Compliance Monitoring Officer jobs

Compliance Monitoring Officer Job Summary To provide on-going management and support to the Field and Desk-based Compliance Teams in order to deliver approved...

Here at Provident, there are a host of back office functions running behind the scenes to ensure we are keeping the customer at the heart of everything...

Compliance Monitor / Quality Assurance Officer >£24,000 + Excellent Benefits CeMAP Training also provided Monday - Friday - 9am to 5.30pm (Early finish on Friday's) City Blue Recruitment are proud to be working with a huge Financial Services client who are seeking experienced compliance / Quality Assurance...

Compliance Monitor / Quality Assurance Officer >£22,000 + Excellent Benefits Monday - Friday - 9am to 5.30pm (Early finish on Friday's) CEMAP TRAINING ON OFFER City Blue Recruitment are proud to be working with a huge Financial Services client who are seeking experienced compliance / Quality Assurance...

Learn more Compliance Monitoring Officer Leighton Buzzard £25,000 - £30,000 Basic Salary (Depending on experience) - Career Progression Connells are one of the UK’s leading Estate Agents being part of the Connells Group with over 600 High Street Branches and we are looking to recruit a EA Complicance Controller...

To support the delivery of second line monitoring across the Group by undertaking a range of Compliance Monitoring activities as set out in the Compliance Monitoring Plan or as otherwise directed. Provide challenge as to whether Group policies, procedures and controls meet the FCA (and other relevant...

Compliance Monitoring Officer - Asset Management - Buy Side - Thematic Review One of the most reputable Asset Management companies in London are looking to recruit a Compliance Monitoring Office. This is a Permanent Role Role: Compliance Monitoring Officer Salary: Up to £65,000 Location: London This role...

Compliance Monitoring Officer - Asset Management - Buy Side Experience Required One of the most reputable Asset Management companies in London are looking to recruit a Compliance Monitoring Office. This is a Permanent Role Role: Compliance Monitoring Officer Salary: Up to £60,000 Location: London This...

A well-known Investment Management firm based in MANCHESTER are looking to recruit a Senior Compliance Monitoring Officer to take leading role in the Compliance Monitoring Department. This is a Temp-to-Perm role , with an initial 3 month contract leading to a Permanent position. Role: Senior Compliance...

I am currently recruiting for a specialist insurance company within the Lloyds of London Market who are currently looking for a compliance Monitoring Officer to come in and support the Head of Compliance Monitoring. Role Requirements; Monitoring reviews, including but not limited to: Pre-visit planning...

Compliance Monitoring Officer London I am currently recruiting for a specialist insurance company within the Lloyds of London Market who are currently looking for a compliance Monitoring Officer to come in and support the Head of Compliance Monitoring. Role Requirements: Monitoring reviews, including...

Oliver James Associates are currently representing a global Insurance business for a Compliance Monitoring Officer due to considerable internal and external growth. This is the chance to join an industry leading Compliance team monitoring and reporting on their Compliance appetite. With considerable exposure...

Job title: Compliance Monitoring Officer Company: Equifinance Ltd Reports to: Director of Compliance Liaises with: Equifinance departments Role Objectives: To assist the Director of Compliance in compliance and risk governance to enable the business to meet its regulatory responsibilities and ensure that...

Compliance Monitoring Officer THE COMPANY… Our client, a specialist insurer is looking to recruit a Compliance Monitoring Officer for their busy centre in York. The company are seeing massive business growth and have recently rebranded so this an exciting time to join. THE ROLE… • Maintain compliance...

Compliance Monitoring Officer London Company client is a global Insurance business currently looking for a Compliance Monitoring Officer due to considerable internal and external growth. This is the chance to join an industry leading Compliance team monitoring and reporting on their Compliance appetite...

Main purpose of Role To undertake second line assurance activity in the form of compliance monitoring, to assess the adequacy of systems and controls in place across the business, including UK, Dublin and Cayman-based fund ranges, to mitigate against key regulatory and other review specific risk types...

Based in the heart of Howich, where staff and customers are at the heart of everything they do Our Client is the market leader in their field and is going through a sustained period of growth We are looking to speak to experience Compliance/Quality/ Monitoring Officers If you have experience in any of...

Compliance Monitoring Officer Salary £21,000 Based outskirts of York - must drive and have own vehicle Excellent working environment Monday - Friday 8.30am - 5.30pm To apply for this role, you may be working within insurance or perhaps a call centre monitoring compliance. You should have excellent attention...

Here at Provident, there are a host of back office functions running behind the scenes to ensure we are keeping the customer at the heart of everything we do. One of the key areas is ensuring our colleagues at Head Office and across the field have a clear understanding of business objectives, with solid...

Compliance Monitoring Officer- Hertfordshire £40k-£50k+Benefits Permanent Are you currently working in Compliance and looking to develop your skills? Would you like to be part of a successful team where you can add value to the business? As Compliance Monitoring Manager you have the opportunity to join...

Here at Provident, there are a host of back office functions running behind the scenes to ensure we are keeping the customer at the heart of everything we do. One of the key areas is ensuring our colleagues at Head Office and across the field have a clear understanding of business objectives, with solid...

I am currently recruiting for a 'Compliance Monitoring Officer' on behalf of my client who are a Lloyd's broker. This role will report into the 'Head of Compliance Monitoring’ undertaking reviews of their Lloyds Market businesses. A commercially focused 2nd Line assurance role that will assess the effectiveness...

Purpose: To ensure that the business complies with all relevant legislation, regulations, policies and codes of conduct through appropriate control systems in order to minimise and mitigate risks to the business. To assist the Compliance Monitoring Manager in designing, implementing and delivering the...

MMP Consultancy are working with a Housing Provider based in South East London/Kent area who are looking to recruit a Compliance Officer on a permanent basis. Working as part of the Building Compliance Team, you will be responsible for ensuring data and systems are actively managed and available to monitor...

Compliance Monitoring & Testing - London What's the Role? Our client is a leading global provider of alternative asset and corporate administrative services who service clients from 15 locations. Our client's dedicated asset class and market experts are supported by the latest industry technology...

Your new company Is a global insurer with offices based throughout the UK, Europe & Asia. They provide a number of different products to the General Insurer and Lloyd's Markets. This role will be based in the head office in the heart of the London Insurance Market. Your new role You will support the...

An exciting opportunity has arisen for a Compliance Monitoring Officer/Manager to join a growing Mortgage company based in Hertfordshire. Responsibilities: Execute the compliance monitoring plan Conduct compliance reviews Ensure policies & procedures are fit for purpose Coordinate the Quality Assurance...