2,695 Compliance Monitoring Jobs

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...

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We are working with a highly reputable mortgage network that are looking to appoint two field based Compliance Managers tasked with proactively monitoring network firms and advisers to identify risks. You will be tasked with: Conducting field visits,...

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MERJE are working with a leading financial services' business who are looking for a Compliance Manager to join their fast growing team. Key Responsibilities: Lead with implementing and maintaining the compliance framework and associated documentation...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Head of Compliance & Financial Crime A commercial bank based in the UK is looking for a Head of Compliance & Financial Crime to join their business for a 12 month fixed term contract. The role will be salaried and offer the usual benefits of a perman...

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NJR are working with a well-established firm who are currently looking for Advice Quality Assessors to join their team. The purpose of this role is to undertake file reviews to ensure the company is providing the highest standards of advice to their ...

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Our Client, a Specialist Insurance and Underwriting firm, are looking for a Compliance/Delegated Authority Assistant to join their team in assisting the Compliance Team in the execution of their duties, in particular those concerning the oversight an...

XTB UK is looking for a junior level compliance officer to join its current compliance team. The role covers a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant ...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs

Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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Compliance Analyst City of London Permanent/Office based 5 days p/week 45,000 pa cer Financial are working alongside a bank based in the City of London. They are looking for a Compliance Analyst to work with them on a permanent basis who will be offi...

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To support our growing team, we are looking for an experienced T&C Supervisor, who can also lead our internal quality initiatives (our “Excellence” process), alongside supporting the Financial Planning and Defined Contribution (DC) Consulting teams w...

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You want to be at a growth firm where you are recognised for what you personally bring to the table. This is a great opportunity to work in a positive team that is welcomed by the business in helping us achieve client excellence (that's right we valu...

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You want to be at a growth firm where you are recognised for what you personally bring to the table. This is a great opportunity to work in a positive team that is welcomed by the business in helping us achieve client excellence (that's right we valu...

Go to similar: Adviser jobs

My client is seeking an experienced compliance executive. As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA. Your expertise will contribute to th...

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Talent On-boarding Specialist Location: Bristol Salary: 23,500 per annum, dependent on experience Job Type: Full-time We are looking for a dedicated Talent On-boarding Specialist to join our Talent Engagement Team. This role is pivotal in providing a...

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SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...

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SRA Compliance Manager Salary: 30,000 We are seeking a skilled and knowledgeable SRA Compliance Manager to join our team. As an SRA Compliance Manager, you will be responsible for ensuring that our organisation adheres to all applicable SRA rules, la...

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Compliance Analyst role within a London based Payments firm. Opportunity to learn and develop in a broad Compliance Analyst role. Client Details The client is a principle issuer of MasterCard and cross-border payments firm. Description Investigate SA...

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As one of the world's top International Medical Insurance companies, IMG helps individuals and companies of all sizes. Every second of every day, vacationers, those working or living abroad for short or extended periods, people traveling frequently b...

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Compliance Manager Industry: Insurance Fully remote 40,000 per annum Role overview: As Compliance Manager you will take ownership, with oversight from the Head of Compliance, of certain aspects of the Compliance function and assist the wider Risk and...

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Interim Tax Consultant - Berkshire (1-2 days a week in office) - 500 - 1000 per day Our Client A global organisation in Berkshire requires a Tax Consultant for an interim period of 3-6 months to support the Financial Controller with a project. The Ro...

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Time Appointments are working on behalf of a prestigious financial services company based in Ipswich, who are currently looking to appoint a Compliance Executive to join their growing team As a Compliance Executive, you will be responsible for delive...

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