a well-respected financial services organisation looking for an individual who will report to the Head of Compliance and Risk and undertake this broad yet rewarding role working as part of a small but dedicated team. The role- The role is split between supporting the Compliance Function...

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Compliance Monitoring Officer - Banking / Cards / Consumer Credit

Posted 19 November by MERJE Ltd Easy Apply

Reporting to the Head of Compliance Monitoring, working closely with the business and senior managers, this role will arrange for compliance monitoring reviews to be undertaken on all aspects of the Bank’s business. Focusing on understanding all regulatory requirements to mitigate regulatory risks. Responsibilities:...

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Compliance Officer

Posted 3 December by Sellick Partnership Easy Apply

Our client is a leading name within UK Wealth and Investment Management. Due to continued success and expansion, they are looking to take on a Compliance Officer to join one of their highest-performing teams on a permanent basis. The Compliance Officer will provide effective monitoring support to the...

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Quality Assurance Officer

Posted 2 days ago by Time Recruitment New Easy Apply

Quality Assurance Officer £20,000 - £25,000 per annum Stockport Monday to Friday - 9 to 5.30 The company: Our client is an award winning, market leader in financial services, who are based in the Stockport area. The business are hugely successful, and service billions of pounds of business, and have had...

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Licensing Compliance Officer

Posted 21 November by Meraki Talent Limited Featured Easy Apply

Licensing Compliance Officer Glasgow 12 Month FTC Excellent Salary + benefits Meraki Talent's leading Professional Services Organisation are seeking a Licensing Compliance Officer to join their growing team based in Glasgow. The role will review and evaluate approved suppliers and monitor the standard...

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Information Security Officer

Posted 1 week ago by Spectrum IT Recruitment (South) Easy Apply

A new role for an Information Security Officer has become available that will see you overseeing a business's security procedures and implementing & developing compliance monitoring programs within their Information Security & Compliance Department. This is an excellent opportunity for an Information...

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Compliance Officer

Posted 3 days ago by Huntswood Featured Easy Apply

The business has offices across the South East with a team of over 100 people and headquarters in the heart of the City of London, servicing small business, major corporates and brokers. The Group Head of Compliance is now seeking a diligent and focused compliance officer to support in all areas of compliance...

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Compliance Officer

Posted 4 days ago by Red Recruitment Featured Easy Apply

Compliance Officer - £22k-£25k - Bristol City Centre - Full Time - Financial Services A fantastic opportunity has arisen to work for a leading Financial Services Company based in Central Bristol. Our client is seeking for an experienced individual to join their company on a permanent basis and act as...

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Compliance Assistant

Posted 7 November by MW Appointments Easy Apply

Compliance Assistant to c£40,000 Small established Lloyds Broker based in the City. Key Duties: ·Underwriter TOBA management. ·Compliance File Reviews of Broking, MGA Underwriting, and Broking Claims and MGA Claims. ·Anti-Financial Crime Monitoring - e.g. AC Records, higher risk transactions. ·Approval...

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Compliance Officer (Trainee)

Posted 6 November by GLM Business Support Ltd Featured

Do you have previous compliance experience gained in a regulated industry? I am currently recruiting for a Trainee Compliance Officer for a large organisation based in North Tyneside. This varied role will be support the team with complaint guidelines, audits and Fraud detection. The Role: To provide...

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Senior Financial Crime Officer

Posted 27 November by Communicate Recruitment Solutions LTD Easy Apply

A fast growing, forward thinking London wealth manager is growing their compliance function and looking for a Senior Financial Crime Officer to undertake many of the duties of an MLRO. Responsibilities: Oversight and management of KYC reviews, approvals and financial crime monitoring; To manage, approve...

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Compliance Officer

Posted 30 November by interlink recruitment Easy Apply

This is an exciting opportunity for a Compliance Officer which offers exposure to a wide variety of risk and compliance work. You will have a key role in ensuring the group and its employees adhere to the relevant legal and regulatory requirements and that everyone provides the highest standard of service...

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Compliance Officer

Posted 3 days ago by interlink recruitment Easy Apply

This is an exciting opportunity for a Compliance Officer which offers exposure to a wide variety of risk and compliance work. You will have a key role in ensuring the group and its employees adhere to the relevant legal and regulatory requirements and that everyone provides the highest standard of service...

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Compliance Officer

Posted 29 November by interlink recruitment Easy Apply

This is an exciting opportunity for a Compliance Officer which offers exposure to a wide variety of risk and compliance work. You will have a key role in ensuring the group and its employees adhere to the relevant legal and regulatory requirements and that everyone provides the highest standard of service...

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Compliance Monitoring - Wealth Management

Posted 6 November by LMA Easy Apply

Reporting to the Head of Compliance, the successful Compliance Monitoring Officer will work within the Compliance team with a primary focus on maintaining and driving the completion of the Compliance Monitoring Programme and managing various day to day business queries and tasks. Key responsibilities...

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Compliance Officer

Posted 4 December by 360 Resourcing Solutions Easy Apply

Our client has an exciting new opportunityfor a Compliance Officer to join the team based in Folkestone. You will join on a full time, permanent basis and receive a highly competitive salary and package of £40,000 per annum Our client is the UK’s leading provider of insurance, travel, personal finance...

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